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The Situation in Hong Kong on the University Front--CUHK Vice-Chancellor and President Professor Rocky S. Tuan's Open Letter 中大校長段崇智教授公開信

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(Pix caption: "University students use umbrella to practice self-defence technique to prevent possible violent during clashes at Chinese University of Hong Kong in Sha Tin on Tuesday" Credit AP posted as Hong Kong police are blasted for 'tackling' a student during a school strike in support of anti-government movement)

The situation in Hong Kong has evolved dramatically since it began its current phase in June 2019.  What started out as a very large mass  protests against the decisions of senior Hong Kong functionaries, undertaken with the knowledge of the central government, has now become mired in a complex and fluid expression of popular discontent that has spilled out along many fronts.  That discontent has veered into violence and has been met by violence. At the same time, both the central authorities and the various protest factions have sought to both reach out to and blame the "black hand" of foreign  interest in the situation of Hong Kong (our discussion here).  More than that, of course, some states have sought to change their own state's positions with respect to Chinese relations on the basis of the way the situation in Hong Kong  develops (see, e.g., here). And it has brought into play international norms and actors as well (e.g., here).

The result has been a tremendously large spectacle amplified by the press and social media outlets, all of which has captured global attention. The recent actions by the National Basketball Association, the Chinese state, and a variety of famous people  all seeking to manage a narrative suitable to its needs, and the resulting acts of resistance, have played out in ways that have suggested the intimate connection between local Hong Kong issues, global trade, and their alignment to apparently fundamentally  irreconcilable political-economic models (e.g., here; here; here and here).  That has certainly been the case in the context of China U.S. relations, at least form the perspective of the US Congress (e.g., here).

All of this has been well covered and requires little commentary.Far less noticed, and worthy of substantial analysis, is the role of the university, and university stakeholders (particularly administration and faculty stakeholders) in shaping and responding to the evolving situation in Hong Kong.  It is not for nothing that the university remains a central actor.  Many people drawn to the protesting groups are or have strong ties the  Hong Kong universities and their networks. Faculty has sought to engage in the situation in Hong Kong (e.g. here and here).  

But perhaps most important, the central authorities have made clear, almost from the beginning, that they lay the blame, at least in part, on the university for the situation in Hong Kong.  We have drawn attention to this in earlier commentary.
"Therefore, I feel that school education and family education must have a correct guidance. We must strengthen the patriotism education and national education of Hong Kong youth, and let them understand their country and themselves comprehensively, deeply and objectively from an early age. The nation, understand its own history and culture. The whole society should care about the healthy growth of young people and create a good, harmonious, stable and rule of law environment for the healthy growth of young people. The youth of Hong Kong are also young people of China. The youth of Hong Kong is the future of Hong Kong and the future of the country. The Central Government is always paying attention to the growth of young people in Hong Kong.  (Statement by the Hong Kong and Macau Affairs Office of the State Council Official Views of Current State of Affairs in Hong Kong [国务院港澳办新闻发言人介绍对当前香港事态的看法]).
University students and alumni have focused on the university as a front in the controversy. It was reported on 18 October that "Thousands of University of Hong Kong graduates have passed a resolution calling for Chief Executive Carrie Lam Cheng Yuet-ngor, an HKU alumna, to resign as varsity chancellor, saying she has – in her own words – “caused unforgivable havoc” to the city."University of Hong Kong graduates vote by landslide in support of resolution calling on city leader Carrie Lam to resign as varsity chancellor. But it does remain a battle front: "A group of 45, made up of pro-Beijing figures and a former senior official, said the resolution violated HKU’s statutes on the convocation and called for the “offending part” on Lam’s responsibility for the crisis to be removed."

University administrations have not remained silent. They have also responded, especially as the character of the interactions have become more violent and also less restrained on the part of officials and protestors. That response is well worth considering for the way in which it suggests the social and political role of the university, as well as the evolution of its sense of obligation to stakeholders and the ways in which it must manifest its mission. One gets a sense of the current state of that response, as well as its evolving nature, in the "Open Letter" circulated by Chinese University of Hong Kong Vice Chancellor and resident Professor Rocky S. Tuan 段崇智, to the CUHK community on 18 October 2019.  That "Open Letter" follows below in Chinese and English along with my own brief comments. Whatever one thinks of this position and approach, one thing is quite clear: the way that universities view the scope of their mission to their students and as social actors, at least this one and at least in Hong Kong, appears to be changing.  And that also be be a consequence of the evolving situation in Hong Kong.





The Open Letter is noteworthy in several respects. 

First, it asserts the responsibility of the university for the well being of its students int he course of the protests.  It does so without denying the Hong Kong Authorities' power to maintain order and civil peace ("The University is expected to make best use of its status, standing, and influence to ensure a fair treatment of the related issues and the students affected""各方都期望大學憑藉其公信力、影響力,讓有關事件及受影響同學得到最公平的處理。"). 

Second, in this sense, the University seeks to serve as a Western style human rights defender against violations by the state authorities of their own self imposed legal constraints ("I cannot over-emphasize that, irrespective of why our students were arrested, the police should ensure that the rights of the arrested must not be infringed upon during arrest and detention""我在此嚴正指出,無論同學因何事被捕,警方必須確保在拘捕及扣留過程中,被捕人士應有的權利不被剝削。").

Third, the university has used its own networks to provide resources for students who seek to complain against disciplinary breeches by state (usually police) officials ("To responsibly deal with the above cases, the University had promptly elicited help from volunteer alumni lawyers, especially those with experience in gender equality and human rights issues.  We hope that with such legal assistance and consent of the students concerned, each case can be properly documented and submitted to the relevant authorities as a formal complaint and representation so as to facilitate prompt, fair and open investigations"; "為嚴肅處理以上同學的個案,大學即時聯繫了義務校友律師,特別是在處理性別平等及人權問題方面有豐富經驗的律師協助同學。我們希望在律師的協助下,每個個案的詳細情形都可以以書面陳述撰寫出來,在同學的同意下,讓大學可以協助將個案呈交相關機構作出正式申訴及陳述,並促請相關機構盡快作出公平、公開、公正的調查。").

Fourth, as an influential human rights defender and protector of its student stakeholders, the university has a duty to intervene directly with the highest level state authorities to ensure that the rule of law mechanisms that the state authorities have imposed on themselves are implemented.  This lobbying and oversight responsibility is not merely technical but reflects the political responsibilities of the university in Hong Kong ("In view of the gravity of the matter, I will write to the Chief Executive to exhort her to initiate independent investigation of the 20 or so cases involving CUHK students outside existing mechanisms.  This will hopefully reaffirm the rule of law and restore public confidence"; "基於事件的嚴重性,我會去信行政長官,希望行政長官考慮針對現時大學已掌握初步資料的約20宗個案,在現有機制以外作出嚴正跟進,讓法治精神得以彰顯,讓信心得以重建。").

Fifth, the university has a obligation to protect the territorial integrity of its learning and congregation spaces against  state abuses. ("At the meeting last week, concern over the unjustified presence of police discharging duties on campus was voiced time and again.  Within the property boundary of our University campus, we will do everything we can to safeguard the legal rights of all our members."; "在上星期的會面中,很多同學都向我表達對於警察進入校園的關注。在校園範圍內,大學會盡一切努力維護每一位成員的合法權益。一般情況下,如警察欲進入校園,保安處會先向警方查詢到校原因,了解警方是執行法庭搜查令,或是在涉案人士同意下作出調查,或有合理懷疑相信有涉嫌犯罪人士在某處所內。").

Sixth, the university can serve as a space within which mass line politics can be ordered and effectively communicated to the authorities, but with thew understanding that the authorities have a duty to both hear and respond fairly in order to preserve their own legitimacy, even within the context of the political-economic model of One Country Two Systems. But that also requires a shift back to the pacific expression of ideas and desires and the avoidance of violence that could be viewed as a threat to the state rather than a demand for dialogue.
It is my belief and deep conviction that sincere, direct and honest dialogue will lead us out of the present impasse, but strong polarization will never bring compromise. Reconciliation of the schism can only be approached and reached with sincerity and honesty. The success of Hong Kong depends on the rule of law and Hong Kong people being united behind it. The negative sentiments in society have reached an alarmingly critical point. The escalating violence and acts of destruction must stop. The government must act fast to come up with feasible strategies to solve the problems in order to rekindle hope for the younger generations who are the future of Hong Kong. 的成功有賴香人的團結及法治精。現時社會上的負面情已達臨界點,不斷升級的暴及破行為必須停止,政府必須盡快、盡力提出可行方社會上各種問題,方可以為這一代的年青人──的未來,重燃希
Seventh, the university is seeking both to play a role in managing the situation in Hong Kong.  At the same time, that insertion is necessary because both its primary stakeholders and those governments which ultimately will decide on the role of the university within the evolving political-economic model in Hong Kong both insist.  The university is attempting to steer a between these two camps in ways that preserves to itself a set of core values that they hope will be preserved once the situation in Hong Kong is resolved.  It is not clear that strategy will be successful.  But it is also clear that there is virtually no other path left to the university.  To its students it urges caution but embraces the role of protector and middle tier parens patriae. To the state, and both of its governments, it attempts to serve as a super ego (e.g., "we will hold you to your own rules to preserve the rule of law ideology central to your legitimacy"). But students may well reject the proffer as too little and too late (though they will accept the help as it comes).  And the central authorities may well have already made up their minds, and it is therefore only a matter of determining the sort of conduct that will prove useful in determining whether a university (and its faculty) will eventually find themselves on a blacklist or a redlist. But that is a story for an essay of a completely distinct character (see, e.g., Blacklists and Social Credit Regimes in China: Paper and PowerPoints).  


__________



(The English version of this letter follows the Chinese one.)

各位中大同學、同事、校友:

執筆之時,心中有很多思尚未止息。上周四1010跟同學及校友接近四小時的會面當中,外界可以從媒看到很多失控畫面,我和我的團,以及在場的每一位同學校友,無不感受到繃緊的情。面對比以往更洶的群情及激烈的指罵,延真正的對話及交實不容易。我感受最深刻的,是討會完結後,我與一些被捕同學兩個多小時的閉門交談。在大家都放下戒的情下,我看到同學無助的眼神,哭訴他親身所受的身心痛楚,懇求大學保。我亦坦誠告訴同學我的心底話,承大學在此史無前例社會挑下的不足之處,以及大學必須肩的多。在這兩小時,彼終於能打開心扉,表最真摯的感受。同學的每一句說都打進我的心坎裏,讓我非常的痛心及難過。

對於部份同學就其被捕後的經歷,向我表的強訴求,大學必須負起尋求真相及公道的責任,讓公義得以彰。每一位同學,無持何種立場及價觀,無曾否犯錯,都是中大的學生。作為師長,我必須教導同學為自己的言行負 ; 而大學出於關愛,亦須為同學爭取應有的權,不會隨便任何一位同學。上周四的討會之後,我收到逾800封來自各方的電郵及書面意見,看到不同傳媒對事件的解讀及分析,也知同學同事及校友的聯署。在如此大量紛的意見中有一個共通點各方都期大學憑其公信力、響力,讓有關事件及受影響同學得到最公平的處

被捕同學的情及跟進

我們自上周五起,立即逐一再聯絡被捕的逾30位同學,詳細了解他們在被捕後遇到的種種情況。大部分同學表示,在被捕後要求與律師或家人聯絡不果,最終在數小時甚至長達78小時後才能打電話,有同學因而被逼在沒有律師陪同下錄口供。據其中一名同學描述,其家人到警署要求會面不得要領,結果同學在被拘留的48小時沒有機會打電話及不與正在警署苦候的家人見。不少同學指出,在拘留期間警員不允許他們睡覺或躺臥休息,亦有同得不到所需的醫,例如哮喘病發的同學等候6小時後方能就醫,有同學因頭部受創要求就醫,18小時後方被送往急症室較為嚴重的情,不止一位同學表在錄口供或扣留期間曾被警員掌摑,以及有兩位同學表在搜身前獲告知不需脫衣,卻在搜身房內被同性警員強逼脫下所有衣物。以上都是同學親自提出的指

在我逐一個別跟的被捕同學中,共有約20位同學表在拘留期間曾遭遇上其中一種或多種不同程度的不合理對待,顯這些絕非單一事件,從人道待來看,情嚴重,而涉及身體傷的情,更不能接受。對於同學親述他們被捕後經歷的身心創傷,我感到難過及悲憤我在此嚴正指出,同學因何事被捕,警方必須確保在拘捕及扣留過程中,被捕人士應有的權不被剝削人員須達到高標及要求,審慎和公正執法,這也是公眾的合理期望對於已經發生的事件在查明細節後警方必須有清晰的交待和恰當的處理

為嚴處理以上同學的個案,大學即時聯了義務校友律,特別是在處理性別平等及人權問方面有豐的律同學在律師的協助下,每個個案的詳細情形都可以以書面陳述撰出來在同學的同意下讓大學可以協將個案呈交相關機構作出正式申訴及陳述並促相關機盡快作出公平、公開、公正的調查。事實上大學已直了監警會極度關注同學的個案並承會就個別個案派出觀出席所有投訴警課與投訴人的會面和現場搜證以確保過程公平公正。我在此呼受影同學爭取你應有的權利我和我的同事非願意與律師一起陪同同學到相作出投訴,保障你們的法律權益及要求嚴正處理。

我理解很多中大成員及社會人士都非關注吳同學的個案亦同樣非關注,並與吳同學保持緊,提供協。我理解她正面對很大的心理壓,而她在公開場合或訪問中所描的經歷,其已具相當的細節,我在此促投訴警課就已公開的細立即展開調,並由監警會作出監察,此事刻不容緩。我亦在此強各方停止對任何人作出恐或騷行為,甚或阻嚇受害人求助。

的是,目前為止我所接的同學,都因為對警方有不安情或對投訴警察課及監警會的制失去信心等而尚未願意踏出這一步。我感到無奈之餘,明白同學及公眾對現有機制的不信任並非一朝一夕形的。基於事件的嚴重性,我會去信行政長官,希望行政長官考慮針對現時大學已掌握初步資料的約20宗個案,在現有機制以外作出嚴正跟進,讓法治精神得以彰顯,讓信心得以重建。事實上,過去兩個月來社會上有強烈聲音,要求政府成立獨立調查委員會查找警民衝突以至整個事件的真相政府應該正視這個聲音因為只有真相才可以為所有人帶來最公平的結果。
保護大學的成員大學責無旁貸同時在大學成員甚至社會大眾都期望我們主持公道的時候,我身為校長,必須謹運用大學的公信力,絕對不能倉行事,讓校園變成爭辯的戰場,甚讓本來已經受創傷的人,因為某些惡意攻擊而受二次傷害。對於部分警務人員涉嫌不當使用暴力或違反人權,經查證後須予以譴責。

保安措

在上星期的會面中,很多同學都向我表達對於警察進入校園的關注。在校園範圍內,大學會盡一切努力維護每一位成員的合法權益。一般情下,如警察欲進入校園,保安處會先向警方查詢到校原因,了解警方是執行法庭搜查令,或是在涉案人士同意下作出調查,或有合理懷疑相信有涉嫌犯罪人士在某處所內。希大家明白,大學有法律責任配合警方調查工作,但大學會先向警察了解進校的具體資料,包括調查目的及地點等。大學亦會在警察在校內調查或搜查期間,盡可安排大學人員陪同有關人士,並在合法、合理的情況下知會相關單位同時亦會按需要聯絡律師到場協助大學已為此安24小時法援),確保員生的法律權益受到保障。

大學會強前線保安人員的訓及警覺性。在這段期,大學已派了人手處理大量校發生的不同事件。

強緊

我在上星與同學及校友會面時提到,受到社會環境的影響,這幾個月來大學發生了大大小小的事件,令不同成員都受到很大的困擾。在這個非常時期,不同的成員都期大學有更多的支,我很感謝各位曾經出心出力的同學、同事及校友,同事們需要處理很多前線的問題,但他們不怕辛苦,願意付出更多時間與同學溝通,疏導負面情緒並制止不當的行為及紛爭。

大學一直設有由我領的危小組,負制訂應對不同事件的對。由於現時社會狀,在聽取各方意見之後,我決定深化危小組的工作,以更迅速地應對突發情況,強不同單位的協調及決。大學將會成立一個跨部門的應變專責工作組(Rapid Response Task Force),就五大支成立分組,跟進不同的工作並向我匯報,亦會邀學生代表及校友 :

  1. 文化共融分組 (culturalis@cuhk.edu.hk) 召集人: 吳基培副校長
  2. 學業支援分組 (academicss@cuhk.edu.hk) 召集人: 余蕙卿教務長
  3. 安全、保安及法律事宜分組 (csslms@cuhk.edu.hk) 召集人: 吳樹培副校長
  4. 學生支援及心理健康分組 (ssws@cuhk.edu.hk) 召集人: 吳基培副校長
  5. 溝通與協調分組 (caes@cuhk.edu.hk) 召集人: 吳樹培副校長

讓信、望、愛領我前行

過去幾個月的社會及校風波,對我們各人都是一個學習的過程。我深信對話是解開矛盾的出路,強硬對立不能換來妥協,真心坦誠方能修補撕裂。香的成功有賴香人的團結及法治精。現時社會上的負面情已達臨界點,不斷升級的暴及破行為必須停止,政府必須盡快、盡力提出可行方社會上各種問題,方可以為這一代的年青人──的未來,重燃希

不管前路多艱,大學會堅守傳播知識、服務社會、培育品德的使命,讓校成為自探索真理的地方,不會放教導同學博文約禮的精。假如校失去了團、失去了開放包容、理性及互相尊重之心,失去了盼和信任,失去了愛,又怎可以再為大家遮風擋雨

我在香港出生及長大,香港是我摯愛的家鄉。獅子山下的精神,正正是我成長的家庭,以及千千萬萬家庭的寫照:刻苦耐勞、勤奮拚搏、靈活應變、自強不息。所有香人,不論政治立場,都是同舟人,有很多共通之處。我衷心希真相可以來和解,可以重建香港寶的精神財富。

香港中文大學校長
段崇智

Dear Students, Colleagues and Alumni,

My heart is heavy and unsettled as I pen this personal letter. The chaotic scenes from the media images of my meeting a week ago (10 October) with CUHK students and alumni must have shocked many.  My team and I, and every student and alumni member present at the meeting, felt the tensions and heightened emotions first-hand.  In fact, the proceedings had gotten so out of control that a meaningful dialogue became totally impossible.  At the end of the large, chaotic meeting, I had a further two-plus-hour of closed-door conversation with a smaller gathering of students, including some who were arrested for alleged offences related to the recent social unrest.  We all managed to put aside our differences, and carried on an open dialogue.  I was able to see personally and up close the pain and suffering of the students, how they were driven to a state of hopelessness, and why they had turned to the University for help.  I directly related to these students of CUHK my honest feelings and my thoughts.  I fully recognized that in the face of such unprecedented challenges to our community, the University might not have done enough for our students, even though we owe our responsibilities to many different stakeholders.  During these emotional two-plus hours, I heard loud and clear every word uttered by our students, which brought me no small share of sadness and regret.

Some of the students related their personal experiences while in police custody, and implored the University to take up the responsibility of the search for truth and fairness, to see to it that justice is done.  Every student, regardless of his/her political stance, values or personal beliefs, and whether or not he/she might have done something wrong, is a family member of CUHK.  In teaching students to accept responsibility for their own action, the University shall also help them assert their rights.  Since the meeting last Thursday, I have received over 800 e-mails and written opinions from many different stakeholders.  I saw how the evening’s event had been interpreted, analyzed and evaluated by different media, and in various signed petitions from students, colleagues and alumni.  Out of this myriad of opinions one thing is clear: The University is expected to make best use of its status, standing, and influence to ensure a fair treatment of the related issues and the students affected.

Follow-up actions on the students arrested
Since last Friday, we have contacted each and everyone of the more than 30 students arrested to find out what they had gone through after their arrests and during detention.  Most of them said their requests for timely communicating with their lawyers or families were unsuccessful, and they could only make their first (and only) phone-call from a few hours to as long as 78 hours after their arrests.  In some cases the students were made to give police statement in the absence of a lawyer.  One of the students said that, even when his family had arrived at the police station where he was held, they could not see him.  He was not permitted a phone call or a meeting with his family in the same station during the 48 hours while he was detained.  Some students pointed out that they were not permitted to sleep or lie down to rest.  Some other students said they were not given the medication they needed, and a student with asthma had to wait for six hours to be treated.  According to another student who suffered a head injury, despite his request to go to the hospital, he was only sent to the accident and emergency ward after 18 hours in detention.  More seriously, more than one students said they were slapped in the face while giving a statement or during detention, and two students said they were forced to strip naked by a police officer of the same sex in the search room despite having been told of no such need for strip search.  The above are all serious allegations made by our students of CUHK.  

Among the cases that came to our attention, about 20 students said they had received one or more of the above unreasonable treatments in varying degrees of severity.  These are not isolated incidents but serious allegations from a human rights point of view.  They are all the more unacceptable if bodily harm was inflicted.  Upon hearing from the students themselves what physical and mental pains they had suffered, I felt sad and anguished.  I cannot over-emphasize that, irrespective of why our students were arrested, the police should ensure that the rights of the arrested must not be infringed upon during arrest and detention.  The public rightly expect from law enforcement agencies nothing less than the upholding of the highest standards and the practice of cautiousness and judiciousness by its personnel.  The police are also expected to ensure proper handling of the matter and keep the public informed after a thorough investigation.

To responsibly deal with the above cases, the University had promptly elicited help from volunteer alumni lawyers, especially those with experience in gender equality and human rights issues.  We hope that with such legal assistance and consent of the students concerned, each case can be properly documented and submitted to the relevant authorities as a formal complaint and representation so as to facilitate prompt, fair and open investigations.  In fact, the University has contacted the Independent Police Complaint Council (IPCC) directly, which was very receptive to our request and promised to send observers to all the meetings between the Complaints Against Police Office (CAPO) and the complainants and to conduct on-site evidence gathering in a fair and just manner.  I hereby call upon our students affected that you should exercise your rights.  My colleagues and I are willing to accompany you and your lawyers to file complaints at the relevant authorities so as to protect your legal rights and demand proper and judicious handling of your cases.  

I understand that many members of the University and the public share with us a deep concern for the case of one of our own students, Miss Ng.  We are in close contact with Miss Ng, offering our help.  We understand that she is under enormous pressure, and has disclosed at public appearances or interviews many facts and details of her experience.  I hereby urge the CAPO to take prompt action to investigate her case based on the publicly available evidence, preferably in conjunction with IPCC scrutiny.  Time is of the essence here.  I also strongly urge all to desist from doing any act of intimidation, harassment or obstructing any victim to seek help.

Regrettably, those students we have contacted so far are not yet willing to take the first step due to their anxiety towards the police or distrust of the CAPO and the IPCC.  While I feel frustrated by this state of affairs, I understand that the mistrust of existing mechanisms among students and the public does not begin today.  In view of the gravity of the matter, I will write to the Chief Executive to exhort her to initiate independent investigation of the 20 or so cases involving CUHK students outside existing mechanisms.  This will hopefully reaffirm the rule of law and restore public confidence.  As a matter of fact, demands for the government to establish an independent commission of inquiry to try to get to the root cause of police-civilian conflicts or related matters have grown louder and louder in the past few months.  The government must constructively address such demands, for only the truth can bring justice to all.

Protecting members of the University is a responsibility we cannot abdicate.  At the same time, when judiciousness is expected of us by members of the University as well as the general public, as Vice-Chancellor and President I must exercise prudence when the credibility of the University is capitalized, and must not jump to unsubstantiated conclusions. Otherwise, the campus is likely to be turned into a dispute-driven battlefield, and insult will be added to injury for those who have already been hurt by additional malicious attacks. Any proven case of improper use of force or violations of human rights by certain police officers must be condemned. 

Safety measures on campus
At the meeting last week, concern over the unjustified presence of police discharging duties on campus was voiced time and again.  Within the property boundary of our University campus, we will do everything we can to safeguard the legal rights of all our members.  Upon the request of the police to enter our campus, the University Security Office will normally require them to give reasons for doing so, whether it is for executing court orders (such as a search or arrest warrant), conducting investigation with the consent of those involved in a crime, or if they are under reasonable suspicion that the perpetrator of a crime is present on the premises.  I hope the University community will appreciate that we are duty-bound to cooperate with law enforcement agencies in any criminal investigation.  But the University will first obtain from the police the relevant information such as the purpose and location of their investigation before granting them entry.  The University will also arrange our staff to accompany any concerned parties during the investigation or search by police on campus, and to notify the relevant units when it is lawful and reasonable to do so.  If needed, lawyers can be arranged to assist with the students and staff so as to safeguard their legal rights (24-hour legal assistance has been in place).

The University will strengthen the training and alertness of our frontline security personnel.  The University has also deployed more personnel to deal with the increased number of various types of incidents on campus.

Strengthening emergency responses
During my meeting with the students and alumni last week, I commented on the distress caused to members of the University due to the social unrest and its repercussions on campus life in the last few months.  In these difficult times, many members of the CUHK expect more support from the University.  I am grateful to students, colleagues and alumni for their dedicated efforts.  Our colleagues on the frontline have committed a great deal of their time and energy to engage the students, boost their morale, and prevent disputes and improper conduct.  

The crisis management group that I chair has been responsible for the formulation and implementation of policies and emergency measures.  In view of the rapidly changing circumstances and after hearing from the stakeholders, I have decided to take the work of the group one step further in order to ensure even more timely responses to emergencies with better coordination and decision-making.  The University will set up a cross-functional Rapid Response Task Force with subgroups in five areas of support.  These subgroups will have student and alumni representatives and report directly to me.  They are:

(1)   Cultural Inclusion Subgroup (culturalis@cuhk.edu.hk )
Convenor: Prof. Dennis Ng, Pro-Vice-Chancellor 

(2)   Academic Support Subgroup (academicss@cuhk.edu.hk )
Convenor: Ms. Kitty Yu, Registrar

(3)   Campus Safety, Security and Legal Matters Subgroup (csslms@cuhk.edu.hk )
Convenor: Mr. Eric Ng, Vice-President (Administration)

(4)   Student Support and Well-being Subgroup (ssws@cuhk.edu.hk )
Convenor: Prof. Dennis Ng, Pro-Vice-Chancellor

(5)   Communications and Engagement Subgroup (caes@cuhk.edu.hk )
Convenor: Mr. Eric Ng, Vice-President (Administration)

Let trust, hope and compassion be our guide
The troubling events in society and on campus in the past few months have been a tough, learning process for us all.  It is my belief and deep conviction that sincere, direct and honest dialogue will lead us out of the present impasse, but strong polarization will never bring compromise.  Reconciliation of the schism can only be approached and reached with sincerity and honesty.  The success of Hong Kong depends on the rule of law and Hong Kong people being united behind it.  The negative sentiments in society have reached an alarmingly critical point.  The escalating violence and acts of destruction must stop.  The government must act fast to come up with feasible strategies to solve the problems in order to rekindle hope for the younger generations who are the future of Hong Kong.

The University fully recognizes that we face a bumpy road ahead. Nevertheless, we will faithfully abide by our mission: to disseminate knowledge, serve the society, and cultivate virtue.  We will maintain the campus as a place where the search for truth can be freely pursued and where students are nurtured in the spirit of “Through learning and temperance to virtue”, the motto of the University passed down by our Founding Fathers.  To remain a haven for all, we must not lose sight of unity, openness, inclusivity, reason, and mutual respect, and be continually inspired by the virtues of trust, hope, and compassion. 

I am a native son, born and raised in Hong Kong, my beloved home.  I grew up in a loving, hard-working family that lived under the Lion Rock, like hundreds of thousands of families in Hong Kong: we sweated and toiled, we worked and played, we learned and adapted, we constantly reinvented ourselves, and always believing in a better tomorrow.  Regardless of political persuasions, all of us in Hong Kong are in the same boat and have a whole lot more in common than being different.  I sincerely hope that truth will bring reconciliation.  I very earnestly look forward to the moment when the precious and beautiful spiritual wealth of Hong Kong will be rekindled with brightness and vigour.


Rocky S. Tuan
Vice-Chancellor and President
The Chinese University of Hong Kong

The Situation in Hong Kong--CPE Working Group on Empire: Shirley Ze Yu on Situating Hong Kong in the Construction of Post-Global Empire

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It is rare to see analysis in conventional news sources that actually have something interesting to say (rather than being outlets for the opinion management directed by states, or other actors with the power to wield these media tools). That is especially the case in the context of the situation in Hong Kong. The ultimate tragedy that has been unfolding in its current form in Hong Kong since June 2019 is connected to larger trends that are becoming clearer now. It suggests the growing pains that accompany the contemporary (great) transitions of political-economic models that started in earnest after the shock of events between 2001 and 2008 as these models emerge from the status quo ante of the post 1945 settlement of the (more or less unitary) global order (finalized after 1989).  What the transition produces remains to be seen, but its character is already being felt in the movement toward the post-global merchant empires of the Belt and Road Initiative and the America First model.  

Within those broad macro change trajectories one encounters an almost endless series of micro points of explosions--the way that earthquakes evidence specific nodes of motion along much larger tectonic plates. Each of these micro explosion points produce great disruption, but they are not self contained. Each is a contribution to larger movements and changes along the fault lines in which they exist. The situation in Hong Kong is one of those micro explosions; the US-China trade realignments (and the inevitable decoupling that they represent) is another. The tragedy of these micro explosions is that while they follow their own logic--in the case of Hong Kong, those of the emerging internationalist cultural expectations  built into the rhetoric of protestors, against that of the central authorities--they are inevitably trapped within the confines of the tectonic plates of longer term trends against which the possibilities of local events are constrained.  For Hong Kong that means, as it has since the 1840s, that the city-not-exactly-a-state remains trapped between imperial systems whose evolution both fuels the narrative of the actors, and constrains the scope of potential outcomes.

The Coalition for Peace and Ethics Working Group on Empire has set for itself the task of finding these great zones of movement, and to theorize the resulting reconstruction of the landscape of human organization that they might suggest (see, e.g., Emancipating the Mind in the Era of Globalization 14(1):1-148("From Globalization to Empire: Essays From the Coalition for Peace & Ethics Working Group on Empire"); See also essays at CPE EmpireSeries.

Shirley Ze YuThis post considers the nature of these changes, and Hong Kong's place within them from the perspective of a refreshingly honest, but likely overlooked, Opinion Essay recently published in the South China Morning Post:Shirley Ze Yu.China would rather see Hong Kong lose its role as a financial gateway than ever cede political control. Dr Shirley Ze Yu is senior visiting fellow at the London School of Economics, a fellow at Harvard Kennedy School and a former Chinese national television (CCTV) news anchor.

The Opinion Essay and brief Analysis by the Coalition for Peace & Ethics Working Group on Empire follow.
CPE Working Group on Empire: 
Hong Kong's Role in China's Post-Global Imperial Leninist Political-Economic Model; From Jewel of the Pearl River Delta to a Small Part of the Pearl River Delta Economic Zone.

China's post-Global empire is being built around the Belt and Road Initiative. It is grounded on core political principles of core-collective which serves as the basic framework for organizing political and economic relations and also in the construction of institutions developed for its operation. The core-collective framework is both compatible with the emerging theory of Leninist political organization and is duplicated throughout Chinese political and economic life, both within institutions and among them. For the Belt and Road Initiative, China serves as the core of a coordinated economic-political system around which are increasingly distant collectives that extend from near to far periphery. These are the modern manifestation of tributary states, the relations with which produce the win-win solutions at the heart of Chinese foreign policy. But the emerging imperial system is also marked by the ability both to control its internal operations between core and collectives, and to defend itself against rival imperial projects, principally those of the U.S. and its nascent (though remarkably contested) America First project. To that end, it is necessary to ensure the construction of am internationalized currency (the yuan), and to manage territory through which trade and production can be operated for the win-win strategy.

Within this construction, Hong Kong has always served as a transitional outer territory of the imperial core. It was necessary as a convergence points pf empires, in this case between the emerging new Chinese Leninist model, and the old discredited 19th century model (with its inherently now rejected core organizational notions of racism, ethnocentrism and direct territorial control). It served as a vital point in the Reform and Opening Up strategy and, like it, represented a necessary transitional plan to move China from its post-Revolutionary to its "New Era" stage of historical development. Technology transfer, know how, intelligence, righting historical grievances and 19th century humiliations (though like all core empires without any sense of the humiliation core prerogatives might produce in peripheral regions) and the like were essential features of that arrangement. And the One Country Two systems, one with a sunset provision, was meant to drive home the point. The West, of course, was clueless as it read these movements from the perspectives of its own inter-cultural battles and its own historical contradictions. Thus distracted, they could only be themselves but with little by way of equally forward looking strategies acknowledging the inevitability of changes that even leaders in peripheral states saw fairly clearly.

But Hong Kong also served as a distraction for rising competing Empires, and a source of false reassurance for fading empires (among which there had been an almost successful effort to universalize their political-economic model now recast as grounded in markets, human rights, and multiple variations of exculpatory measures for the consequences of the now discredited effects of the old imperial model). It was certainly in that sense that Hong Kong served its highest purpose geo-politically as a way to buy time while China prepared for its "New Era" by successfully managing its transitional aspects of its long term political line through "Reform and Opening Up." That was sufficiently appealing for the fading European (now international) norms-making imperial model. It was partially satisfying to the merchant empire model of what would emerge as America First. The later model, of course, was only one of the two choices for a deeply divided American political-economic elite torn between the rupture from its earlier post 1945 model, and the more transitionally satisfying (and old model preserving) alternative that reached its most developed form under the Obama administration (see, Conflating Economics and Politics, Security and Prosperity--President Obama Addresses the United Nations;Mr. Obama Speaks in Egypt: "Islam is a Part of America"--The Ummah Wahida, and the State in Two Distinct World Orders).

But the central authorities appear always to have selected Hong Kong for absorption into a greater Pearl River Delta economic grouping.  China has made no secret of this, though one has to be sensitive to the meanings of words and actions to see it clearly.  It was not for nothing that the Reform and Opening Up period has always focused in part on the old imperial borderland with the ancient imperial rival. Over the long term it could not have escaped notice that Shenzhen was built to dwarf and then absorb Hong Kong.  But Hong Kong was also built as the space through which a critical element of Chinese imperial organization could take shape--the development and operation of an imperial currency that eventually could be used to solidify the coordinated operation of its collective arrangements within its land, maritime and space "roads."  Hong Kong could serve in that respect the same function (pointed outward from empire) that Shenzhen served in the area of manufacturing and supply chain "roads" internally. Many of the lessons learned were then transferred to other cities within the core--notably Shanghai--or outward to internal periphery states, notably Singapore. While it served that purpose, Hong Kong could continue to operate as a global "open city."

But the Belt and Road system is now substantially framed and its operationalization is no longer risky.  The Asia Infrastructure and Investment Bank has now reached a quick maturity as an imperial disciplinary financial force (the way that the old IFIs serve that role first for the post 1945 settlement order, and thereafter for emerging competitive imperial models). The inner periphery states now serve the core in a more disciplined manner, especially against the outer territories of competing imperial orders (see, e.g., It’s time India stopped seeing China’s border moves as ‘salami slicing’). And as the old imperial orders sink into peripheral roles, there are better bases for situating the imperial financial machinery--China has been (with a delicious sense of irony and revenge) eyeing its old nemesis the UK, as the space form which it will operate its global financial machinery.

And what of Hong Kong then? Likely before June 2019, the idea was a planned slow decline and absorption into a Greater Pearl River Delta area, perhaps with the same status as Singapore within the political-economic model, adjusted for history and context. Hong Kong's monied interests no doubt have been adjusting their positions--and hedging based on that--for years.  Though of course that is conjecture.  At the same time, China managed to realize the risk of this strategy--just as its plans for Hong Kong's evolution to a new historical stage were being carefully developed, Hong Kong's masses were inheriting some of the conceptual manifestations of the One Country Two Systems model, but in a global rather than a Chinese direction. That was the contradiction that erupted in Hne 2019.  And that is the contradiction that will eventually be settled to China's satisfaction, eventually.  But that is also one whose resolution will also require payment of a price that might well benefit China's imperial rival.

These are some of the ideas deeply embedded within the Opinion Essay published by Shirley Ze Yu.  It ought to be taken seriously.  It likely represents some strongly held views of elements of the central authorities.  And it reinforces the notions that whatever the immediate resolution of the situation in Hong Kong, it is really only a prelude to, and another step in the construction of, the post global world order.

 ________

Opinion
Shirley Ze Yu

China would rather see Hong Kong lose its role as a financial gateway than ever cede political control

  • Under China’s control, Hong Kong’s DNA is changing and there’s no going back. Beijing may be looking to replace the city with London as a offshore financial hub
  • In China’s long history, the Hong Kong unrest will be but a minor blip in the country’s progress; the question is whether Beijing needs to wield soft or hard power
China’s ambassador to Britain, Liu Xiaoming, faced off with BBC Newsnight a few hours after the
face-mask ban was declared in Hong Kong. He repeated that Hong Kong’s situation is “under control”. And, contrary to the anarchy and chaos the rest of the world observes, he is correct. 

Hong Kong has been under China’s control, territorially and administratively. In fact, Hong Kong has also increasingly fallen into China’s economic orbit. It is only a matter of time before Hong Kong’s political system follows.

The transitory promise to Hong Kong of “one country, two systems” is good for 50 years only, a blink of an eye in historical terms. To take a fatalistic view, all the liberal rights Hong Kong protesters are fighting for were handed over when Hong Kong was handed back to China in 1997.

Hong Kong is under China’s full control. It is virtually impossible to conceive of an alternative future for the city, come 2047, or even 2097, other than a collective future.

In 100 years, mainland China and Hong Kong will both have fundamentally transformed themselves. Given that China has transformed at a speed and on a scale beyond the world’s imagination, there is no telling where it will be in a century’s time. But one thing is certain: Hong Kong’s destiny lies with China.

The late Chinese leader Deng Xiaoping was one of the 20th century’s most skilled statesmen. He employed pragmatic remedies in every policy domain in China for the deep wounds left by the Cultural Revolution. He was the chief architect of China’s economic reform and opening up, and the maxim associated with his approach is “crossing the river by feeling the stones”. The framework for Hong Kong’s return was another of Deng’s ingenuous experiments.

The beginning of the end for China’s Communist Party rule?

In signing the Sino-British Joint Declaration in 1984, British prime minister Margaret Thatcherprophesied that economic change in China would eventually lead to political change.

Events have proved her to be right in prediction, but wrong about the direction. Ominously, the “Iron Lady” tumbled down the steps of the Great Hall of the People during her visit to Beijing for talks with Deng. He might have been the wiser of the two.

A pragmatist and an authoritarian, Deng delivered market reform under communist rule; he fiercely put an end to the Tiananmen pro-democracy protests in 1989. Were he still alive, he would not have brooked the unrest in Hong Kong.

He believed that “development is the only hard truth”. Forty years ago, he knew Hong Kong’s open market and liberal economy would be good for China’s development. Without Hong Kong, there would not have been a prototype for China’s market reform in the 1980s.

China’s first capitalist gateway was Hong Kong. The first few mainland Chinese to strike it rich, or become “10,000 yuan people”, were all connected to trade in Hong Kong.

But, in the years to come, Hong Kong is more likely to resemble a modern Chinese metropolis than a Western city.

Back in 1997, Hong Kong’s gross domestic product was 18 per cent of China’s. Today, the figure is a mere 3 per cent. In the development plan unveiled for China’s Greater Bay Area, Hong Kong is not the centre, but one of four metropolitan centres. Not only is the Greater Bay Area envisioned as a competitor to Silicon Valley, it also integrates Hong Kong into China’s economic network.

Tragically, the painful choice of jeopardizing Hong Kong’s status as the most open and liberal financial market in Asia seems to be the last and only option left to Beijing, because the alternative of losing political control of Hong Kong is simply inconceivable.

My People, My Country: jingoistic vignettes of China
China is not likely to grant Hong Kong liberal democracy under its model of universal suffrage. Nor will China allow Hong Kong to break free, not under Xi Jinping’s leadership nor anyone else’s. To Xi, Hong Kong is indubitably under China’s control; it is only a question of wielding hard power or soft power.

Chinese state-owned enterprises have been asked to play a bigger role in Hong Kong since September. The message is clear: only state-owned companies can be fully trusted. To secure control of Hong Kong’s political future, the business sector must follow the Communist Party – all businesses, domestic or foreign.

Slowly, Hong Kong’s DNA will start to change. Beijing’s soft power will firmly implant itself into Hong Kong. 

Xi’s Chinese dream is the narrative of a strong China, predicated on a unified national identity and the collective memory of a century of humiliation. Hong Kong is a quintessential part of this narrative, and of the Chinese dream.

It’s not only the Chinese ambassador to Britain who has assured the world the Hong Kong situation is under control; Beijing has also started exploring strategic alternatives beyond Hong Kong.

Why China will wait until 2030 to retake Taiwan

Hong Kong’s shoes could perhaps be filled by London. The recent takeover bid for the London Stock Exchange Group was clearly an attempt to turn London into another financial hub for China.
If Hong Kong were to lose its special status in its trade with the United States, neither Tokyo, nor Singapore nor Sydney could replace it as a premiere financial marketplace. Only London could meet China’s growing demand for a deep and wide offshore financial centre, as China continues to amass economic influence in Europe and the rest of the world.

Increasingly, all signs point to more bloodshed in Hong Kong, deeper distrust between Hong Kong and mainland China, and Beijing’s tighter political grip. Whether Beijing decides to end the protests with boots on the ground has become a secondary determinant of the city’s future.

For all societies and civilizations, history has always moved towards progress, though not always in a linear fashion. In China’s long history, the unrest in Hong Kong will be only a minor scar. The outcome will be against the wishes of many hoping for a free and democratic fragrant harbour. Hong Kong will no longer be the same.

Dr Shirley Ze Yu is senior visiting fellow at the London School of Economics, a fellow at Harvard Kennedy School and a former Chinese national television (CCTV) news anchor



对各类市场主体一视同仁 ["!Treat All Market Players Equally"]: Developing the Legal Framework for Markets Based Activities in China

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(Pix © Larry Catá Backer 2019)


On October 8, Premier Li Keqiang presided over the State Council executive meeting, deliberating and passing the "Optimization of the Business Environment Regulations (Draft)" (hereinafter referred to as the Regulations), and providing institutional guarantees for the investment and development of various market entities by government legislation. It is understood that this is the first time such regulations have been introduced at the national level. The key point is "to establish a basic system of business environment that treats all types of market entities, such as domestic and foreign-funded enterprises, equally." Among them, "the same is true for all kinds of market players" has also been eagerly watched by the outside world. Some experts told Red Star News that "equality and fairness" are also the core of the regulation. [10月8日,国务院总理李克强主持召开国务院常务会议,审议通过《优化营商环境条例(草案)》(以下简称条例),以政府立法为各类市场主体投资兴业提供制度保障。 据了解,这也是国家层面首次出台此类条例。重点是“确立对内外资企业等各类市场主体一视同仁的营商环境基本制度规范”。其中“对各类市场主体一视同仁”也被外界热切关注。有专家向红星新闻表示,“平等、公平”也是该条例体现的核心。] (《优化营商环境条例(草案)》核心是:平等、公平 Regulation of Optimization of Business Environment(draft): the core value is equality and fairness).
The object of the legislation is to develop rules that set a "tone at the top" for equal treatment of business that is meant to respond to a number of long time criticism of operation of the market in China--criticisms that reflected the frustrations of domestic business elements.The regulation focuses on a number of key areas: (1) protection of entities; (2) development of a fair market environment; (3) the fair provision of government services; (4) supervision and enforcement; and the (5) the role of law in protecting fair market environments.  The object is to further the "establishment of a unified, open and competitive modern market system, promote the free flow of all types of production factors in accordance with the law, and ensure that all market entities participate in market competition fairly" (Article 5). 

Those interested in data driven governance, framed through rule of law structures, and its extension to all enterprises operating in (and query whether also with Chinese enterprises outside) might well consider Article 30 of this Draft:
Article 30 The State strengthens the construction of a social credit system, and continuously promotes the construction of government integrity, business integrity, social integrity and judicial public trust, enhances the integrity awareness and credit level of the whole society, safeguards credit information security, and strictly protects trade secrets and personal privacy.

The real question, of course, will be the way that the state and its organs can bridge the sometimes large gap between the elegance of its regulatory pronouncements with the realities of implementation--especially at the provincial and sub-provincial levels. To those ends, governmental regimes of social credit, rigorously applied, might be a valuable first step.  The Regulation (Draft) 优化营商环境条例 [Optimization of the Business Environment Ordinance] follows along with some Chinese official press coverage (all with crude English translation).




 
 

中华人民共和国国务院令
722

《优化营商环境条例》已经2019108日国务院第66次常务会议通过,现予公布,自202011日起施行。
总 理  李克强               
20191022          



Regulation of Optimization of Business Environment
第一章 总  则( General)

第一条 为了持续优化营商环境,不断解放和发展社会生产力,加快建设现代化经济体系,推动高质量发展,制定本条例。
第二条 本条例所称营商环境,是指企业等市场主体在市场经济活动中所涉及的体制机制性因素和条件。
第三条 国家持续深化简政放权、放管结合、优化服务改革,最大限度减少政府对市场资源的直接配置,最大限度减少政府对市场活动的直接干预,加强和规范事中事后监管,着力提升政务服务能力和水平,切实降低制度性交易成本,更大激发市场活力和社会创造力,增强发展动力。
各级人民政府及其部门应当坚持政务公开透明,以公开为常态、不公开为例外,全面推进决策、执行、管理、服务、结果公开。
第四条 优化营商环境应当坚持市场化、法治化、国际化原则,以市场主体需求为导向,以深刻转变政府职能为核心,创新体制机制、强化协同联动、完善法治保障,对标国际先进水平,为各类市场主体投资兴业营造稳定、公平、透明、可预期的良好环境。
第五条 国家加快建立统一开放、竞争有序的现代市场体系,依法促进各类生产要素自由流动,保障各类市场主体公平参与市场竞争。
第六条 国家鼓励、支持、引导非公有制经济发展,激发非公有制经济活力和创造力。
国家进一步扩大对外开放,积极促进外商投资,平等对待内资企业、外商投资企业等各类市场主体。
第七条 各级人民政府应当加强对优化营商环境工作的组织领导,完善优化营商环境的政策措施,建立健全统筹推进、督促落实优化营商环境工作的相关机制,及时协调、解决优化营商环境工作中的重大问题。
县级以上人民政府有关部门应当按照职责分工,做好优化营商环境的相关工作。县级以上地方人民政府根据实际情况,可以明确优化营商环境工作的主管部门。
国家鼓励和支持各地区、各部门结合实际情况,在法治框架内积极探索原创性、差异化的优化营商环境具体措施;对探索中出现失误或者偏差,符合规定条件的,可以予以免责或者减轻责任。
第八条 国家建立和完善以市场主体和社会公众满意度为导向的营商环境评价体系,发挥营商环境评价对优化营商环境的引领和督促作用。
开展营商环境评价,不得影响各地区、各部门正常工作,不得影响市场主体正常生产经营活动或者增加市场主体负担。
任何单位不得利用营商环境评价谋取利益。
第九条 市场主体应当遵守法律法规,恪守社会公德和商业道德,诚实守信、公平竞争,履行安全、质量、劳动者权益保护、消费者权益保护等方面的法定义务,在国际经贸活动中遵循国际通行规则。

第二章 市场主体保护( protection of market entity)

第十条 国家坚持权利平等、机会平等、规则平等,保障各种所有制经济平等受到法律保护。
第十一条 市场主体依法享有经营自主权。对依法应当由市场主体自主决策的各类事项,任何单位和个人不得干预。
第十二条 国家保障各类市场主体依法平等使用资金、技术、人力资源、土地使用权及其他自然资源等各类生产要素和公共服务资源。
各类市场主体依法平等适用国家支持发展的政策。政府及其有关部门在政府资金安排、土地供应、税费减免、资质许可、标准制定、项目申报、职称评定、人力资源政策等方面,应当依法平等对待各类市场主体,不得制定或者实施歧视性政策措施。
第十三条 招标投标和政府采购应当公开透明、公平公正,依法平等对待各类所有制和不同地区的市场主体,不得以不合理条件或者产品产地来源等进行限制或者排斥。
政府有关部门应当加强招标投标和政府采购监管,依法纠正和查处违法违规行为。
第十四条 国家依法保护市场主体的财产权和其他合法权益,保护企业经营者人身和财产安全。
严禁违反法定权限、条件、程序对市场主体的财产和企业经营者个人财产实施查封、冻结和扣押等行政强制措施;依法确需实施前述行政强制措施的,应当限定在所必需的范围内。
禁止在法律、法规规定之外要求市场主体提供财力、物力或者人力的摊派行为。市场主体有权拒绝任何形式的摊派。
第十五条 国家建立知识产权侵权惩罚性赔偿制度,推动建立知识产权快速协同保护机制,健全知识产权纠纷多元化解决机制和知识产权维权援助机制,加大对知识产权的保护力度。
国家持续深化商标注册、专利申请便利化改革,提高商标注册、专利申请审查效率。
第十六条 国家加大中小投资者权益保护力度,完善中小投资者权益保护机制,保障中小投资者的知情权、参与权,提升中小投资者维护合法权益的便利度。
第十七条 除法律、法规另有规定外,市场主体有权自主决定加入或者退出行业协会商会等社会组织,任何单位和个人不得干预。
除法律、法规另有规定外,任何单位和个人不得强制或者变相强制市场主体参加评比、达标、表彰、培训、考核、考试以及类似活动,不得借前述活动向市场主体收费或者变相收费。
第十八条 国家推动建立全国统一的市场主体维权服务平台,为市场主体提供高效、便捷的维权服务。

第三章 市场环境( Market environment)

第十九条 国家持续深化商事制度改革,统一企业登记业务规范,统一数据标准和平台服务接口,采用统一社会信用代码进行登记管理。
国家推进“证照分离”改革,持续精简涉企经营许可事项,依法采取直接取消审批、审批改为备案、实行告知承诺、优化审批服务等方式,对所有涉企经营许可事项进行分类管理,为企业取得营业执照后开展相关经营活动提供便利。除法律、行政法规规定的特定领域外,涉企经营许可事项不得作为企业登记的前置条件。
政府有关部门应当按照国家有关规定,简化企业从申请设立到具备一般性经营条件所需办理的手续。在国家规定的企业开办时限内,各地区应当确定并公开具体办理时间。
企业申请办理住所等相关变更登记的,有关部门应当依法及时办理,不得限制。除法律、法规、规章另有规定外,企业迁移后其持有的有效许可证件不再重复办理。
第二十条 国家持续放宽市场准入,并实行全国统一的市场准入负面清单制度。市场准入负面清单以外的领域,各类市场主体均可以依法平等进入。
各地区、各部门不得另行制定市场准入性质的负面清单。
第二十一条 政府有关部门应当加大反垄断和反不正当竞争执法力度,有效预防和制止市场经济活动中的垄断行为、不正当竞争行为以及滥用行政权力排除、限制竞争的行为,营造公平竞争的市场环境。
第二十二条 国家建立健全统一开放、竞争有序的人力资源市场体系,打破城乡、地区、行业分割和身份、性别等歧视,促进人力资源有序社会性流动和合理配置。
第二十三条 政府及其有关部门应当完善政策措施、强化创新服务,鼓励和支持市场主体拓展创新空间,持续推进产品、技术、商业模式、管理等创新,充分发挥市场主体在推动科技成果转化中的作用。
第二十四条 政府及其有关部门应当严格落实国家各项减税降费政策,及时研究解决政策落实中的具体问题,确保减税降费政策全面、及时惠及市场主体。
第二十五条 设立政府性基金、涉企行政事业性收费、涉企保证金,应当有法律、行政法规依据或者经国务院批准。对政府性基金、涉企行政事业性收费、涉企保证金以及实行政府定价的经营服务性收费,实行目录清单管理并向社会公开,目录清单之外的前述收费和保证金一律不得执行。推广以金融机构保函替代现金缴纳涉企保证金。
第二十六条 国家鼓励和支持金融机构加大对民营企业、中小企业的支持力度,降低民营企业、中小企业综合融资成本。
金融监督管理部门应当完善对商业银行等金融机构的监管考核和激励机制,鼓励、引导其增加对民营企业、中小企业的信贷投放,并合理增加中长期贷款和信用贷款支持,提高贷款审批效率。
商业银行等金融机构在授信中不得设置不合理条件,不得对民营企业、中小企业设置歧视性要求。商业银行等金融机构应当按照国家有关规定规范收费行为,不得违规向服务对象收取不合理费用。商业银行应当向社会公开开设企业账户的服务标准、资费标准和办理时限。
第二十七条 国家促进多层次资本市场规范健康发展,拓宽市场主体融资渠道,支持符合条件的民营企业、中小企业依法发行股票、债券以及其他融资工具,扩大直接融资规模。
第二十八条 供水、供电、供气、供热等公用企事业单位应当向社会公开服务标准、资费标准等信息,为市场主体提供安全、便捷、稳定和价格合理的服务,不得强迫市场主体接受不合理的服务条件,不得以任何名义收取不合理费用。各地区应当优化报装流程,在国家规定的报装办理时限内确定并公开具体办理时间。
政府有关部门应当加强对公用企事业单位运营的监督管理。
第二十九条 行业协会商会应当依照法律、法规和章程,加强行业自律,及时反映行业诉求,为市场主体提供信息咨询、宣传培训、市场拓展、权益保护、纠纷处理等方面的服务。
国家依法严格规范行业协会商会的收费、评比、认证等行为。
第三十条 国家加强社会信用体系建设,持续推进政务诚信、商务诚信、社会诚信和司法公信建设,提高全社会诚信意识和信用水平,维护信用信息安全,严格保护商业秘密和个人隐私。
The state strengthens the construction of social credit system, and continuously promotes the construction of government integrity, business integrity, social integrity and judicial public trust, improves the integrity and credit level of the whole society, safeguards credit information security, and strictly protects business secrets and personal privacy.
第三十一条 地方各级人民政府及其有关部门应当履行向市场主体依法作出的政策承诺以及依法订立的各类合同,不得以行政区划调整、政府换届、机构或者职能调整以及相关责任人更替等为由违约毁约。因国家利益、社会公共利益需要改变政策承诺、合同约定的,应当依照法定权限和程序进行,并依法对市场主体因此受到的损失予以补偿。
第三十二条 国家机关、事业单位不得违约拖欠市场主体的货物、工程、服务等账款,大型企业不得利用优势地位拖欠中小企业账款。
县级以上人民政府及其有关部门应当加大对国家机关、事业单位拖欠市场主体账款的清理力度,并通过加强预算管理、严格责任追究等措施,建立防范和治理国家机关、事业单位拖欠市场主体账款的长效机制。
第三十三条 政府有关部门应当优化市场主体注销办理流程,精简申请材料、压缩办理时间、降低注销成本。对设立后未开展生产经营活动或者无债权债务的市场主体,可以按照简易程序办理注销。对有债权债务的市场主体,在债权债务依法解决后及时办理注销。
县级以上地方人民政府应当根据需要建立企业破产工作协调机制,协调解决企业破产过程中涉及的有关问题。

第四章 政务服务( Government service)

第三十四条 政府及其有关部门应当进一步增强服务意识,切实转变工作作风,为市场主体提供规范、便利、高效的政务服务。
第三十五条 政府及其有关部门应当推进政务服务标准化,按照减环节、减材料、减时限的要求,编制并向社会公开政务服务事项(包括行政权力事项和公共服务事项,下同)标准化工作流程和办事指南,细化量化政务服务标准,压缩自由裁量权,推进同一事项实行无差别受理、同标准办理。没有法律、法规、规章依据,不得增设政务服务事项的办理条件和环节。
第三十六条 政府及其有关部门办理政务服务事项,应当根据实际情况,推行当场办结、一次办结、限时办结等制度,实现集中办理、就近办理、网上办理、异地可办。需要市场主体补正有关材料、手续的,应当一次性告知需要补正的内容;需要进行现场踏勘、现场核查、技术审查、听证论证的,应当及时安排、限时办结。
法律、法规、规章以及国家有关规定对政务服务事项办理时限有规定的,应当在规定的时限内尽快办结;没有规定的,应当按照合理、高效的原则确定办理时限并按时办结。各地区可以在国家规定的政务服务事项办理时限内进一步压减时间,并应当向社会公开;超过办理时间的,办理单位应当公开说明理由。
地方各级人民政府已设立政务服务大厅的,本行政区域内各类政务服务事项一般应当进驻政务服务大厅统一办理。对政务服务大厅中部门分设的服务窗口,应当创造条件整合为综合窗口,提供一站式服务。
第三十七条 国家加快建设全国一体化在线政务服务平台(以下称一体化在线平台),推动政务服务事项在全国范围内实现“一网通办”。除法律、法规另有规定或者涉及国家秘密等情形外,政务服务事项应当按照国务院确定的步骤,纳入一体化在线平台办理。
国家依托一体化在线平台,推动政务信息系统整合,优化政务流程,促进政务服务跨地区、跨部门、跨层级数据共享和业务协同。政府及其有关部门应当按照国家有关规定,提供数据共享服务,及时将有关政务服务数据上传至一体化在线平台,加强共享数据使用全过程管理,确保共享数据安全。
国家建立电子证照共享服务系统,实现电子证照跨地区、跨部门共享和全国范围内互信互认。各地区、各部门应当加强电子证照的推广应用。
各地区、各部门应当推动政务服务大厅与政务服务平台全面对接融合。市场主体有权自主选择政务服务办理渠道,行政机关不得限定办理渠道。
第三十八条 政府及其有关部门应当通过政府网站、一体化在线平台,集中公布涉及市场主体的法律、法规、规章、行政规范性文件和各类政策措施,并通过多种途径和方式加强宣传解读。
第三十九条 国家严格控制新设行政许可。新设行政许可应当按照行政许可法和国务院的规定严格设定标准,并进行合法性、必要性和合理性审查论证。对通过事中事后监管或者市场机制能够解决以及行政许可法和国务院规定不得设立行政许可的事项,一律不得设立行政许可,严禁以备案、登记、注册、目录、规划、年检、年报、监制、认定、认证、审定以及其他任何形式变相设定或者实施行政许可。
法律、行政法规和国务院决定对相关管理事项已作出规定,但未采取行政许可管理方式的,地方不得就该事项设定行政许可。对相关管理事项尚未制定法律、行政法规的,地方可以依法就该事项设定行政许可。
第四十条 国家实行行政许可清单管理制度,适时调整行政许可清单并向社会公布,清单之外不得违法实施行政许可。
国家大力精简已有行政许可。对已取消的行政许可,行政机关不得继续实施或者变相实施,不得转由行业协会商会或者其他组织实施。
对实行行政许可管理的事项,行政机关应当通过整合实施、下放审批层级等多种方式,优化审批服务,提高审批效率,减轻市场主体负担。符合相关条件和要求的,可以按照有关规定采取告知承诺的方式办理。
第四十一条 县级以上地方人民政府应当深化投资审批制度改革,根据项目性质、投资规模等分类规范投资审批程序,精简审批要件,简化技术审查事项,强化项目决策与用地、规划等建设条件落实的协同,实行与相关审批在线并联办理。
第四十二条 设区的市级以上地方人民政府应当按照国家有关规定,优化工程建设项目(不包括特殊工程和交通、水利、能源等领域的重大工程)审批流程,推行并联审批、多图联审、联合竣工验收等方式,简化审批手续,提高审批效能。
在依法设立的开发区、新区和其他有条件的区域,按照国家有关规定推行区域评估,由设区的市级以上地方人民政府组织对一定区域内压覆重要矿产资源、地质灾害危险性等事项进行统一评估,不再对区域内的市场主体单独提出评估要求。区域评估的费用不得由市场主体承担。
第四十三条 作为办理行政审批条件的中介服务事项(以下称法定行政审批中介服务)应当有法律、法规或者国务院决定依据;没有依据的,不得作为办理行政审批的条件。中介服务机构应当明确办理法定行政审批中介服务的条件、流程、时限、收费标准,并向社会公开。
国家加快推进中介服务机构与行政机关脱钩。行政机关不得为市场主体指定或者变相指定中介服务机构;除法定行政审批中介服务外,不得强制或者变相强制市场主体接受中介服务。行政机关所属事业单位、主管的社会组织及其举办的企业不得开展与本机关所负责行政审批相关的中介服务,法律、行政法规另有规定的除外。
行政机关在行政审批过程中需要委托中介服务机构开展技术性服务的,应当通过竞争性方式选择中介服务机构,并自行承担服务费用,不得转嫁给市场主体承担。
第四十四条 证明事项应当有法律、法规或者国务院决定依据。
设定证明事项,应当坚持确有必要、从严控制的原则。对通过法定证照、法定文书、书面告知承诺、政府部门内部核查和部门间核查、网络核验、合同凭证等能够办理,能够被其他材料涵盖或者替代,以及开具单位无法调查核实的,不得设定证明事项。
政府有关部门应当公布证明事项清单,逐项列明设定依据、索要单位、开具单位、办理指南等。清单之外,政府部门、公用企事业单位和服务机构不得索要证明。各地区、各部门之间应当加强证明的互认共享,避免重复索要证明。
第四十五条 政府及其有关部门应当按照国家促进跨境贸易便利化的有关要求,依法削减进出口环节审批事项,取消不必要的监管要求,优化简化通关流程,提高通关效率,清理规范口岸收费,降低通关成本,推动口岸和国际贸易领域相关业务统一通过国际贸易“单一窗口”办理。
第四十六条 税务机关应当精简办税资料和流程,简并申报缴税次数,公开涉税事项办理时限,压减办税时间,加大推广使用电子发票的力度,逐步实现全程网上办税,持续优化纳税服务。
第四十七条 不动产登记机构应当按照国家有关规定,加强部门协作,实行不动产登记、交易和缴税一窗受理、并行办理,压缩办理时间,降低办理成本。在国家规定的不动产登记时限内,各地区应当确定并公开具体办理时间。
国家推动建立统一的动产和权利担保登记公示系统,逐步实现市场主体在一个平台上办理动产和权利担保登记。纳入统一登记公示系统的动产和权利范围另行规定。
第四十八条 政府及其有关部门应当按照构建亲清新型政商关系的要求,建立畅通有效的政企沟通机制,采取多种方式及时听取市场主体的反映和诉求,了解市场主体生产经营中遇到的困难和问题,并依法帮助其解决。
建立政企沟通机制,应当充分尊重市场主体意愿,增强针对性和有效性,不得干扰市场主体正常生产经营活动,不得增加市场主体负担。
第四十九条 政府及其有关部门应当建立便利、畅通的渠道,受理有关营商环境的投诉和举报。
第五十条 新闻媒体应当及时、准确宣传优化营商环境的措施和成效,为优化营商环境创造良好舆论氛围。
国家鼓励对营商环境进行舆论监督,但禁止捏造虚假信息或者歪曲事实进行不实报道。

第五章 监管执(Supervision and enforcement)

第五十一条 政府有关部门应当严格按照法律法规和职责,落实监管责任,明确监管对象和范围、厘清监管事权,依法对市场主体进行监管,实现监管全覆盖。
第五十二条 国家健全公开透明的监管规则和标准体系。国务院有关部门应当分领域制定全国统一、简明易行的监管规则和标准,并向社会公开。
第五十三条 政府及其有关部门应当按照国家关于加快构建以信用为基础的新型监管机制的要求,创新和完善信用监管,强化信用监管的支撑保障,加强信用监管的组织实施,不断提升信用监管效能。
The government and its relevant departments shall, in accordance with the requirements of the State for accelerating the construction of a new credit-based regulatory mechanism, innovate and improve credit supervision, strengthen the support for credit supervision, strengthen the organization and implementation of credit supervision, and continuously improve the efficiency of credit supervision.
第五十四条 国家推行“双随机、一公开”监管,除直接涉及公共安全和人民群众生命健康等特殊行业、重点领域外,市场监管领域的行政检查应当通过随机抽取检查对象、随机选派执法检查人员、抽查事项及查处结果及时向社会公开的方式进行。针对同一检查对象的多个检查事项,应当尽可能合并或者纳入跨部门联合抽查范围。
对直接涉及公共安全和人民群众生命健康等特殊行业、重点领域,依法依规实行全覆盖的重点监管,并严格规范重点监管的程序;对通过投诉举报、转办交办、数据监测等发现的问题,应当有针对性地进行检查并依法依规处理。
第五十五条 政府及其有关部门应当按照鼓励创新的原则,对新技术、新产业、新业态、新模式等实行包容审慎监管,针对其性质、特点分类制定和实行相应的监管规则和标准,留足发展空间,同时确保质量和安全,不得简单化予以禁止或者不予监管。
第五十六条 政府及其有关部门应当充分运用互联网、大数据等技术手段,依托国家统一建立的在线监管系统,加强监管信息归集共享和关联整合,推行以远程监管、移动监管、预警防控为特征的非现场监管,提升监管的精准化、智能化水平。
第五十七条 国家建立健全跨部门、跨区域行政执法联动响应和协作机制,实现违法线索互联、监管标准互通、处理结果互认。
国家统筹配置行政执法职能和执法资源,在相关领域推行综合行政执法,整合精简执法队伍,减少执法主体和执法层级,提高基层执法能力。
第五十八条 行政执法机关应当按照国家有关规定,全面落实行政执法公示、行政执法全过程记录和重大行政执法决定法制审核制度,实现行政执法信息及时准确公示、行政执法全过程留痕和可回溯管理、重大行政执法决定法制审核全覆盖。
第五十九条 行政执法中应当推广运用说服教育、劝导示范、行政指导等非强制性手段,依法慎重实施行政强制。采用非强制性手段能够达到行政管理目的的,不得实施行政强制;违法行为情节轻微或者社会危害较小的,可以不实施行政强制;确需实施行政强制的,应当尽可能减少对市场主体正常生产经营活动的影响。
开展清理整顿、专项整治等活动,应当严格依法进行,除涉及人民群众生命安全、发生重特大事故或者举办国家重大活动,并报经有权机关批准外,不得在相关区域采取要求相关行业、领域的市场主体普遍停产、停业的措施。
禁止将罚没收入与行政执法机关利益挂钩。
第六十条 国家健全行政执法自由裁量基准制度,合理确定裁量范围、种类和幅度,规范行政执法自由裁量权的行使。

第六章 法治保障(Protection of the rule of law)

第六十一条 国家根据优化营商环境需要,依照法定权限和程序及时制定或者修改、废止有关法律、法规、规章、行政规范性文件。
优化营商环境的改革措施涉及调整实施现行法律、行政法规等有关规定的,依照法定程序经有权机关授权后,可以先行先试。
第六十二条 制定与市场主体生产经营活动密切相关的行政法规、规章、行政规范性文件,应当按照国务院的规定,充分听取市场主体、行业协会商会的意见。
除依法需要保密外,制定与市场主体生产经营活动密切相关的行政法规、规章、行政规范性文件,应当通过报纸、网络等向社会公开征求意见,并建立健全意见采纳情况反馈机制。向社会公开征求意见的期限一般不少于30日。
第六十三条 制定与市场主体生产经营活动密切相关的行政法规、规章、行政规范性文件,应当按照国务院的规定进行公平竞争审查。
制定涉及市场主体权利义务的行政规范性文件,应当按照国务院的规定进行合法性审核。
市场主体认为地方性法规同行政法规相抵触,或者认为规章同法律、行政法规相抵触的,可以向国务院书面提出审查建议,由有关机关按照规定程序处理。
第六十四条 没有法律、法规或者国务院决定和命令依据的,行政规范性文件不得减损市场主体合法权益或者增加其义务,不得设置市场准入和退出条件,不得干预市场主体正常生产经营活动。
涉及市场主体权利义务的行政规范性文件应当按照法定要求和程序予以公布,未经公布的不得作为行政管理依据。
第六十五条 制定与市场主体生产经营活动密切相关的行政法规、规章、行政规范性文件,应当结合实际,确定是否为市场主体留出必要的适应调整期。
政府及其有关部门应当统筹协调、合理把握规章、行政规范性文件等的出台节奏,全面评估政策效果,避免因政策叠加或者相互不协调对市场主体正常生产经营活动造成不利影响。
第六十六条 国家完善调解、仲裁、行政裁决、行政复议、诉讼等有机衔接、相互协调的多元化纠纷解决机制,为市场主体提供高效、便捷的纠纷解决途径。
第六十七条 国家加强法治宣传教育,落实国家机关普法责任制,提高国家工作人员依法履职能力,引导市场主体合法经营、依法维护自身合法权益,不断增强全社会的法治意识,为营造法治化营商环境提供基础性支撑。
第六十八条 政府及其有关部门应当整合律师、公证、司法鉴定、调解、仲裁等公共法律服务资源,加快推进公共法律服务体系建设,全面提升公共法律服务能力和水平,为优化营商环境提供全方位法律服务。
第六十九条 政府和有关部门及其工作人员有下列情形之一的,依法依规追究责任:
(一)违法干预应当由市场主体自主决策的事项;
(二)制定或者实施政策措施不依法平等对待各类市场主体;
(三)违反法定权限、条件、程序对市场主体的财产和企业经营者个人财产实施查封、冻结和扣押等行政强制措施;
(四)在法律、法规规定之外要求市场主体提供财力、物力或者人力;
(五)没有法律、法规依据,强制或者变相强制市场主体参加评比、达标、表彰、培训、考核、考试以及类似活动,或者借前述活动向市场主体收费或者变相收费;
(六)违法设立或者在目录清单之外执行政府性基金、涉企行政事业性收费、涉企保证金;
(七)不履行向市场主体依法作出的政策承诺以及依法订立的各类合同,或者违约拖欠市场主体的货物、工程、服务等账款;
(八)变相设定或者实施行政许可,继续实施或者变相实施已取消的行政许可,或者转由行业协会商会或者其他组织实施已取消的行政许可;
(九)为市场主体指定或者变相指定中介服务机构,或者违法强制市场主体接受中介服务;
(十)制定与市场主体生产经营活动密切相关的行政法规、规章、行政规范性文件时,不按照规定听取市场主体、行业协会商会的意见;
(十一)其他不履行优化营商环境职责或者损害营商环境的情形。
第七十条 公用企事业单位有下列情形之一的,由有关部门责令改正,依法追究法律责任:
(一)不向社会公开服务标准、资费标准、办理时限等信息;
(二)强迫市场主体接受不合理的服务条件;
(三)向市场主体收取不合理费用。
第七十一条 行业协会商会、中介服务机构有下列情形之一的,由有关部门责令改正,依法追究法律责任:
(一)违法开展收费、评比、认证等行为;
(二)违法干预市场主体加入或者退出行业协会商会等社会组织;
(三)没有法律、法规依据,强制或者变相强制市场主体参加评比、达标、表彰、培训、考核、考试以及类似活动,或者借前述活动向市场主体收费或者变相收费;
(四)不向社会公开办理法定行政审批中介服务的条件、流程、时限、收费标准;
(五)违法强制或者变相强制市场主体接受中介服务。

第七章 附  (Supplementary)

第七十二条 本条例自202011日起施行。


State Council Order
No. 722

The "Regulations on Optimizing the Business Environment" was passed at the 66th executive meeting of the State Council on October 8, 2019. It is hereby promulgated and will be implemented as of January 1, 2020.

Li Keqiang
October 22, 2019


Optimization of the Business Environment Ordinance

Regulation of Optimization of Business Environment

Chapter 1 General



Article 1 These Regulations are formulated in order to continuously optimize the business environment, continuously emancipate and develop social productive forces, accelerate the construction of a modern economic system, and promote high-quality development.

Article 2 The business environment referred to in these Regulations refers to the institutional and institutional factors and conditions involved in the market economy activities of market entities such as enterprises.

Article 3 The state continues to deepen the administration of decentralization, decentralization, and optimization of service reforms, minimizing the direct allocation of government resources to the market, minimizing direct government intervention in market activities, strengthening and standardizing post-event supervision, and making efforts to improve The ability and level of government service will effectively reduce the cost of institutional transactions, and stimulate market vitality and social creativity to enhance development momentum.

The people's governments at all levels and their departments shall adhere to the openness and transparency of government affairs, and make the decision-making, execution, management, service, and publicity of results comprehensively promoted with the exception of openness and non-disclosure.

Article 4: Optimizing the business environment should adhere to the principles of marketization, rule of law, and internationalization. Guided by the needs of market entities, with a profound transformation of government functions as the core, innovative institutional mechanisms, enhanced synergy, and improvement of the rule of law, benchmarking internationally advanced The level creates a stable, fair, transparent and predictable environment for all types of market entities to invest in the industry.

Article 5 The State shall expedite the establishment of a unified, open and competitive modern market system, promote the free flow of all types of production factors in accordance with the law, and ensure that all market entities participate in market competition fairly.

Article 6 The State encourages, supports and guides the development of the non-public sector of the economy and stimulates the vitality and creativity of the non-public sector of the economy.

The state further expanded its opening to the outside world, actively promoted foreign investment, and treated various market entities such as domestic-funded enterprises and foreign-invested enterprises equally.

Article 7 The people's governments at all levels shall strengthen the organization and leadership of optimizing the business environment, improve the policies and measures to optimize the business environment, establish and improve the relevant mechanisms for overall promotion, supervision and implementation of the work environment to optimize the business environment, and coordinate and solve the optimization camp in a timely manner. Major issues in the business environment.

The relevant departments of the people's governments at or above the county level shall, in accordance with the division of responsibilities, do a good job in optimizing the business environment. The local people's governments at or above the county level can clearly define the competent departments for the business environment work according to the actual situation.

The State encourages and supports all regions and departments to combine actual conditions and actively explore original and differentiated measures to optimize the business environment within the framework of the rule of law; if errors or deviations in exploration are met and the conditions are met, they may be exempted or mitigated. responsibility.

Article 8 The State establishes and improves the business environment evaluation system oriented by market entities and social public satisfaction, and exerts the leading and supervising role of the business environment evaluation to optimize the business environment.

Conducting business environment evaluation shall not affect the normal work of all regions and departments, and shall not affect the normal production and operation activities of market entities or increase the burden on market entities.

No unit may use the business environment assessment to seek benefits.

Article 9 Market entities shall abide by laws and regulations, abide by social morality and business ethics, be honest and trustworthy, conduct fair competition, and fulfill their legal obligations in terms of safety, quality, protection of laborers' rights and interests, protection of consumer rights, etc., and
follow international rules in international economic and trade activities.


Chapter II Protection of market entity
 
Article 10 The State upholds equal rights, equal opportunities, and equal rules, and guarantees equality of all forms of ownership economy protected by law.

Article 11 Market entities enjoy the autonomy of operation according to law. No unit or individual may intervene in any matter that should be independently decided by the market subject according to law.

Article 12 The State guarantees all types of market entities to use all kinds of production factors and public service resources such as funds, technology, human resources, land use rights and other natural resources in accordance with the law.

All types of market entities are equally applicable to the state's policy of supporting development. The government and its relevant departments shall treat all types of market entities equally in terms of government funding arrangements, land supply, tax reductions, qualification permits, standards development, project declaration, job title evaluation, and human resources policies, and may not formulate or implement discriminatory Policy measures.

Article 13 Bidding and bidding and government procurement shall be open, transparent, fair and equitable, and treat market entities of all types of ownership and different regions equally according to law, and shall not restrict or exclude them with unreasonable conditions or sources of origin of products.

Relevant government departments should strengthen bidding and bidding and government procurement supervision, and correct and investigate violations of laws and regulations according to law.

Article 14 The State protects the property rights and other lawful rights and interests of market entities in accordance with the law and protects the personal and property safety of business operators.

It is strictly forbidden to violate the statutory powers, conditions and procedures for the enforcement of administrative compulsory measures such as the seizure, freezing and seizure of the property of the market entity and the personal property of the business operator; if it is necessary to implement the aforementioned administrative enforcement measures in accordance with the law, it shall be limited to the necessary scope.

It is forbidden to require market participants to provide financial, material or manpower assessments in addition to the provisions of laws and regulations. Market entities have the right to refuse any form of apportionment.

Article 15 The State establishes a punitive damages system for intellectual property infringement, promotes the establishment of a rapid synergy protection mechanism for intellectual property rights, improves the diversified settlement mechanism for intellectual property disputes and the intellectual property rights assistance mechanism, and increases the protection of intellectual property rights.

The state continued to deepen trademark registration and patent application facilitation reform, and improved the efficiency of trademark registration and patent application examination.

Article 16 The State shall strengthen the protection of the rights and interests of small and medium-sized investors, improve the protection mechanism for small and medium-sized investors, safeguard the right to know and participate of small and medium-sized investors, and enhance the convenience of small and medium-sized investors in safeguarding their legitimate rights and interests.

Article 17 Unless otherwise stipulated by laws and regulations, market entities have the right to decide to join or withdraw from social organizations such as chambers of commerce, and no unit or individual may intervene.

Except as otherwise stipulated by laws and regulations, no unit or individual may compel or disguise the market entity to participate in the appraisal, compliance, commendation, training, assessment, examination and similar activities, and may not charge or disguise the market subject by the aforementioned activities.

Article 18 The State promotes the establishment of a national unified market entity rights protection service platform to provide efficient and convenient rights protection services for market entities.



Chapter III Market Environment

Article 19 The State shall continue to deepen the reform of the commercial system, unify the enterprise registration business norms, unify the data standards and platform service interfaces, and adopt a unified social credit code for registration management.

The state promotes the reform of “certification of licenses” and continues to streamline the business licenses of enterprises. According to the law, it adopts direct cancellation of examination and approval, examination and approval, filing of records, implementation of notification commitments, optimization of examination and approval services, etc., and classified management of all business licenses. It is convenient to carry out related business activities after obtaining a business license. Except for the specific areas stipulated by laws and administrative regulations, the business licenses of enterprises shall not be used as preconditions for enterprise registration.

The relevant government departments shall, in accordance with the relevant provisions of the State, simplify the procedures required for enterprises to go through the application and establishment to have general operating conditions. Within the time limit set by the state for the establishment of enterprises, each region shall determine and disclose the specific processing time.

Where an enterprise applies for registration of relevant changes such as residence, the relevant department shall handle it in a timely manner and shall not be restricted. Except as otherwise stipulated by laws, regulations and rules, the valid licenses held by an enterprise after its relocation are not repeated.

Article 20 The State shall continue to relax market access and implement a unified national market access negative list system. In areas other than the negative market access list, all types of market entities can enter the country on an equal footing.

Each region and department shall not separately formulate a negative list of market access nature.

Article 21: Relevant government departments shall increase anti-monopoly and anti-unfair competition law enforcement, effectively prevent and stop monopolistic behaviors, unfair competition behaviors and abuse of administrative power to exclude and restrict competition, and create fairness. Competitive market environment.

Article 22 The State establishes a sound, unified, open and competitive human resources market system, breaks the discrimination of urban and rural areas, regions, industries, identity, gender, etc., and promotes orderly social mobility and rational allocation of human resources.

Article 23 The government and its relevant departments shall improve policy measures and strengthen innovative services, encourage and support market entities to expand innovation space, continue to promote innovations in products, technologies, business models and management, and give full play to market players in promoting the transformation of scientific and technological achievements. The role of.

Article 24 The government and its relevant departments shall strictly implement the state's tax reduction and fee reduction policies, timely study and solve specific problems in the implementation of policies, and ensure that the tax reduction and fee reduction policies comprehensively and timely benefit the market players.

Article 25 The establishment of government funds, administrative fees for enterprises, and enterprise-related deposits shall be based on laws and administrative regulations or approved by the State Council. For government funds, enterprise-related administrative fees, enterprise-related deposits, and government-operated service-based charges, the list of directories is managed and disclosed to the public. The aforementioned charges and deposits outside the list of catalogues may not be enforced. Promote the use of financial institution guarantees instead of cash to pay the enterprise-related deposit.

Article 26 The State encourages and supports financial institutions to increase support for private enterprises and small and medium-sized enterprises, and reduce the comprehensive financing costs of private enterprises and small and medium-sized enterprises.

The financial supervision and administration department shall improve the supervision and evaluation and incentive mechanism for financial institutions such as commercial banks, encourage and guide them to increase credit supply to private enterprises and small and medium-sized enterprises, and reasonably increase the support for medium and long-term loans and credit loans, and improve the efficiency of loan approval.

Financial institutions such as commercial banks may not set unreasonable conditions in credit granting, and may not impose discriminatory requirements on private enterprises and small and medium-sized enterprises. Financial institutions such as commercial banks shall regulate the charging behavior in accordance with the relevant provisions of the State, and shall not charge unreasonable fees to the service objects in violation of regulations. Commercial banks shall openly open service standards, tariff standards and processing time limits for corporate accounts to the public.

Article 27 The State promotes the healthy development of multi-level capital markets, broadens the financing channels of market entities, supports qualified private enterprises and small and medium-sized enterprises to issue stocks, bonds and other financing instruments according to law, and expands the scale of direct financing.

Article 28 Public enterprises and institutions such as water supply, power supply, gas supply and heat supply shall disclose information such as service standards and tariff standards to the public, provide safe, convenient, stable and reasonable prices for market participants, and may not force market entities. Unreasonable service conditions may be accepted and no unreasonable fees may be charged in any name. All regions shall optimize the reimbursement process and determine and disclose the specific processing time within the time limit for filing and filing within the state.

The relevant government departments shall strengthen the supervision and management of the operation of public enterprises and institutions.

Article 29 Trade associations of trade associations shall, in accordance with laws, regulations and articles of association, strengthen self-discipline in the industry, reflect industry demands in a timely manner, and provide services such as information consultation, publicity and training, market development, rights protection, and dispute resolution for market entities.

The state strictly regulates the fees, evaluations, certifications, etc. of trade associations of trade associations in accordance with the law.
 
Article 30 The State strengthens the construction of a social credit system, and continuously promotes the construction of government integrity, business integrity, social integrity and judicial public trust, enhances the integrity awareness and credit level of the whole society, safeguards credit information security, and strictly protects trade secrets and personal privacy.

Article 31 The local people's governments at various levels and their relevant departments shall perform the policy commitments made to the market entities in accordance with the law and the various types of contracts concluded according to law, and shall not be subject to administrative division adjustment, government change, institutional or functional adjustment, and replacement of relevant responsible persons. Waiting for the breach of contract. If the state's interests and social public interests need to change policy commitments or contractual agreements, they shall be conducted in accordance with the statutory authority and procedures, and shall compensate the losses suffered by the market entities according to law.

Article 32 State organs or institutions shall not default on goods, works, services and other accounts that are in arrears with the market entities. Large enterprises may not use their superior status to default on the accounts of small and medium-sized enterprises.

The people's governments at or above the county level and their relevant departments shall increase the efforts to clear the accounts of the main organs of the state organs and institutions, and strengthen the management of the budget and strict accountability to establish and prevent the state organs and institutions from defaulting on the market. Long-term mechanism for the main account.

Article 33 The relevant government departments shall optimize the process of cancellation of market entities, streamline application materials, compress processing time, and reduce cancellation costs. For market entities that have not started production or business activities or have no debts and debts after the establishment, they can be cancelled in accordance with the summary procedure. For market entities with creditor's rights and debts, they will be cancelled in time after the creditor's rights and debts are resolved according to law.

Local people's governments at or above the county level shall, as needed, establish a coordination mechanism for corporate bankruptcy work and coordinate and resolve related issues involved in the bankruptcy of enterprises.

Chapter IV Government Service

Article 34 The government and its relevant departments shall further enhance their service awareness, effectively change their work style, and provide standardized, convenient and efficient government services for market participants.

Article 35 The government and its relevant departments shall promote the standardization of government service, and shall standardize and standardize the disclosure of government affairs (including administrative power matters and public service matters, the same below) in accordance with the requirements of reducing links, reducing materials, and reducing time limits. Workflow and service guides, refine the standard of government service standards, reduce discretion, and promote the same matter to implement undifferentiated acceptance and standard handling. There is no legal, regulatory or regulatory basis, and no conditions or links for handling government affairs may be added.

Article 36 The government and its relevant departments shall, in accordance with the actual conditions, implement the system of on-the-spot settlement, one-time settlement, and time-limited settlement, etc., to achieve centralized processing, nearest processing, online processing, and remote operation. Where the market entity is required to supplement relevant materials and procedures, it shall inform the contents that need to be corrected at one time; if it is necessary to carry out on-site reconnaissance, on-site inspection, technical review, and hearing demonstration, it shall be arranged in time and within a limited time.

Where laws, regulations, rules, and relevant state regulations have provisions on the time limit for handling government affairs, they shall be concluded as soon as possible within the prescribed time limit; if there is no provision, the time limit shall be determined in accordance with the principle of reasonableness and efficiency and shall be settled on time. All regions may further reduce the time within the time limit for handling government affairs as stipulated by the state, and shall disclose it to the public; if the time exceeds the processing time, the handling unit shall publicly explain the reasons.

Where local people's governments at various levels have established government service halls, all kinds of government service matters within their respective administrative areas shall generally be handled in the administrative service hall. The service window for the department in the government service hall shall be created as a comprehensive window to provide one-stop service.
Article 37 The State shall expedite the construction of a national integrated online government service platform (hereinafter referred to as an integrated online platform), and promote the implementation of “one network through the country” for government service matters. Except where otherwise stipulated by laws and regulations or involving state secrets, matters of government service shall be handled in an integrated online platform in accordance with the steps determined by the State Council.

The country relies on an integrated online platform to promote the integration of government information systems, optimize government processes, and promote cross-regional, cross-departmental, and cross-level data sharing and business collaboration for government services. The government and its relevant departments shall provide data sharing services in accordance with relevant state regulations, timely upload relevant government service data to an integrated online platform, and strengthen the management of shared data using the whole process to ensure the security of shared data.

The state establishes an electronic license sharing service system to realize cross-regional and inter-departmental sharing of electronic certificates and mutual recognition and mutual recognition across the country. All regions and departments should strengthen the promotion and application of electronic licenses.

All regions and departments shall promote the comprehensive integration of the government service hall and the government service platform. The market entity has the right to independently choose the channels for handling government services, and the administrative agencies may not restrict the channels for handling.

Article 38 The government and its relevant departments shall publicize the laws, regulations, rules, administrative normative documents and various policy measures involving market entities through the government website and integrated online platform, and strengthen them through various channels and methods. Propaganda interpretation.

Article 39 The State strictly controls the establishment of new administrative licenses. The new administrative license shall be strictly set in accordance with the Administrative Licensing Law and the provisions of the State Council, and the legality, necessity and rationality shall be examined and demonstrated. No administrative license may be established for matters that can be resolved through post-event supervision or market mechanism, and the Administrative Licensing Law and the State Council may not establish an administrative license. It is strictly forbidden to file, register, register, catalogue, plan, annual inspection, annual report, supervision, and identification. , certification, validation, and any other form of disguised setting or implementation of an administrative license.
The law, administrative regulations and the State Council have decided to stipulate relevant 
administrative matters, but if no administrative license management method is adopted, the locality may not set an administrative license for the matter. Where laws and administrative regulations have not been formulated for relevant management matters, the locality may establish an administrative license for the matter according to law.

Article 40 The State implements an administrative license list management system, adjusts the list of administrative licenses in a timely manner and announces them to the public. Administrative licenses may not be illegally implemented outside the list.

The state has greatly streamlined existing administrative licenses. The administrative agency may not continue to implement or disguise the administrative license that has been cancelled, and may not be transferred to the Chamber of Commerce or other organizations.

For matters concerning the implementation of administrative license management, the administrative organ shall optimize the examination and approval services, improve the efficiency of examination and approval, and reduce the burden on the market subject through various methods such as integrated implementation and decentralization of approval levels. Those who meet the relevant conditions and requirements may apply in accordance with the relevant regulations.

Article 41 Local people's governments at or above the county level shall deepen the reform of the investment approval system, standardize investment approval procedures according to the nature of the project and the scale of investment, streamline the examination and approval requirements, simplify technical review matters, and strengthen construction conditions such as project decision-making, land use, and planning. The implementation of the coordination, implementation and related approvals online in parallel.

Article 42 Local people's governments at or above the municipal level with districts shall, in accordance with relevant state regulations, optimize the approval process for engineering construction projects (excluding special projects and major projects in the fields of transportation, water conservancy, energy, etc.), and implement parallel approval and multi-map The joint review and joint completion acceptance methods will simplify the examination and approval procedures and improve the efficiency of examination and approval.

In the development zones, new zones and other qualified areas established according to law, regional assessments shall be carried out in accordance with relevant state regulations, and local people's governments at or above the municipal level shall organize the construction of important mineral resources and geological disasters in certain regions. Conduct a unified assessment and no longer make separate assessment requirements for market players in the region. The cost of the regional assessment shall not be borne by the market entity.

Article 43. The intermediary service matters (hereinafter referred to as statutory administrative examination and approval intermediary services) as the conditions for administrative examination and approval shall have the basis of laws, regulations or the State Council's decision; if there is no basis, it shall not be used as a condition for administrative examination and approval. The intermediary service agency shall clearly define the conditions, procedures, time limits and charging standards for the statutory administrative examination and approval intermediary services, and disclose them to the public.

The state has accelerated the decoupling of intermediary service agencies from administrative agencies. The administrative organ may not designate or disguise the intermediary service organization for the market entity; in addition to the statutory administrative examination and approval intermediary service, it may not force or disguise the mandatory market entity to accept the intermediary service. The institutions affiliated to the administrative organ, the social organizations in charge, and the enterprises they hold shall not carry out intermediary services related to the administrative examination and approval of the agency, except as otherwise provided by laws and administrative regulations.

Where an administrative agency needs to entrust an intermediary service agency to carry out technical services in the process of administrative examination and approval, it shall choose an intermediary service institution through a competitive approach, and bear the service expenses on its own, and shall not pass it on to the market entity.

Article 44 The certification matters shall be based on laws, regulations or the decision of the State Council.

To set up certification matters, we should adhere to the principle of being absolutely necessary and strictly controlled. If it is possible to handle the adoption of statutory licenses, statutory documents, written notification commitments, internal verification by government departments and inter-departmental verification, network verification, contract vouchers, etc., which can be covered or replaced by other materials, and the issuing unit cannot investigate and verify, no proof may be set. matter.

The relevant government departments shall publish a list of certification items, item by item, set the basis for the request, request the unit, issue the unit, and apply for the guide. Outside the list, government departments, public enterprises and service agencies should not ask for proof. All regions and departments should strengthen the mutual recognition and sharing of certificates and avoid duplication of proof.

Article 45 The government and its relevant departments shall, in accordance with the relevant requirements of the State to promote cross-border trade facilitation, reduce the examination and approval items of import and export links, eliminate unnecessary regulatory requirements, optimize the customs clearance process, improve customs clearance efficiency, and clean up the standard ports. Charges, reduce customs clearance costs, and promote the unified operation of related businesses in the port and international trade through the "single window" of international trade.

Article 46 The taxation authority shall streamline the taxation information and procedures, declare the number of tax payment, disclose the time limit for tax-related matters, reduce the taxation time, increase the promotion of the use of electronic invoices, and gradually realize the full-time online taxation. , continue to optimize tax services.

Article 47 The real estate registration agency shall, in accordance with the relevant provisions of the State, strengthen departmental cooperation, implement real estate registration, transaction and tax payment, accept and process in parallel, compress processing time, and reduce handling costs. Within the time limit for the registration of immovable property as stipulated by the state, each region shall determine and disclose the specific processing time.

The state promotes the establishment of a unified registration system for movable property and rights guarantees, and gradually realizes that market entities handle registration of movable assets and rights guarantees on a platform. The scope of movable property and rights included in the unified registration publicity system is separately specified.

Article 48 The government and its relevant departments shall, in accordance with the requirements for constructing a new relationship between government and business, establish a smooth and effective communication mechanism between government and enterprises, adopt various methods to listen to the reflections and appeals of market entities in a timely manner, and understand the market entities’ production and management. Difficulties and problems, and help them solve them according to law.

To establish a communication mechanism between government and enterprises, we should fully respect the will of market entities, enhance pertinence and effectiveness, and must not interfere with the normal production and operation activities of market entities, and must not increase the burden on market entities.

Article 49 The government and its relevant departments shall establish convenient and smooth channels to accept complaints and reports concerning the business environment.
Article 50 The news media shall promptly and accurately publicize the measures and effects of optimizing the business environment, and create a good public opinion atmosphere for optimizing the business environment.

The state encourages public opinion supervision of the business environment, but it is forbidden to fabricate false information or distorted facts for false reporting.

Chapter 5 Supervision and enforcement

Article 51 The relevant government departments shall strictly abide by the laws, regulations and responsibilities, implement the supervisory responsibilities, clarify the object and scope of supervision, clarify the regulatory powers, and supervise the market entities in accordance with the law to achieve full supervision.

Article 52 The State shall improve its open and transparent regulatory rules and standards system. The relevant departments of the State Council shall formulate nationally unified and concise regulatory rules and standards in different areas and make them public to the public.

Article 53 The government and its relevant departments shall, in accordance with the requirements of the State for accelerating the construction of a new type of credit-based supervision mechanism, innovate and improve credit supervision, strengthen the support for credit supervision, strengthen the organization and implementation of credit supervision, and continuously improve credit. Regulatory effectiveness.

The government and its relevant measures shall, in accordance with the requirements of the State for accelerating the construction of a new credit-based regulatory mechanism, innovate and improve credit supervision, strengthen the support for credit supervision, strengthen the organization and implementation of credit supervision And and constantly improve the efficiency of credit supervision.

Article 54: The State implements “double random and open disclosure” supervision. Except for special industries and key areas directly related to public safety and people's life and health, administrative inspections in the field of market supervision shall be conducted by randomly selecting inspection objects and randomly selecting law enforcement. Inspectors, spot checks, and investigation results are promptly disclosed to the public. Multiple inspection items for the same inspection object should be merged as much as possible or included in the cross-sector joint sampling.

For special industries and key areas directly involved in public safety and people's life and health, we will implement full coverage of key supervision in accordance with the law, and strictly regulate the procedures for key supervision; problems found through complaints, reports, transfer, data monitoring, etc. It should be inspected in a targeted manner and handled in accordance with the law.

Article 55 The government and its relevant departments shall, in accordance with the principle of encouraging innovation, implement inclusive and prudent supervision of new technologies, new industries, new forms of business, and new models, and formulate and implement corresponding regulatory rules and standards for their nature and characteristics. To keep room for development while ensuring quality and safety, it must not be simplified or not regulated.

Article 56 The government and its relevant departments shall make full use of the Internet, big data and other technical means, rely on the online supervision system established by the state, strengthen the collection and sharing of regulatory information, and promote the integration of remote supervision, mobile supervision and early warning. The off-site supervision, which is characterized by characteristics, enhances the level of precision and intelligence of supervision.

Article 57 The State shall establish and improve a cross-departmental and inter-regional administrative law enforcement linkage response and cooperation mechanism to achieve interconnection of illegal clues, interoperability of regulatory standards, and mutual recognition of processing results.

The state has coordinated the allocation of administrative law enforcement functions and law enforcement resources, implemented comprehensive administrative law enforcement in relevant fields, integrated and streamlined law enforcement teams, reduced law enforcement entities and law enforcement levels, and improved grassroots law enforcement capabilities.

Article 58 The administrative law enforcement agencies shall, in accordance with the relevant provisions of the State, comprehensively implement the administrative law enforcement public notice, the administrative law enforcement process record and the major administrative law enforcement decision legal system audit system, to achieve timely and accurate disclosure of administrative law enforcement information, and the entire process of administrative law enforcement. Retrospective management, major administrative enforcement decisions, legal review, full coverage.

Article 59 In administrative law enforcement, non-mandatory means such as persuasion education, persuasion demonstration, and administrative guidance shall be promoted and administrative compulsory administration shall be implemented cautiously. If non-mandatory means can achieve administrative purposes, administrative enforcement may not be implemented; if the illegal act is minor or the social harm is small, administrative enforcement may not be implemented; if administrative enforcement is required, the normal production of the market entity shall be reduced as much as possible. The impact of business activities.

Activities such as clean-up and rectification and special rectification shall be carried out in strict accordance with the law. Except for the safety of the people, serious accidents or major national events, and the approval of the competent authorities, the relevant industries and fields may not be adopted in the relevant regions. Measures for the general suspension of production and closure of market entities.

It is forbidden to link the penalty income to the interests of administrative law enforcement agencies.
Article 60 The State shall improve the system of discretionary discretion in administrative law enforcement, reasonably determine the scope, type and extent of discretion, and standardize the exercise of discretion in administrative law enforcement.

Chapter VI Protection of the rule of law

Article 61 The State shall, in accordance with the needs of optimizing the business environment, formulate or revise or abolish relevant laws, regulations, rules and administrative normative documents in a timely manner in accordance with statutory authority and procedures.

The reform measures to optimize the business environment involve adjustments to the implementation of existing laws and administrative regulations, etc., and may be tried first after authorization by the competent authority in accordance with legal procedures.

Article 62 The formulation of administrative regulations, rules, and administrative normative documents closely related to the production and operation activities of market entities shall fully listen to the opinions of market entities and trade associations' chambers of commerce in accordance with the provisions of the State Council.

In addition to the need for confidentiality in accordance with the law, the formulation of administrative regulations, rules, and administrative normative documents closely related to the production and operation activities of market entities shall be openly solicited opinions through the newspapers and the Internet, and a sound feedback mechanism for the adoption of opinions shall be established. The time limit for public comment to the public is generally not less than 30 days.

Article 63 The formulation of administrative regulations, rules and administrative normative documents closely related to the production and operation activities of market entities shall be conducted in accordance with the provisions of the State Council for fair competition review.
To formulate administrative normative documents concerning the rights and obligations of market entities, the legality review shall be conducted in accordance with the provisions of the State Council.
If the market entity believes that the local regulations are in conflict with the administrative regulations, or if the regulations are in conflict with the laws and administrative regulations, they may submit a review proposal to the State Council in writing, and the relevant authorities shall handle the procedures in accordance with the prescribed procedures.

Article 64 If there are no laws, regulations or decisions of the State Council and the basis of the order, the administrative normative documents shall not derogate from the legitimate rights and interests of the market entities or increase their obligations, and shall not set market access and exit conditions, and shall not interfere with the normal production and operation activities of the market entities.
Administrative normative documents involving the rights and obligations of market entities shall be published in accordance with statutory requirements and procedures, and may not be used as administrative basis for unpublished.

Article 65 The formulation of administrative regulations, rules and administrative normative documents closely related to the production and operation activities of the market entities shall, in conjunction with the actual situation, determine whether the necessary adjustment period for the market entities is set aside.

The government and its relevant departments shall coordinate and rationally grasp the rhythm of regulations and administrative normative documents, comprehensively evaluate the effects of policies, and avoid adversely affecting the normal production and operation activities of market entities due to policy superposition or mutual inconsistency.

Article 66 The State shall improve the organic convergence and mutual coordination of diversified dispute resolution mechanisms such as mediation, arbitration, administrative ruling, administrative reconsideration and litigation, and provide efficient and convenient dispute resolution methods for market participants.

Article 67: The State strengthens the publicity and education of the rule of law, implements the legal responsibility system of state organs, improves the ability of state employees to perform their duties according to law, guides market entities to operate legally, protects their legitimate rights and interests in accordance with the law, and constantly enhances the rule of law awareness of the whole society. The business environment provides basic support.

Article 68 The government and its relevant departments shall integrate public legal service resources such as lawyers, notarization, judicial appraisal, mediation, arbitration, etc., accelerate the construction of the public legal service system, comprehensively improve the ability and level of public legal services, and optimize the business environment. Provide a full range of legal services.

Article 69 If the government and relevant departments and their staff members have one of the following circumstances, they shall be held accountable according to law:
(1) Matters that should be decided by the market subject independently by illegal intervention;
(2) Formulating or implementing policy measures and treating all types of market entities equally according to law;
(3) Administrative compulsory measures such as seizure, freezing and seizure of the property of the market entity and the personal property of the business operator in violation of the statutory authority, conditions and procedures;
(4) requiring market entities to provide financial, material or human resources in addition to the provisions of laws and regulations;
(5) There is no legal or regulatory basis, and compulsory or disguised mandatory market participants to participate in appraisal, compliance, recognition, training, assessment, examination and similar activities, or to charge or disguise the market participants through the aforementioned activities;
(6) Establishing government funds, administrative and institutional fees, and enterprise-related deposits in violation of the law;
(7) Failing to perform the policy commitments made to the market participants in accordance with the law and the various types of contracts concluded in accordance with the law, or the goods, works, services and other accounts that are in default in the market subject;
(8) Disguised setting or implementing an administrative license, continuing to implement or disguised the implementation of the cancelled administrative license, or transferring to the industry association chamber of commerce or other organizations to implement the cancelled administrative license;
(9) Designating or disguising the intermediary service organization for the market entity, or forcing the market entity to accept the intermediary service;
(10) When formulating administrative regulations, rules, and administrative normative documents closely related to the production and operation activities of the market entities, the opinions of market entities and trade associations' chambers of commerce shall not be heard in accordance with the provisions;
(11) Other circumstances that do not perform the duties of optimizing the business environment or impairing the business environment.

Article 70 If a public enterprise or institution has one of the following circumstances, the relevant department shall order it to make corrections and pursue legal responsibility according to law:
(1) not to disclose information such as service standards, tariff standards, and processing time limits to the public;
(2) forcing the market subject to accept unreasonable conditions of service;
(3) Unreasonable fees are charged to market entities.
Article 71 If an industry association chamber of commerce or an intermediary service agency has any of the following circumstances, the relevant department shall order it to make corrections and pursue legal responsibility according to law:
(1) Conducting fees, evaluations, certifications, etc. in violation of the law;
(2) illegally intervening in the market entities to join or withdraw from social organizations such as trade associations;
(3) There is no legal or regulatory basis, forcing or disguising the mandatory market participants to participate in the appraisal, compliance, recognition, training, assessment, examination and similar activities, or to charge the market participants or disguised charges;
(4) not exposing the conditions, procedures, time limits and charging standards for the statutory administrative examination and approval intermediary services to the public;
(5) Enforcement of intermediary services by mandatory market participants in violation of the law or in disguise.

Chapter VII Supplementary (Supplementary)

Article 72 These Regulations shall come into force on January 1, 2020.


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《优化营商环境条例(草案)》通过!对各类市场主体一视同仁
Adoption of the draft Regulation of Optimization of Business Environment! Treat all Market Players Equally

2019-10-09 08:06 来源:中国政府网
   
国务院总理李克强108日主持召开国务院常务会议,审议通过《优化营商环境条例(草案)》,以政府立法为各类市场主体投资兴业提供制度保障。
会议指出,贯彻党中央、国务院部署,制定专门行政法规推进市场化法治化国际化营商环境建设,是深化改革开放、促进公平竞争、增强市场活力和经济内生动力、推动高质量发展的重要举措。会议通过了《优化营商环境条例(草案)》,围绕市场主体需求,聚焦转变政府职能,将近年来“放管服”改革中行之有效的经验做法上升为法规,并对标国际先进水平,确立对内外资企业等各类市场主体一视同仁的营商环境基本制度规范。
1.更大力度放权。持续放宽市场准入,实行全国统一的市场准入负面清单制度,推进“证照分离”,压减企业开办和注销手续,各地要向社会公开企业开办涉及的证照、办税、银行开户、接入电力等的办理时限,超过时限的,办理单位要公开说明理由。实行不动产登记、交易和缴税一窗受理、并行办理。进一步精简行政许可和审批,对确需保留的许可、证明等事项推行告知承诺制。严控新设行政许可,凡要新设的,必须严格依法依规审查论证和批准。
2.规范和创新监管执法。除直接涉及公共安全和群众生命健康等特殊行业、重点领域外,都要实行“双随机、一公开”监管。推行“互联网+监管”。对新兴产业实行包容审慎监管。
3.加强市场主体保护。依法保护市场主体经营自主权和企业经营者人身财产安全,严禁违反法定权限、程序对市场主体和经营者个人的财产实施查封、扣押等行政强制措施。保障各类市场主体平等使用生产要素、平等享受国家支持政策。建立健全知识产权侵权惩罚性赔偿制度和维权援助等机制。
4.突出政务公开透明。推进政务服务事项无差别受理、同标准办理。水电气热等公用企事业单位应公开服务标准、资费标准等信息。制定与市场主体生产经营活动密切相关的法规、规章、行政规范性文件,应按规定听取市场主体和行业协会商会意见。若无法律法规等依据,行政规范性文件不得减损市场主体合法权益或增加其义务。
5.严格责任追究。对政府及其工作人员相关违法违规和不作为乱作为行为、公用企事业单位乱收费、行业协会商会及中介服务机构违法评比认证和强制市场主体接受中介服务等,要依法追责。
 
2019-10-09 08:06 Source: China Government Network

On October 8, Premier Li Keqiang presided over the State Council executive meeting, deliberating and passing the "Optimization of the Business Environment Regulations (Draft)", and providing government guarantees for various market entities to invest in the industry.

The meeting pointed out that implementing the Party Central Committee and the State Council to deploy and formulating special administrative regulations to promote the market-oriented legalization of the international business environment is an important factor in deepening reform and opening up, promoting fair competition, enhancing market vitality and economic endogenous driving force, and promoting high-quality development. Initiative. The meeting passed the "Optimization of Business Environment Regulations (Draft)", focusing on the needs of market entities, focusing on transforming government functions, and raising the effective experience of the "disposal" reform in recent years to regulations and establishing the international advanced level. The basic system of business environment for all types of market entities, such as domestic and foreign-funded enterprises, is treated equally.

1. More power to decentralize. Continue to relax market access, implement a unified national market access negative list system, promote “separation of licenses”, and reduce the procedures for enterprises to start and cancel. All localities must open to the public to open licenses, tax, bank accounts, and access. For the processing time limit of electricity, etc., if the time limit is exceeded, the handling unit shall publicly explain the reasons. Real estate registration, transactions and tax payment will be accepted and processed in parallel. Further streamline administrative licensing and approval, and implement a notification commitment system for matters such as permits and certificates that need to be retained. Strictly control the establishment of new administrative licenses, and any new ones must be examined and approved in strict accordance with the law.

2. Standardize and innovate regulatory enforcement. In addition to direct involvement in special industries and key areas such as public safety and people's life and health, it is necessary to implement "double random, one open" supervision. Promote "Internet + regulation." Inclusive and prudent supervision of emerging industries.

3. Strengthen the protection of market entities. To protect the autonomy of market entities and the personal and property safety of business operators in accordance with the law, it is strictly forbidden to impose administrative compulsory measures such as seizure and seizure on the property of market entities and individual operators in violation of legal authority and procedures. Guarantee the equal use of production factors by all types of market entities and enjoy equal access to state support policies. Establish and improve mechanisms for punitive damages for intellectual property infringement and rights protection assistance.

4. Highlight the openness and transparency of government affairs. Advance government affairs services are handled without discrimination and with the same standards. Public utilities such as water, electricity and heat shall disclose information such as service standards and tariff standards. To formulate laws, regulations, and administrative normative documents closely related to the production and operation activities of market entities, the opinions of market entities and industry associations should be heard in accordance with the regulations. If there is no basis such as laws and regulations, administrative normative documents shall not detract from the legitimate rights and interests of market entities or increase their obligations.

5. Strict accountability. It is necessary to blame the government and its staff for violations of laws and regulations and acts of indiscriminate acts, arbitrary charges for public enterprises and institutions, industry association chambers of commerce and intermediary service agencies for illegal appraisal and compulsory market entities to accept intermediary services. 
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对各类市场主体一视同仁——解读《优化营商环境条例(草案)》
Treat all Market Players Equally——interpretation of Regulation of Optimization of Business Environment
2019-10-09 15:38 来源:新华社
   
新华社北京109日电 题:对各类市场主体一视同仁——解读《优化营商环境条例(草案)》
新华社记者 赵文君
8日召开的国务院常务会议审议通过《优化营商环境条例(草案)》,以政府立法为各类市场主体投资兴业提供制度保障。专家表示,条例围绕市场主体需求,聚焦转变政府职能,将近年来“放管服”改革中行之有效的经验做法上升为法规,并对标国际先进水平,确立对内外资企业等各类市场主体一视同仁的营商环境基本制度规范,具有重要意义。
对各类市场主体一视同仁
“对所有市场主体一定要平等对待,一碗水端平。”中国人民大学法学院教授刘俊海说,政府不得为增进自身利益而偏爱某些企业或剥夺、限制其他企业的合法权益,既不能在投资者所有制性质上有所偏袒,也不能在贫富企业间、大小企业间、内资与外资企业间、本地与外地企业间有所歧视。
刘俊海说,打造稳定透明公平、可预期的法治化营商环境,一是良法,因此条例的出台具有重要意义。二是善治,推进营商环境治理的现代化。条例提出五大举措,如简政放权、保护市场主体权益、严格责任追究等,既是对已有成功经验的全面总结,也有对市场主体合理期待的回应。
刘俊海说,当前,我国营商环境的国际排名不断提升,但是和社会期待还有差距。营商环境是由一系列具体的、可度量的指标组成,条例的举措必须落到实处。“徒法不足以自行”,要让企业从设立到清算退出市场,从公司治理到股东保护,每一个环节与节点都有法可依。
条例内容紧扣改革前沿
“在简政放权、放管结合、优化服务改革的背景下,条例的出台具有很强的现实意义,也具有很强的必要性。”北京大学竞争法研究中心主任肖江平说。
肖江平说,条例涵盖“市场主体”“市场环境”“政务服务”“监管执法”“法律保障”几个方面,内容充实、全面,提及的许多问题直击要害、紧扣改革前沿,足见全面实施“放管服”改革,深入优化营商环境的决心之坚、力度之大。
“整个条例可以浓缩成几个关键词:依法、公平、限权、护权。”肖江平说。依法,即没有明确的法律依据,不得为减损市场主体权利的行为;公平,即市场监管和财政补贴、税收优惠等政府干预、促进措施,应当公平对待所有市场主体。更加全面深入地贯彻公平竞争审查制度;限权,即依法规范或限制公共权力,将权力关进制度的笼子。限权还要延伸到政府工作人员,延伸到公用企事业单位、行业协会商会及中介服务机构;护权,这是条例各价值取向的核心,即通过各种路径,保护、维护市场主体的合法权益和利益。
给投资者吃上定心丸
条例提出,加强市场主体保护。依法保护市场主体经营自主权和企业经营者人身财产安全,严禁违反法定权限、程序对市场主体和经营者个人的财产实施查封、扣押等行政强制措施。
刘俊海说,“有恒产者有恒心”,前提是有恒法。以国务院行政法规的形式出现,有助于夯实产权保护的根基,发挥制度引领作用。保护市场主体的权益,也包括投资者、股东,企业家、公司董事、高管、职业经理人等。通过加强产权人保护,弘扬企业家精神,促进企业的可持续发展,提高投资者的幸福感、获得感与安全感。
刘俊海说,全面深化改革,关键是理顺政府和市场的关系、政府跟企业的关系、市场跟企业的关系。什么情况下政府要有所担当,什么时候靠无形之手,条例进一步明确了监管的执法机制,市场失灵的时候,监管者要有所担当、有所作为。
“当前,全社会对条例非常关注。哪里投资环境好,哪里就是投资的热土。”刘俊海说,要看到条例对于促进投资、吸引外资的积极作用,这将给投资者吃上定心丸。在当前经济下行压力加大,外部经济环境不确定性增加的背景下,条例的出台不仅具有重大的现实意义,也具有深远的历史意义。


Xinhua News Agency, Beijing, October 9th Issue: Treating all market players equally - Interpretation of the "Optimization of Business Environment Regulations (Draft)"
Xinhua News Agency reporter Zhao Wenjun
The State Council executive meeting on the 8th deliberated and passed the "Optimization of the Business Environment Regulations (Draft)" to provide institutional guarantees for the investment and development of various market entities by government legislation. Experts said that the regulations focus on the needs of market entities, focus on transforming government functions, and raise the effective experience of the "distribution" reforms in recent years into regulations, and establish the same international advanced level and establish equalization of domestic and foreign-funded enterprises and other market players. The basic institutional norms of the business environment are of great significance.
Treat all market players equally
"All market entities must be treated equally, and a bowl of water is flat." Liu Junhai, a professor at Renmin University of China Law School, said that the government must not favor certain enterprises or deprive or restrict the legitimate rights and interests of other enterprises in order to enhance their own interests. Investor ownership is biased in nature, and it cannot be discriminated against between rich and poor enterprises, between large and small enterprises, between domestic and foreign companies, and between local and foreign companies.
Liu Junhai said that to create a stable, transparent, fair and predictable legal business environment, one is a good law, so the introduction of regulations is of great significance. The second is good governance and promote the modernization of business environment governance. The regulations propose five major measures, such as decentralization and decentralization, protection of market participants' rights and interests, and strict accountability. They are both a comprehensive summary of successful experiences and a reasonable expectation of market participants.
Liu Junhai said that at present, the international ranking of China's business environment is constantly improving, but there is still a gap with social expectations. The business environment is composed of a series of specific and measurable indicators, and the regulations must be implemented. "The law is not enough to be self-sufficient." It is necessary for enterprises to withdraw from the market from establishment to liquidation, from corporate governance to shareholder protection. Every link and node has laws to follow.
The content of the regulations is closely related to the frontier of reform
"In the context of the administration of decentralization, integration of management, and optimization of service reform, the introduction of regulations has strong practical significance and strong necessity," said Xiao Jiangping, director of the Center for Competition Law at Peking University.
Xiao Jiangping said that the regulations cover "market entities", "market environment", "government services", "regulatory law enforcement" and "legal guarantees". The contents are substantial and comprehensive, and many of the issues mentioned are critical and closely related to the frontiers of reform. The implementation of the "distribution service" reform, the determination and strength of the business environment to further optimize the business environment.
"The entire regulation can be condensed into several key words: legal, fair, limited, and protection." Xiao Jiangping said. According to the law, there is no clear legal basis, and it should not be an act of derogating from the market subject rights; fairness, that is, market intervention, financial subsidies, tax incentives and other government interventions and promotion measures should treat all market entities fairly. Implement a fair and competitive censorship system in a more comprehensive and in-depth manner; limit power, that is, regulate or restrict public power according to law, and put power into the cage of the system. The power limit should be extended to government staff, extended to public enterprises and institutions, trade associations and intermediary service agencies; protection rights, which is the core of the value orientation of the regulations, that is, to protect and maintain the legality of market entities through various paths. Rights and interests.
Give investors a reassurance
The regulations propose to strengthen the protection of market entities. To protect the autonomy of market entities and the personal and property safety of business operators in accordance with the law, it is strictly forbidden to impose administrative compulsory measures such as seizure and seizure on the property of market entities and individual operators in violation of legal authority and procedures.
Liu Junhai said, "There are perseverances in those who have permanent production," the premise is that there is constant law. Appearing in the form of administrative regulations of the State Council helps to consolidate the foundation of property rights protection and play a leading role in the system. Protect the rights and interests of market entities, including investors, shareholders, entrepreneurs, company directors, executives, professional managers, etc. By strengthening the protection of property owners, promoting entrepreneurship, promoting the sustainable development of enterprises, and improving investors' sense of well-being, sense of acquisition and security.
Liu Junhai said that the key to comprehensively deepening reforms is to rationalize the relationship between the government and the market, the relationship between the government and enterprises, and the relationship between the market and enterprises. Under what circumstances should the government take responsibility and when it depends on the invisible hand, the regulations further clarify the enforcement mechanism of supervision. When the market fails, the regulator must take responsibility and make a difference.
"Currently, the whole society is very concerned about the regulations. Where the investment environment is good, where is the hot spot for investment." Liu Junhai said that to see the positive effect of the regulations on promoting investment and attracting foreign investment, this will give investors a reassurance. Under the background of increasing downward pressure on the economy and increasing uncertainty in the external economic environment, the introduction of regulations not only has great practical significance, but also has far-reaching historical significance.


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《优化营商环境条例(草案)》核心是:平等、公平
Regulation of Optimization of Business Environment(draft): the core value is equality and fairness
2019-10-10 14:47 来源:红星新闻
   
108日,国务院总理李克强主持召开国务院常务会议,审议通过《优化营商环境条例(草案)》(以下简称条例),以政府立法为各类市场主体投资兴业提供制度保障。
据了解,这也是国家层面首次出台此类条例。重点是“确立对内外资企业等各类市场主体一视同仁的营商环境基本制度规范”。其中“对各类市场主体一视同仁”也被外界热切关注。有专家向红星新闻表示,“平等、公平”也是该条例体现的核心。
“条例准备时间并不是很长,但在这么短时间内能够出台这么完善的、考虑到市场主体方方面面的一个条例,制定过程本身就能体现政府对优化营商环境的一个总体态度,和服务市场主体的一个精神。”国务院发展研究中心副研究员马晓白接受红星新闻记者采访时表示,该条例对有关营商环境的整体工作及范围作出了清晰界定。
“从政府文件上升到国家法规,这种做法就有利于政策在全国规范执行。同时条例中提出对责任追究,要依法追责,也为下一步落实提供法规层面依据。”马晓白说。
多轮讨论最终出炉
解决一碗水端平问题
“优化营商环境”是今年立法计划的关键词之一。
今年5月,国务院办公厅对外发布《国务院2019年立法工作计划》,首次提出制定优化营商环境条例,并明确由国家发改委、商务部、财政部、市场监管总局共同起草。714日,有关部门就《优化营商环境条例(征求意见稿)》公开征求意见。
“为了条例建设,内部召开了多轮讨论,又召开了专家认证会,又征求了各个部委及全社会的意见,最终才定下的稿子,整个考虑是非常全面的。”马晓白表示。
108日该条例草案的通过,意味着将近年来“放管服”改革中的有效经验做法上升为法规。包括持续放宽市场准入;对新兴产业实行包容审慎监管;保障各类市场主体平等使用生产要素、平等享受国家支持政策等。
红星新闻记者注意到,《条例》草案中提到更大力度放权、持续放宽市场准入。此次国务院常务会议表示,国家实行全国统一的市场准入负面清单制度,市场准入负面清单以外的行业、领域、业务,各类市场主体均可依法平等进入。
“条例的亮点就是强调了公平竞争,”经济学家常修泽对红星新闻表示,《条例》草案中归纳了“两平一同”,即平等使用生产要素,公平参与市场竞争,同等受到法律保护。“这是整个营商环境的灵魂。”
马晓白对此也认同。她表示“能够兼顾对各类市场主体平等对待”也是本条例最大亮点。
常修泽认为,《条例》的出发点是好的。他指出此前在真正市场环境中产权保护做得不到位、对国有和民营难以一碗水端平,这些都是长期困扰市场主体的痛点、难点,迫切需要通过法治化手段予以解决。
商务部研究院国际市场研究所副所长白明则向红星新闻表示,此次条例出台,不仅深入发展“放管服”,更明确规范了政府在其中处于怎样的角色,这为未来发展也带来更多空间。
白明认为,过去营商环境的痛点是法制法规、透明度、政府服务都有不到位,但此次条例草案中,就突出政务公开透明,提到“推进政务服务事项无差别受理、同标准办理。”
白明还提到保护市场主体这点。《条例》草案中也加强了对市场主体的保护力度,指出依法保护市场主体经营自主权和企业经营者人身财产安全,严禁违反法定权限、程序对市场主体和经营者个人的财产实施查封、扣押等行政强制措施。“让投资者有定心丸。”
《条例》草案还强调了对新兴产业较为宽容的举措,提到“对新兴产业实行包容审慎监管。”
我国营商环境已有显著提高
“政府出台了很多政策,不是像原来怎么把它管死,而是更多适应企业在经营过程中市场创新的趋势,政府的规则也在变动。”今年9月召开的“第二届虹桥国际经济论坛解读会”上, 红星新闻记者也向一些专家了解到关于营商环境的探讨。
对外经贸大学国际经济贸易学院教授王健认为,全世界贸易走到了十字路口,也是因为企业的经营环境,生态环境发生了变化,又出现了新的商业模式、新的业态,这时候政府要么用老的方式管,要么政府的监管政策也得创新。
“最近几年我们看到政府确实是按照现在的市场规律推出新的监管方式,适应新业态、新模式,让我们的经营、国际贸易、国际投资更便捷,在这方面特别是政府用信息技术手段来监管,大大的提高了效率,这也是营商环境改变的非常重要的方面。”
世界银行发布《2019年营商环境报告》显示,中国营商环境在全球的排名已从第78位跃升至第46位,提升32位,首次进入世界前50,为世界银行营商环境报告发布以来的中国最好名次。
“中国的营商环境,特别是最近两三年在全世界有比较大的提高。”王健表示,世界银行有它的指标体系,中国在这方面改进得比较明显,特别是像政策的制定、外商投资法,以及中国本身原来对货物、人员流动、资金各方面的法规环境都有些改进,包括地方政府对外商投资企业、中国民营企业、新兴企业的各种政策对待方面也有很大的改进。
企业关注政策落地
有好的政策保驾护航,能否做到真正落地则是企业更为关注的。
全球化智库(CCG)创始人兼理事长王辉耀此前接受采访时也谈到,现在的营商环境可以改进的地方很多,比如办人才居留的签证手续还可以简化、以及审批怎样更进一步简化;负面清单能不能短些更短些,甚至到零。还有零关税、零壁垒、零补贴,王辉耀认为未来可以朝这些方向努力。
王辉耀还提到了招商引资的问题。即便对于发达国家来说,吸引外资永远是非常重要的,招商引资永远不过时,我们应该思考如何优化营商环境能够吸引更多资本人才技术。
德勤中国创新主管合伙人刘明华对“营商环境优化”深有体会。去年底她主导在上海浦东陆家嘴成立了德勤数字科技有限公司,感受到整个公司注册的过程中非常顺利。她认为,对于跨国企业到中国来投资,特别在现在创新和高科技的情况下,大家非常关注的是知识产权的保护,法制环境的建设,期待有更好的配套政策和措施出台。
白明认为,过去发展是靠要素驱动,现在更多也要靠制度,这块是我们的短板。制度带来的活力对于外商来说也可以变成吸引力。
“民营企业更看重公平性,透明度。此次条例出炉就是强调,机会公平,游戏规则公平。”
白明还指出,虽然过去各地也在改善营商环境,但《条例》出台就相当于国家给出一个“规定动作”,未来各地再结合自身特点搞“自审动作”,这样比较容易落地。(记者 王田 赵倩)

2019-10-10 14:47 Source: Red Star News
     
On October 8, Premier Li Keqiang presided over the State Council executive meeting, deliberating and passing the "Optimization of the Business Environment Regulations (Draft)" (hereinafter referred to as the Regulations), and providing institutional guarantees for the investment and development of various market entities by government legislation.
It is understood that this is the first time such regulations have been introduced at the national level. The key point is "to establish a basic system of business environment that treats all types of market entities, such as domestic and foreign-funded enterprises, equally." Among them, "the same is true for all kinds of market players" has also been eagerly watched by the outside world. Some experts told Red Star News that "equality and fairness" are also the core of the regulation.
“The preparation time for the regulations is not very long, but in such a short period of time, it is possible to introduce such a comprehensive regulation that takes into account all aspects of the market, and the formulation process itself can reflect the overall attitude of the government to optimize the business environment, and the service market. A spirit of the main body." Ma Xiaobai, an associate researcher at the Development Research Center of the State Council, said in an interview with the Red Star journalist that the regulation clearly defined the overall work and scope of the business environment.
"From the government documents to the national regulations, this practice is conducive to the implementation of policies in the country. At the same time, the regulations put forward accountability, must be responsible according to law, and provide a legal basis for the next step." Ma Xiaobai said.
Multiple rounds of discussion finally came out
Solve the problem of a flat bowl of water
“Optimizing the business environment” is one of the key words of this year's legislative plan.
In May of this year, the General Office of the State Council issued the "State Council's 2019 Legislative Work Plan", which first proposed the formulation of regulations for optimizing the business environment, and clearly drafted by the National Development and Reform Commission, the Ministry of Commerce, the Ministry of Finance, and the General Administration of Market Supervision. On July 14, the relevant departments publicly solicited opinions on the "Regulations on Optimizing the Business Environment (Draft for Comment)".
"In order to build the regulations, a number of rounds of discussions were held internally, and an expert certification meeting was held. The opinions of various ministries and the whole society were also sought, and the final draft was finalized. The whole consideration is very comprehensive." Ma Xiaobai said.
The passage of the Bill on October 8th means that the effective experience in the reform of the “distribution service” has been raised to regulations in recent years. This includes continuing to relax market access; implementing inclusive and prudent supervision of emerging industries; ensuring equal use of production factors by various market entities and equal access to state support policies.
The Red Star journalist noted that the draft Regulations mentioned greater decentralization and continued relaxation of market access. The State Council executive meeting stated that the state implements a unified national market access negative list system, and industries, fields, and businesses outside the negative market access list can enter the market equally.
"The highlight of the regulation is to emphasize fair competition," economist Chang Xiuze said to the Red Star News that the "Regulations" drafted "two flats together", that is, equal use of production factors, fair participation in market competition, and equal protection by law. “This is the soul of the entire business environment.”
Ma Xiaobai also agrees with this. She said that “the ability to treat all types of market entities equally” is also the biggest highlight of this regulation.
Chang Xiuze believes that the starting point of the "Regulations" is good. He pointed out that in the real market environment, property rights protection was not in place, and it was difficult for state-owned and private enterprises to have a bowl of water. These are the pain points and difficulties that have long plagued market players, and they urgently need to be resolved through legalization.
Bai Ming, deputy director of the International Market Research Institute of the Ministry of Commerce, told Red Star News that the introduction of the regulations not only deepened the development of “distribution suits”, but also clearly defined the role of the government in it, which is also the future development. Come more space.
Bai Ming believes that the pain point of the business environment in the past was that the legal regulations, transparency, and government services were not in place. However, in this Bill, the government affairs were made public and transparent, and it was mentioned that “the promotion of government service matters is not subject to different acceptance and the same standards. ”
Bai Ming also mentioned the protection of market players. The "Regulations" also strengthened the protection of market entities, pointed out that the market autonomy of market entities and the personal and property safety of business operators should be protected according to law. It is strictly forbidden to crack down and seize the property of market entities and individual operators in violation of legal authority and procedures. And other administrative enforcement measures. “Let investors have a reassurance.”
The "Regulations" also emphasizes the more tolerant measures for emerging industries, mentioning "inclusive and prudent supervision of emerging industries."
China’s business environment has improved significantly
"The government has introduced a lot of policies, not like how to manage it, but more to adapt to the trend of market innovation in the process of business, and the government's rules are also changing." The second Hongqiao International held in September this year. At the Economic Forum Interpretation Meeting, Red Star News reporters also learned from some experts about the business environment.
Wang Jian, a professor at the School of International Economics and Trade at the University of International Business and Economics, believes that trade in the world has reached a crossroads. It is also because of the business environment of the company, the ecological environment has changed, and new business models and new formats have emerged. The old way of management, or the government's regulatory policies have to be innovative.
"In recent years, we have seen that the government has indeed introduced new regulatory methods in accordance with the current market rules, adapting to new formats and new models, making our operations, international trade and international investment more convenient. In this regard, especially government information technology. Means to supervise and greatly improve efficiency, which is also a very important aspect of the changing business environment."
The World Bank's "2019 Business Environment Report" shows that China's business environment has jumped from 78th to 46th in the global ranking, increasing 32 places, entering the world's top 50 for the first time, and releasing the World Bank's business environment report. China’s best ranking since.
“China’s business environment, especially in the last two or three years, has been greatly improved in the world.” Wang Jian said that the World Bank has its indicator system, and China’s improvement in this area is more obvious, especially like policy formulation. The Foreign Investment Law, as well as China’s original regulatory environment for goods, personnel movements, and funds, have improved somewhat, including local government foreign investment enterprises, Chinese private enterprises, and emerging companies. .
Enterprises pay attention to policy landing
There are good policies to escort, and whether it can be truly landed is more concerned by enterprises.
Wang Huiyao, founder and chairman of Global Think Tank (CCG), also said in an interview that there are many places where the business environment can be improved. For example, visa procedures for talent staying can be simplified, and how to further simplify the approval; Can the list be shorter or shorter, even to zero. There are also zero tariffs, zero barriers, and zero subsidies. Wang Huiyao believes that the future can work in these directions.
Wang Huiyao also mentioned the issue of attracting investment. Even for developed countries, attracting foreign investment is always very important. Inviting investment is always out of date. We should think about how to optimize the business environment to attract more capital talent technology.
Liu Minghua, the partner of Deloitte China Innovation, has a deep understanding of “business environment optimization”. At the end of last year, she led the establishment of Deloitte Digital Technology Co., Ltd. in Lujiazui, Pudong, Shanghai, and felt that the entire company registration process was very smooth. She believes that for multinational companies to invest in China, especially in the current situation of innovation and high technology, everyone is very concerned about the protection of intellectual property rights, the construction of the legal environment, and expects to have better supporting policies and measures.
Bai Ming believes that the past development is driven by factors, and now more depends on the system. This is our shortcoming. The vitality brought by the system can also become attractive to foreign investors.
"Private enterprises pay more attention to fairness and transparency. This regulation is to emphasize that fair opportunities and fair rules of the game."
Bai Ming also pointed out that although the local governments have also improved the business environment in the past, the introduction of the "Regulations" is equivalent to a "specified action" given by the state. In the future, localities will combine their own characteristics to engage in "self-audit actions", which is easier to land. (Reporter Wang Tian Zhao Qian)


Essay Posted: The External Capitalist and Internal Marxist—The Fundamental Contradiction of Cuban Economic Reintegration in the Global Economic Order and the Role of the U.S.

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(all Pix © Larry Catá Backer 2019)


I am pleased to post for review and comments the following essay that will appear in Volume 29 of the Proceedings of the Association for the Study of the Cuban Economy (Cuba in Transition 29:--(2019)).

The essay is entitled The External Capitalist and Internal Marxist—The Fundamental Contradiction of Cuban Economic Reintegration in the Global Economic Order and the Role of the U.S. It considers the double contradiction of the Cuban efforts to embed itself in the global economic order. On the one hand, global engagement would reconstruct Cuba as a global capitalist in its outward engagements. On the other hand, Cuba remains committed to insulating its internal economy from global markets and the operating rules of markets based economic systems. But the possibilities inherent in navigating this double contradiction are severely stressed in the wake of Cuba's regional politics as it meets and engages with the contradictory politics of the United States. The consequences are important not just for regional Caribbean politics, but for the threat it poses to successful Cuban global economic engagement.

The Abstract and essay Introduction follow.

The essay may be downloaded HERE.



The External Capitalist and Internal Marxist—The Fundamental Contradiction of Cuban Economic Reintegration in the Global Economic Order and the Role of the U.S.

Larry Catá Backer

Abstract: Since 2011, Cuba has sought to better embed itself into the global economy. But it has sought to do so on its own terms. That has produced a double contradiction. The first is outward facing and touches on the bifurcation between Cuban economic activity beyond its borders, or with global capital and investors. The second is inward and touches on the challenge of reconciling Cuba’s markets based model abroad with its recently revised political economic model inside Cuban territory. This double contradiction, of Cuba as global capitalist and national central planner, has produced a singular structure for global economic engagement. But it is also a fragile one. The essay examines both the contradictions giving shape to the Cuban global engagement model, and its fragility in the face of American economic measures designed to make it difficult for Cuba to attain its global economic objectives. The essay starts with context—Cuba in its “New Era of Development”—situates the problem of globalization presented to the post-Fidel Castro government. The essay then introduces the basis conundrum in Re-Integration and Cuba’s New Era Double Contradiction. The next section, The Cuban Capacity for Reform, focuses on the choices made by the Cuban state to overcome its ideological constraints in fashioning a global engagement project. These touch on the capacity of Cuban political, economic, and social organizations to incorporate reform of the type envisioned—markets-based in external activity, and centrally planned within the national territory. The essay then turns to the role of the United States and the repercussions of its tilt toward the Caribbean after 2017 as a key stress point of this enterprise of global economic engagement. Of specific importance is the role that re-introduction of sanctions regimes and the lifting of restrictions on lawsuits related to property confiscated form 1959 under the Helms-Burton law. The essay ends with a consideration of the ramifications of the convergence of these trajectories on Cuban engagement objectives.



This essay considers the challenges and opportunities facing Cuba in the context of its efforts to re-integrate itself into the global economy.[1] Cuban re-integration into global markets appeared to be a relatively simple task at the beginning of 2016. Cuba would conform to global expectations in the context of its engagements outside of its territory, while preserving its political-economic model within that territory. At the same time, a small opening would be tolerated (and highly regulated) as a complement to the state sector. In return, Cuba would secure much need capital for its key internal development projects, and would be able to finance critical economic sectors designed to increase the value of its exports. By the end of 2019, the effort appeared to be fatally stalled. The opening of the internal complementary private sector was stalled, efforts to access global markets were faltering in the wake of a quite substantial economic sanctions policy re-invigorated by the Trump Administration as punishment, in part for Cuban regional politics—especially its support for the Maduro government in Venezuela. By October 2019, Cuba faced power shortages, [2] and it had returned[3] to the “special period” dollarization of its economy[4] in an effort to stop the economic bleeding.

Re-integration continues to be an important part of the Cuban Communist Party’s (PCC) basic line, and serves as a cornerstone of the PCC’s post Fidel “New Era.” The use of the term “New Era” is deliberate and will invite the reader to consider the parallel development, as well as the deviation between, between Chinese Marxist-Leninism[5] and its Cuban Caribbean Marxist cousin.[6] In both cases, “New Era” is a reference to a “new era of development;”[7] each new era is bound to the actual conditions of a state within its geo-political context and each requires confronting contextually relevant challenges.[8] Yet “new eras of development” also produce contradiction, in the sense that they produce challenges to the integrity of the political-economic model in new circumstances. For China, grown right and influential following its own path, the contradiction shifted from one of production that resulted in the development of a Markets Marxism model through its Reform and Opening Up Strategy,[9] to one centered on the fairer distribution of the gains of productivity among the people.[10]

Cuba’s “new era” contradictions, that is the challenges that proceed from efforts at fundamental reform in recognition of substantial changes to local and geo-political context, presents quite distinct challenges. Its origins lie with the transition from Fidel to Raul Castro, from the post “Special Period” settlement to the development of a more mixed economic model, and from efforts to re-engage with global markets, at least with respect to state enterprises. Cuba faces the quite different contradiction of economic reintegration into the pathways of contemporary global production while preserving its revolutionary moment that in many ways is fundamentally incompatible with contemporary global production. That, certainly, has been the results of efforts at changes from the Lineamientos of 2011 to the great constitutional and political-economic model reform projects of 2016-2019.

Contradiction in the shadow of recognition of “new eras” of development, then, speak to challenges to ideological models (and their premises around which government is constituted and operated, however imperfectly). It is therefore necessary, if one is to usefully consider the current state of Cuban re-integration in global markets, to speak to the role of ideology. Ideology here is understood as the aggregation of premises, objectives and principles within which the Cuban vanguard constructs the reality through which it interprets the world around them and constrains the legitimate choices among which it may select consistent with its way of understanding themselves and the world around them. On other words, I will speak to how the Cuban vanguard understands (see) the world around them and how they then give meaning to what they say and do.[11] But that ideology does not exist in a vacuum, even as it serves to construct and interpret the world around them, ideologies provide the means by which the world around Cuba understands (sees) Cuba and how it gives meaning to what Cuban say and do—and in very different ways.
NOTES:


[1] See, e.g., Pavel Vidal and Scott Brown, Cuba’s Regional Economic Integration: Begin with the International Financial Institutions, Atlantic Council (July 2015). Available https://publications.atlanticcouncil.org/uscuba/CUBAIFI_0709_DP.pdf.


[2] See, e.g., Sarah Marsh and Nelson Acosta, “Amid crippling sanctions, Cuba deploys oxen, wood-fired ovens to overcome fuel crisis,” Reuters (20 Sept. 2019). Available https://www.reuters.com/article/us-cuba-economy/amid-crippling-sanctions-cuba-deploys-oxen-wood-fired-ovens-to-overcome-fuel-crisis-idUSKBN1W518L.


[3] See, Marc Frank and Nelson Acosta, “U.S. dollar makes a comeback in Cuba to fight capital flight,” NASDAQ (15 Oct. 2019). Available https://www.nasdaq.com/articles/u.s.-dollar-makes-a-comeback-in-cuba-to-fight-capital-flight-2019-10-15 (“Cubans who want to buy from the specialist stores will need to use a dollar-denominated bank card from an account opened with tradable currencies, such as the dollar or euro. People may obtain those tradable currencies through offshore remittances or by other means such as exchanging local pesos on the street, the government said.”).


[4] See, e.g., Arne C. Kildegaard and Orro Fernández, “Dollarization in Cuba and Implications for the Future Transition,” Proceedings of the Association for the Study of the Cuban Economy 9:25-35 (1999) Available https://www.ascecuba.org/asce_proceedings/dollarization-in-cuba-and-implications-for-the-future-transition/.


[5] See, China State Council Information Office, White Paper: China and the World in the New Era (September 2019). Available http://news.cn/english/2019-09/27/c_138427541.htm.


[6] See, Larry Catá Backer, Cuba’s Caribbean Marxism (Little Sir Press, 2018).


[7] White Paper: China and the World, supra, n. 2, p. 3.


[8] Ibid. (“Copying or imitating other countries offers no way forward. The greatest inspiration from China’s development is: What kind of path a country takes should be based on the experience of other countries, but more importantly on its own reality, and should be decided by its own people in accordance with its own history, cultural traditions, and level of economic and social development. . . . But modernization is not equal to Westernization, and cannot be mechanically carried out or achieved through the same model. Whether the path of a country is the right one depends on whether this path can solve the historic and practical problems facing the country, whether it can improve people’s wellbeing, and whether it can win the recognition and support of the people.” Ibid., p. 26-27).


[9] Larry Catá Backer, “Central Planning Versus Markets Marxism: Their Differences and Consequences for the International Ordering of State, Law, Politics, and Economy,” Connecticut Journal of International Law 32(1) :1-47 (2016).


[10] Xi Jinping, Secure a Decisive Victory in Building a Moderately Prosperous Society in All Respects and Strive for the Great Success of Socialism with Chinese Characteristics for a New Era Delivered at the 19th National Congress of the Communist Party of China October 18, 2017Report to the 19th Chinese Communist Party Congress, available http://www.xinhuanet.com/english/special/2017-11/03/c_136725942.htm.


[11] The essence of the analysis is grounded in semiotic sensibilities. See, Jan M. Broekman and Larry Catá Backer, Lawyers Making Meaning: The Semiotics of Law in Legal Education (Springer, 2013).


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"[Governance] is at its best when it can fade into the background, assisting you throughout your day whenever you need it": Google Agrees to Purchase Fitbit

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"We believe technology is at its best when it can fade into the background, assisting you throughout your day whenever you need it. Wearable devices, like smartwatches and fitness trackers, do just that—you can easily see where your next meeting is with just a glance of an eye or monitor your daily activity right from your wrist."
It was with those words that Rick Osterloh, Google's Senior Vice President, Devices & Services, announced via his blog post that "that Google has entered into a definitive agreement to acquire Fitbit, a leading wearables brand." (Blog post HERE). 

The reaction was predictable.
The acquisition is likely to face regulatory scrutiny from agencies already investigating Google for antitrust concerns, because Fitbit collects sensitive information from users through the device. In an effort to head off that potentially thorny point, Google said it would not use health data gleaned from Fitbit devices in its core advertising business.

“You will always be in control of your data, and we will remain transparent about the data we collect and why,” Fitbit’s chief executive, James Park, said in an email to his company’s customers on Friday morning. “We never sell your personal information, and Fitbit health and wellness data will not be used for Google ads.” (Daisuke Wakabayashi and Adam Satariano; "Google to Buy Fitbit for $2.1 Billion," New York Times (1 Nov. 2019)).
Others noted: "Buying Fitbit could help Google extend its “ambient computing” hardware strategy, where the company aims to be a part of users’ lives wherever they are. The company has hinted at its health and hardware ambitions with the introduction of several new products in October, including the new Pixel 4 smartphone, and the hiring of former Geisinger Health CEO David Feinberg last year to consolidate its health-care strategy" (Google to acquire Fitbit, valuing the smartwatch maker at about $2.1 billion).

The immediate object, of course, is to induce a large enough mass of individuals to "own or are think of buying into the Google wearable ecosystem" (Google buying Fitbit could save Wear OS from certain doom) to make that ecosystem both viable and productive to the larger strategy of growing the meta-ecology with Google at its core. That larger ecosystem, then, in turn would be in a position to augment the size and value of that ecosystem through interactions with the other great productive ecosystems that are autonomous production and regulatory chains (Mattheis, The System Theory of Niklas Luhmann). 

And that is the point of this little story embedded within a much more potent trajectory of change to the way in which liberal democracies committed to markets recast their governance foundations through data driven markers-objectives (macro and micro) overseen by a competitive private sector charged to prevent, mitigate and remedy risk. To that end, the architectures of systems and their mechanics of control are changing. And that is what makes the proposed purpose of Fitbit by Google interesting.  That interest is not merely a matter of competition (monopoly) law, or even of its effects on the "privacy" rights of individuals (in a context where aggregated data is the  prize--and the means by which such individual data is marked and those producing it managed); it is a matter of the of the way in which the society chooses to control its populations. 

It is in this context that the opening comment of the senior leader of Google assumes a much more interesting set of possibilities--far removed for the more prosaic concerns of market power, privacy or even conventional legal systems.  "[Governance] is at its best when it can fade into the background, assisting you throughout your day whenever you need it"HERE). The purchase, then, might provide a glimpse at the "Sinews of Power" (parallel HERE) for this age in which increasingly the only fuel for governance, for the control of populations, is data.  And it is through this purchase that the differences and similarities between the construction of state-based data-driven governance systems in China can be usefully considered in the shadow of the construction of our own.




An All-Around Cultivation of Socialist Morality--中共中央 国务院印发 [Issued by the Central Committee of the Chinese Communist Party]: 《新时代公民道德建设实施纲要》[The Outline of the Implementation of the Construction of the Moral Citizen in the New Era]

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I have been considering the further elaboration of Socialist morality as a key element of the movement away from the Western oriented imports into Chinese frameworks of their political-economic model toward ç a more contextually Leninist and Chinese approach.  This is part of a much larger and long term project to purify Chinese Marxist-Leninism of the normative premises and working styles that like a barnacle on a ship necessarily traveled from the West to China during the period in which China was a great receiver of governance knowledge during the Reform and Opening Up period (see, e.g., Backer, "Between the Judge and the Law—Judicial Independence and Authority with Chinese Characteristics," 33(1) Connecticut Journal of International Law 33(1):1-41 (2017).  That objective--the definition, cultivation, and naturalization of Socialist (e.g., Chinese Marxist-Leninist) morality (morals-ethics-and the normative framework within which it can continue to be developed) stands at the heart of "New Era" ideology taking more definitive shape after the 19th CCP Congress. Just as the Prior Era (Deng Xiaoping and his successors) necessarily focused on the development of productive forces, so the New Era (Xi Jinping and his successor) necessarily focuses on the development of societal and cultural forces now possible (and inevitable) as the consequence of the successful conclusion of the Prior Era.

The West, self-absorbed within its own "New Era" transformations (in a contextually relevant way focusing on race, ethnicity, gender and essentialized power relations among factionalized ethno-cultural-sub-communities) tends to miss the moral elements at the heart of the development of Chinese New Era theory and its articulation as the Basic Line of the vanguard Party and the administrative work of the state apparatus. This is not a criticism--every system tends to be self absorbed in this fashion. Yet what that means is that the West tends to see these Chinese developments through the lens of its own internal cultural conflicts (e.g., but for a valuable contribution see here). To that end, Western focus is likely centered on the ramifications for those elements of government dear to it . These include rule of law issues, constitutionalism (understood in its narrow Western liberal democratic ideological framework), civil and political rights (including human rights), and markets based macro-economic and administrative practices. The West has tended to blind  itself to the substantial moral element of the CCP's leadership in moving  from the old to the "new era" that is marked by the economic ascendancy of China recognizable from the time of the leadership of Xi Jinping. 

As such, to understand the "new era" and its guiding ideology it is necessary to center its emerging moral-ethical element at the core of Chinese Leninism.  One moves from the economic-political to the cultural-political; from the development of productive forces to the development of the indivdual within a similarly developing economic-political model. The manifestation of the "New Era" political-economic model can be understood, then, as concrete expressions of that new morality built to some extent around the Core Socialist Values, and radiating out from there to include a host of more concrete elaborations in specific contexts throughout the economic, social and political structures of the state. We have seen one manifestation in a key area of CCP leadership--the system of post secondary education (What is the Fundamental Task of Education?: Xi Jinping's Concept of 立德树人 [Cultivating People of Moral Character] and its Implementation Through Undergraduate University Reform in 教育部关于一流本科课程建设的实施意见 [Implementation Opinions of the Ministry of Education on the Construction of First-class Undergraduate Courses]).  

CCP moral-cultural leadership (and its consequential societal-naturalization imperatives) is not merely expressed through  implementation regulations of the various national ministries. On 27 October 2019, the Central Committee of the CCP, representing the core of the political leadership of the nation issued its Outline of the Implementation of the Construction of the Moral Citizen in the New Era 《新时代公民道德建设实施纲要》.  This represents the first substantial ipdate of that outline in about 20 years.
Strengthening the construction of civic morality is a long-term, urgent, arduous and complicated task. It is necessary to adapt to the new requirements of the new era, adhere to the unity of goal orientation and problem orientation, further increase efforts, grasp the law, actively innovate, persevere and last for a long time. To promote the moral quality of the whole people and the level of social civilization to new heights.
The connections to the language of the State Council's 2014 Guidance on Social Credit is unmistakable--though here one speaks to morals rather than to integrity.  The underlying frustration with the state of behavior is unchanged.

Deeply launch specialized education and campaign activities concerning prominent issues in the area of morality, launch special campaigns targeting sectors and areas where sincerity is prominently lacking and sincerity building is urgently necessary, persist in correcting unhealthy trends and evil practices of abusing power for personal gain, lying and cheating, forgetting integrity when tempted by gains, benefiting oneself at others’ expense, etc., and establish trends of sectoral sincerity and integrity. (Planning Outline for the Construction of a Social Credit System (2014-2020) III(2)).
The Outline of the Implementation of the Construction of the Moral Citizen in the New Era does embed Social Credit notions of integrity within its general framework as well (Ibid. (¶ IV(3) ("Continue to promote the building of integrity. Integrity is the cornerstone and important feature of social harmony.")). 

It is deeply tied to the principle of cultivating people of moral character (立德树人) , at the heart of the changes to education. The connection is explicit as the Outline of the Implementation of the Construction of the Moral Citizen in the New Era explicitly incorporates the concept of  立德树人within its core principles of Moral Citizenship. And it is likely as well to play a role in the reconstitution of Hing Kong in the aftermath of the resolution of the current situation there.  "Therefore, I feel that school education and family education must have a correct guidance. We must strengthen the patriotism education and national education of Hong Kong youth, and let them understand their country and themselves comprehensively, deeply and objectively from an early age." (Statement by the Hong Kong and Macau Affairs Office of the State Council Official Views of Current State of Affairs in Hong Kong [国务院港澳办新闻发言人介绍对当前香港事态的看法]).

What follows is the text of the Outline in the original Chinese as well as in a crude English translation. As one reviews the text it is useful to consider that these "New Era" points of an emerging moral compass are intimately connected to key strategic areas of policy that tend to be viewed as unrelated in the West (except when connected by the principles of human rights and sustainability).  These include the Social Credit system, the mechanics and strategies of the Belt and Road Initiative, and the mechanics for moving society forward in ways consist with the core long term objective of the vanguard party--to move society closely to the goal of establishing a communist society within China. Between then and now, the "New Era" suggests that this path is paved with cultivated (directed and guided) moral development and its object must be centered on the further development of the moral productive forces of the nation. Thus understood, China's internal and external policies--though perhaps still incompatible with the moral-political model of the West--becomes more comprehensible.








2019-10-27 18:14 来源: 新华社


新华社北京10月27日电 近日,中共中央、国务院印发了《新时代公民道德建设实施纲要》,并发出通知,要求各地区各部门结合实际认真贯彻落实。

《新时代公民道德建设实施纲要》全文如下。


中华文明源远流长,孕育了中华民族的宝贵精神品格,培育了中国人民的崇高价值追求。中国共产党领导人民在革命、建设和改革历史进程中,坚持马克思主义对人类美好社会的理想,继承发扬中华传统美德,创造形成了引领中国社会发展进步的社会主义道德体系。坚持和发展中国特色社会主义,需要物质文明和精神文明全面发展、人民物质生活和精神生活水平全面提升。中国特色社会主义进入新时代,加强公民道德建设、提高全社会道德水平,是全面建成小康社会、全面建设社会主义现代化强国的战略任务,是适应社会主要矛盾变化、满足人民对美好生活向往的迫切需要,是促进社会全面进步、人的全面发展的必然要求。

2001年,党中央颁布《公民道德建设实施纲要》,对在社会主义市场经济条件下加强公民道德建设提供了重要指导,有力促进了社会主义精神文明建设。党的十八大以来,以习近平同志为核心的党中央高度重视公民道德建设,立根塑魂、正本清源,作出一系列重要部署,推动思想道德建设取得显著成效。中国特色社会主义和中国梦深入人心,践行社会主义核心价值观、传承中华优秀传统文化的自觉性不断提升,爱国主义、集体主义、社会主义思想广为弘扬,崇尚英雄、尊重模范、学习先进成为风尚,民族自信心、自豪感大大增强,人民思想觉悟、道德水准、文明素养不断提高,道德领域呈现积极健康向上的良好态势。

同时也要看到,在国际国内形势深刻变化、我国经济社会深刻变革的大背景下,由于市场经济规则、政策法规、社会治理还不够健全,受不良思想文化侵蚀和网络有害信息影响,道德领域依然存在不少问题。一些地方、一些领域不同程度存在道德失范现象,拜金主义、享乐主义、极端个人主义仍然比较突出;一些社会成员道德观念模糊甚至缺失,是非、善恶、美丑不分,见利忘义、唯利是图,损人利己、损公肥私;造假欺诈、不讲信用的现象久治不绝,突破公序良俗底线、妨害人民幸福生活、伤害国家尊严和民族感情的事件时有发生。这些问题必须引起全党全社会高度重视,采取有力措施切实加以解决。

加强公民道德建设是一项长期而紧迫、艰巨而复杂的任务,要适应新时代新要求,坚持目标导向和问题导向相统一,进一步加大工作力度,把握规律、积极创新,持之以恒、久久为功,推动全民道德素质和社会文明程度达到一个新高度。

一、总体要求

要以习近平新时代中国特色社会主义思想为指导,紧紧围绕进行伟大斗争、建设伟大工程、推进伟大事业、实现伟大梦想,着眼构筑中国精神、中国价值、中国力量,促进全体人民在理想信念、价值理念、道德观念上紧密团结在一起,在全民族牢固树立中国特色社会主义共同理想,在全社会大力弘扬社会主义核心价值观,积极倡导富强民主文明和谐、自由平等公正法治、爱国敬业诚信友善,全面推进社会公德、职业道德、家庭美德、个人品德建设,持续强化教育引导、实践养成、制度保障,不断提升公民道德素质,促进人的全面发展,培养和造就担当民族复兴大任的时代新人。

——坚持马克思主义道德观、社会主义道德观,倡导共产主义道德,以为人民服务为核心,以集体主义为原则,以爱祖国、爱人民、爱劳动、爱科学、爱社会主义为基本要求,始终保持公民道德建设的社会主义方向。

——坚持以社会主义核心价值观为引领,将国家、社会、个人层面的价值要求贯穿到道德建设各方面,以主流价值建构道德规范、强化道德认同、指引道德实践,引导人们明大德、守公德、严私德。

——坚持在继承传统中创新发展,自觉传承中华传统美德,继承我们党领导人民在长期实践中形成的优良传统和革命道德,适应新时代改革开放和社会主义市场经济发展要求,积极推动创造性转化、创新性发展,不断增强道德建设的时代性实效性。

——坚持提升道德认知与推动道德实践相结合,尊重人民群众的主体地位,激发人们形成善良的道德意愿、道德情感,培育正确的道德判断和道德责任,提高道德实践能力尤其是自觉实践能力,引导人们向往和追求讲道德、尊道德、守道德的生活。

——坚持发挥社会主义法治的促进和保障作用,以法治承载道德理念、鲜明道德导向、弘扬美德义行,把社会主义道德要求体现到立法、执法、司法、守法之中,以法治的力量引导人们向上向善。

——坚持积极倡导与有效治理并举,遵循道德建设规律,把先进性要求与广泛性要求结合起来,坚持重在建设、立破并举,发挥榜样示范引领作用,加大突出问题整治力度,树立新风正气、祛除歪风邪气。

要把社会公德、职业道德、家庭美德、个人品德建设作为着力点。推动践行以文明礼貌、助人为乐、爱护公物、保护环境、遵纪守法为主要内容的社会公德,鼓励人们在社会上做一个好公民;推动践行以爱岗敬业、诚实守信、办事公道、热情服务、奉献社会为主要内容的职业道德,鼓励人们在工作中做一个好建设者;推动践行以尊老爱幼、男女平等、夫妻和睦、勤俭持家、邻里互助为主要内容的家庭美德,鼓励人们在家庭里做一个好成员;推动践行以爱国奉献、明礼遵规、勤劳善良、宽厚正直、自强自律为主要内容的个人品德,鼓励人们在日常生活中养成好品行。

二、重点任务

1.筑牢理想信念之基。人民有信仰,国家有力量,民族有希望。信仰信念指引人生方向,引领道德追求。要坚持不懈用习近平新时代中国特色社会主义思想武装全党、教育人民,引导人们把握丰富内涵、精神实质、实践要求,打牢信仰信念的思想理论根基。在全社会广泛开展理想信念教育,深化社会主义和共产主义宣传教育,深化中国特色社会主义和中国梦宣传教育,引导人们不断增强道路自信、理论自信、制度自信、文化自信,把共产主义远大理想与中国特色社会主义共同理想统一起来,把实现个人理想融入实现国家富强、民族振兴、人民幸福的伟大梦想之中。

2.培育和践行社会主义核心价值观。社会主义核心价值观是当代中国精神的集中体现,是凝聚中国力量的思想道德基础。要持续深化社会主义核心价值观宣传教育,增进认知认同、树立鲜明导向、强化示范带动,引导人们把社会主义核心价值观作为明德修身、立德树人的根本遵循。坚持贯穿结合融入、落细落小落实,把社会主义核心价值观要求融入日常生活,使之成为人们日用而不觉的道德规范和行为准则。坚持德法兼治,以道德滋养法治精神,以法治体现道德理念,全面贯彻实施宪法,推动社会主义核心价值观融入法治建设,将社会主义核心价值观要求全面体现到中国特色社会主义法律体系中,体现到法律法规立改废释、公共政策制定修订、社会治理改进完善中,为弘扬主流价值提供良好社会环境和制度保障。

3.传承中华传统美德。中华传统美德是中华文化精髓,是道德建设的不竭源泉。要以礼敬自豪的态度对待中华优秀传统文化,充分发掘文化经典、历史遗存、文物古迹承载的丰厚道德资源,弘扬古圣先贤、民族英雄、志士仁人的嘉言懿行,让中华文化基因更好植根于人们的思想意识和道德观念。深入阐发中华优秀传统文化蕴含的讲仁爱、重民本、守诚信、崇正义、尚和合、求大同等思想理念,深入挖掘自强不息、敬业乐群、扶正扬善、扶危济困、见义勇为、孝老爱亲等传统美德,并结合新的时代条件和实践要求继承创新,充分彰显其时代价值和永恒魅力,使之与现代文化、现实生活相融相通,成为全体人民精神生活、道德实践的鲜明标识。

4.弘扬民族精神和时代精神。以爱国主义为核心的民族精神和以改革创新为核心的时代精神,是中华民族生生不息、发展壮大的坚实精神支撑和强大道德力量。要深化改革开放史、新中国历史、中国共产党历史、中华民族近代史、中华文明史教育,弘扬中国人民伟大创造精神、伟大奋斗精神、伟大团结精神、伟大梦想精神,倡导一切有利于团结统一、爱好和平、勤劳勇敢、自强不息的思想和观念,构筑中华民族共有精神家园。要继承和发扬党领导人民创造的优良传统,传承红色基因,赓续精神谱系。要紧紧围绕全面深化改革开放、深入推进社会主义现代化建设,大力倡导解放思想、实事求是、与时俱进、求真务实的理念,倡导“幸福源自奋斗”、“成功在于奉献”、“平凡孕育伟大”的理念,弘扬改革开放精神、劳动精神、劳模精神、工匠精神、优秀企业家精神、科学家精神,使全体人民保持昂扬向上、奋发有为的精神状态。

三、深化道德教育引导

1.把立德树人贯穿学校教育全过程。学校是公民道德建设的重要阵地。要全面贯彻党的教育方针,坚持社会主义办学方向,坚持育人为本、德育为先,把思想品德作为学生核心素养、纳入学业质量标准,构建德智体美劳全面培养的教育体系。加强思想品德教育,遵循不同年龄阶段的道德认知规律,结合基础教育、职业教育、高等教育的不同特点,把社会主义核心价值观和道德规范有效传授给学生。注重融入贯穿,把公民道德建设的内容和要求体现到各学科教育中,体现到学科体系、教学体系、教材体系、管理体系建设中,使传授知识过程成为道德教化过程。开展社会实践活动,强化劳动精神、劳动观念教育,引导学生热爱劳动、尊重劳动,懂得劳动最光荣、劳动最崇高、劳动最伟大、劳动最美丽的道理,更好认识社会、了解国情,增强社会责任感。加强师德师风建设,引导教师以德立身、以德立学、以德施教、以德育德,做有理想信念、有道德情操、有扎实学识、有仁爱之心的好老师。建设优良校风,用校训励志,丰富校园文化生活,营造有利于学生修德立身的良好氛围。

2.用良好家教家风涵育道德品行。家庭是社会的基本细胞,是道德养成的起点。要弘扬中华民族传统家庭美德,倡导现代家庭文明观念,推动形成爱国爱家、相亲相爱、向上向善、共建共享的社会主义家庭文明新风尚,让美德在家庭中生根、在亲情中升华。通过多种方式,引导广大家庭重言传、重身教,教知识、育品德,以身作则、耳濡目染,用正确道德观念塑造孩子美好心灵;自觉传承中华孝道,感念父母养育之恩、感念长辈关爱之情,养成孝敬父母、尊敬长辈的良好品质;倡导忠诚、责任、亲情、学习、公益的理念,让家庭成员相互影响、共同提高,在为家庭谋幸福、为他人送温暖、为社会作贡献过程中提高精神境界、培育文明风尚。

3.以先进模范引领道德风尚。伟大时代呼唤伟大精神,崇高事业需要榜样引领。要精心选树时代楷模、道德模范等先进典型,综合运用宣讲报告、事迹报道、专题节目、文艺作品、公益广告等形式,广泛宣传他们的先进事迹和突出贡献,树立鲜明时代价值取向,彰显社会道德高度。持续推出各行各业先进人物,广泛推荐宣传最美人物、身边好人,让不同行业、不同群体都能学有榜样、行有示范,形成见贤思齐、争当先进的生动局面。尊崇褒扬、关心关爱先进人物和英雄模范,建立健全关爱关怀机制,维护先进人物和英雄模范的荣誉和形象,形成德者有得、好人好报的价值导向。

4.以正确舆论营造良好道德环境。舆论具有成风化人、敦风化俗的重要作用。要坚持以正确的舆论引导人,把正确价值导向和道德要求体现到经济、社会、文化等各领域的新闻报道中,体现到娱乐、体育、广告等各类节目栏目中。加强对道德领域热点问题的引导,以事说理、以案明德,着力增强人们的法治意识、公共意识、规则意识、责任意识。发挥舆论监督作用,对违反社会道德、背离公序良俗的言行和现象,及时进行批评、驳斥,激浊扬清、弘扬正气。传媒和相关业务从业人员要加强道德修养、强化道德自律,自觉履行社会责任。

5.以优秀文艺作品陶冶道德情操。文以载道,文以传情,文以植德。要把培育和弘扬社会主义核心价值观作为根本任务,坚持以人民为中心的创作导向,推出更多讴歌党、讴歌祖国,讴歌人民、讴歌英雄,讴歌劳动、讴歌奉献的精品力作,润物无声传播真善美,弘扬崇高的道德理想和道德追求。坚持把社会效益放在首位,倡导讲品位、讲格调、讲责任,抵制低俗、庸俗、媚俗,用健康向上的文艺作品温润心灵、启迪心智、引领风尚。要把社会主义道德作为文艺评论、评介、评奖的重要标准,更好地引导文艺创作生产传播坚守正道、弘扬正气。文艺工作者要把崇德尚艺作为一生的功课,把为人、做事、从艺统一起来,加强思想积累、知识储备、艺术训练,提高学养、涵养、修养,努力追求真才学、好德行、高品位,做到德艺双馨。

6.发挥各类阵地道德教育作用。各类阵地是面向广大群众开展道德教育的基本依托。要加强新时代文明实践中心建设,大力推进媒体融合发展,抓好县级融媒体中心建设,推动基层广泛开展中国特色社会主义文化、社会主义思想道德学习教育实践,引导人们提高思想觉悟、道德水准、文明素养。加强爱国主义教育基地和革命纪念设施建设保护利用,充实展陈内容,丰富思想内涵,提升教育功能。民族团结、科普、国防等教育基地,图书馆、文化馆、博物馆、纪念馆、科技馆、青少年活动中心等公共文化设施,都要结合各自功能特点有针对性地开展道德教育。用好宣传栏、显示屏、广告牌等户外媒介,营造明德守礼的浓厚氛围。

7.抓好重点群体的教育引导。公民道德建设既要面向全体社会成员开展,也要聚焦重点、抓住关键。党员干部的道德操守直接影响着全社会道德风尚,要落实全面从严治党要求,加强理想信念教育,补足精神之钙;要加强政德修养,坚持法律红线不可逾越、道德底线不可触碰,在严肃规范的党内政治生活中锤炼党性、改进作风、砥砺品质,践行忠诚老实、公道正派、艰苦奋斗、清正廉洁等品格,正心修身、慎独慎微,严以律己、廉洁齐家,在道德建设中为全社会作出表率。青少年是国家的希望、民族的未来,要坚持从娃娃抓起,引导青少年把正确的道德认知、自觉的道德养成、积极的道德实践紧密结合起来,善于从中华民族传统美德中汲取道德滋养,从英雄人物和时代楷模身上感受道德风范,从自身内省中提升道德修为,不断修身立德,打牢道德根基。全社会都要关心帮助支持青少年成长发展,完善家庭、学校、政府、社会相结合的思想道德教育体系,引导青少年树立远大志向,热爱党、热爱祖国、热爱人民,形成好思想、好品行、好习惯,扣好人生第一粒扣子。社会公众人物知名度高、影响力大,要加强思想政治引领,引导他们承担社会责任,加强道德修养,注重道德自律,自觉接受社会和舆论监督,树立良好社会形象。

四、推动道德实践养成

1.广泛开展弘扬时代新风行动。良好社会风尚是社会文明程度的重要标志,涵育着公民美德善行,推动着社会和谐有序运转。要紧密结合社会发展实际,广泛开展文明出行、文明交通、文明旅游、文明就餐、文明观赛等活动,引导人们自觉遵守社会交往、公共场所中的文明规范。着眼完善社会治理、规范社会秩序,推动街道社区、交通设施、医疗场所、景区景点、文体场馆等的精细管理、规范运营,优化公共空间、提升服务水平,为人们增强公共意识、规则意识创造良好环境。

2.深化群众性创建活动。各类群众性创建活动是人民群众自我教育、自我提高的生动实践。群众性精神文明创建活动要突出道德要求,充实道德内容,将社会公德、职业道德、家庭美德、个人品德建设贯穿创建全过程。文明城市、文明村镇创建要坚持为民利民惠民,突出文明和谐、宜居宜业,不断提升基层社会治理水平和群众文明素质。文明单位创建要立足行业特色、职业特点,突出涵养职业操守、培育职业精神、树立行业新风,引导从业者精益求精、追求卓越,为社会提供优质产品和服务。文明家庭创建要聚焦涵育家庭美德,弘扬优良家风。文明校园创建要聚焦立德树人,培养德智体美劳全面发展的社会主义建设者和接班人。各级党政机关、各行业各系统开展的创建活动,要把公民道德建设摆在更加重要的位置,以扎实有效的创建工作推动全民道德素质提升。

3.持续推进诚信建设。诚信是社会和谐的基石和重要特征。要继承发扬中华民族重信守诺的传统美德,弘扬与社会主义市场经济相适应的诚信理念、诚信文化、契约精神,推动各行业各领域制定诚信公约,加快个人诚信、政务诚信、商务诚信、社会诚信和司法公信建设,构建覆盖全社会的征信体系,健全守信联合激励和失信联合惩戒机制,开展诚信缺失突出问题专项治理,提高全社会诚信水平。重视学术、科研诚信建设,严肃查处违背学术科研诚信要求的行为。深入开展“诚信建设万里行”、“诚信兴商宣传月”等活动,评选发布“诚信之星”,宣传推介诚信先进集体,激励人们更好地讲诚实、守信用。

4.深入推进学雷锋志愿服务。学雷锋和志愿服务是践行社会主义道德的重要途径。要弘扬雷锋精神和奉献、友爱、互助、进步的志愿精神,围绕重大活动、扶贫救灾、敬老救孤、恤病助残、法律援助、文化支教、环境保护、健康指导等,广泛开展学雷锋和志愿服务活动,引导人们把学雷锋和志愿服务作为生活方式、生活习惯。推动志愿服务组织发展,完善激励褒奖制度,推进学雷锋志愿服务制度化常态化,使“我为人人、人人为我”蔚然成风。

5.广泛开展移风易俗行动。摒弃陈规陋习、倡导文明新风是道德建设的重要任务。要围绕实施乡村振兴战略,培育文明乡风、淳朴民风,倡导科学文明生活方式,挖掘创新乡土文化,不断焕发乡村文明新气象。充分发挥村规民约、道德评议会、红白理事会等作用,破除铺张浪费、薄养厚葬、人情攀比等不良习俗。要提倡科学精神,普及科学知识,抵制迷信和腐朽落后文化,防范极端宗教思想和非法宗教势力渗透。

6.充分发挥礼仪礼节的教化作用。礼仪礼节是道德素养的体现,也是道德实践的载体。要制定国家礼仪规程,完善党和国家功勋荣誉表彰制度,规范开展升国旗、奏唱国歌、入党入团入队等仪式,强化仪式感、参与感、现代感,增强人们对党和国家、对组织集体的认同感和归属感。充分利用重要传统节日、重大节庆和纪念日,组织开展群众性主题实践活动,丰富道德体验、增进道德情感。研究制定继承中华优秀传统、适应现代文明要求的社会礼仪、服装服饰、文明用语规范,引导人们重礼节、讲礼貌。

7.积极践行绿色生产生活方式。绿色发展、生态道德是现代文明的重要标志,是美好生活的基础、人民群众的期盼。要推动全社会共建美丽中国,围绕世界地球日、世界环境日、世界森林日、世界水日、世界海洋日和全国节能宣传周等,广泛开展多种形式的主题宣传实践活动,坚持人与自然和谐共生,引导人们树立尊重自然、顺应自然、保护自然的理念,树立绿水青山就是金山银山的理念,增强节约意识、环保意识和生态意识。开展创建节约型机关、绿色家庭、绿色学校、绿色社区、绿色出行和垃圾分类等行动,倡导简约适度、绿色低碳的生活方式,拒绝奢华和浪费,引导人们做生态环境的保护者、建设者。

8.在对外交流交往中展示文明素养。公民道德风貌关系国家形象。实施中国公民旅游文明素质行动计划,推动出入境管理机构、海关、驻外机构、旅行社、网络旅游平台等,加强文明宣传教育,引导中国公民在境外旅游、求学、经商、探亲中,尊重当地法律法规和文化习俗,展现中华美德,维护国家荣誉和利益。培育健康理性的国民心态,引导人们在各种国际场合、涉外活动和交流交往中,树立自尊自信、开放包容、积极向上的良好形象。

五、抓好网络空间道德建设

1.加强网络内容建设。网络信息内容广泛影响着人们的思想观念和道德行为。要深入实施网络内容建设工程,弘扬主旋律,激发正能量,让科学理论、正确舆论、优秀文化充盈网络空间。发展积极向上的网络文化,引导互联网企业和网民创作生产传播格调健康的网络文学、网络音乐、网络表演、网络电影、网络剧、网络音视频、网络动漫、网络游戏等。加强网上热点话题和突发事件的正确引导、有效引导,明辨是非、分清善恶,让正确道德取向成为网络空间的主流。

2.培养文明自律网络行为。网上行为主体的文明自律是网络空间道德建设的基础。要建立和完善网络行为规范,明确网络是非观念,培育符合互联网发展规律、体现社会主义精神文明建设要求的网络伦理、网络道德。倡导文明办网,推动互联网企业自觉履行主体责任、主动承担社会责任,依法依规经营,加强网络从业人员教育培训,坚决打击网上有害信息传播行为,依法规范管理传播渠道。倡导文明上网,广泛开展争做中国好网民活动,推进网民网络素养教育,引导广大网民尊德守法、文明互动、理性表达,远离不良网站,防止网络沉迷,自觉维护良好网络秩序。

3.丰富网上道德实践。互联网为道德实践提供了新的空间、新的载体。要积极培育和引导互联网公益力量,壮大网络公益队伍,形成线上线下踊跃参与公益事业的生动局面。加强网络公益宣传,引导人们随时、随地、随手做公益,推动形成关爱他人、奉献社会的良好风尚。拓展“互联网+公益”、“互联网+慈善”模式,广泛开展形式多样的网络公益、网络慈善活动,激发全社会热心公益、参与慈善的热情。加强网络公益规范化运行和管理,完善相关法规制度,促进网络公益健康有序发展。

4.营造良好网络道德环境。加强互联网管理,正能量是总要求,管得住是硬道理,用得好是真本事。要严格依法管网治网,加强互联网领域立法执法,强化网络综合治理,加强网络社交平台、各类公众账号等管理,重视个人信息安全,建立完善新技术新应用道德评估制度,维护网络道德秩序。开展网络治理专项行动,加大对网上突出问题的整治力度,清理网络欺诈、造谣、诽谤、谩骂、歧视、色情、低俗等内容,反对网络暴力行为,依法惩治网络违法犯罪,促进网络空间日益清朗。

六、发挥制度保障作用

1.强化法律法规保障。法律是成文的道德,道德是内心的法律。要发挥法治对道德建设的保障和促进作用,把道德导向贯穿法治建设全过程,立法、执法、司法、守法各环节都要体现社会主义道德要求。及时把实践中广泛认同、较为成熟、操作性强的道德要求转化为法律规范,推动社会诚信、见义勇为、志愿服务、勤劳节俭、孝老爱亲、保护生态等方面的立法工作。坚持严格执法,加大关系群众切身利益重点领域的执法力度,以法治的力量维护道德、凝聚人心。坚持公正司法,发挥司法裁判定分止争、惩恶扬善功能,定期发布道德领域典型指导性司法案例,让人们从中感受到公平正义。推进全民守法普法,加强社会主义法治文化建设,营造全社会讲法治、重道德的良好环境,引导人们增强法治意识、坚守道德底线。

2.彰显公共政策价值导向。公共政策与人们生产生活和现实利益密切相关,直接影响着人们的价值取向和道德判断。各项公共政策制度从设计制定到实施执行,都要充分体现道德要求,符合人们道德期待,实现政策目标和道德导向有机统一。科学制定经济社会政策和改革举措,在涉及就业、就学、住房、医疗、收入分配、社会保障等重大民生问题上,妥善处理各方面利益关系,充分体现维护社会公平正义的要求。加强对公共政策的道德风险和道德效果评估,及时纠正与社会主义道德相背离的突出问题,促进公共政策与道德建设良性互动。

3.发挥社会规范的引导约束作用。各类社会规范有效调节着人们在共同生产生活中的关系和行为。要按照社会主义核心价值观的基本要求,健全各行各业规章制度,修订完善市民公约、乡规民约、学生守则等行为准则,突出体现自身特点的道德规范,更好发挥规范、调节、评价人们言行举止的作用。要发挥各类群众性组织的自我教育、自我管理、自我服务功能,推动落实各项社会规范,共建共享与新时代相匹配的社会文明。

4.深化道德领域突出问题治理。道德建设既要靠教育倡导,也要靠有效治理。要综合施策、标本兼治,运用经济、法律、技术、行政和社会管理、舆论监督等各种手段,有力惩治失德败德、突破道德底线的行为。要组织开展道德领域突出问题专项治理,不断净化社会文化环境。针对污蔑诋毁英雄、伤害民族感情的恶劣言行,特别是对于损害国家尊严、出卖国家利益的媚外分子,要依法依规严肃惩戒,发挥警示教育作用。针对食品药品安全、产品质量安全、生态环境、社会服务、公共秩序等领域群众反映强烈的突出问题,要逐一进行整治,让败德违法者受到惩治、付出代价。建立惩戒失德行为常态化机制,形成扶正祛邪、惩恶扬善的社会风气。



七、加强组织领导

加强新时代公民道德建设,是推进中国特色社会主义事业的一项基础性、战略性工程。要坚持和加强党的领导,增强“四个意识”,坚定“四个自信”,做到“两个维护”,确保公民道德建设的正确方向。各级党委和政府要担负起公民道德建设的领导责任,将其摆上重要议事日程,纳入全局工作谋划推进,有机融入经济社会发展各方面。纪检监察机关和组织、统战、政法、网信、经济、外交、教育、科技、卫生健康、交通运输、民政、文化和旅游、民族宗教、农业农村、自然资源、生态环境等党政部门,要紧密结合工作职能,积极履行公民道德建设责任。发挥基层党组织和党员在新时代公民道德建设中的战斗堡垒作用和先锋模范作用。工会、共青团、妇联等群团组织,各民主党派和工商联,要积极发挥自身优势,共同推动公民道德建设。

各级文明委和党委宣传部要切实履行指导、协调、组织职能,统筹力量、精心实施、加强督查,抓好工作任务落实。注重分析评估公民道德建设的进展和成效,及时总结推广成功经验和创新做法,加强道德领域重大理论和实践问题研究,推动形成公民道德建设蓬勃开展、深入发展的良好局面。


责任编辑:张维





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Issued by the Central Committee of the Communist Party of China
2019-10-27 18:14 Source: Xinhua News Agency



Xinhua News Agency, Beijing, October 27th Recently, the Central Committee of the Communist Party of China and the State Council issued the "Outline for the Implementation of the Construction of Ethical Citizens in the New Era" and issued a notice requesting all departments of various regions to conscientiously implement them in light of the actual situation.

The full text of the "Implementation Outline for Moral Citizenship in the New Era" is as follows.

The Chinese civilization has a long history and has nurtured the precious spiritual character of the Chinese nation and cultivated the lofty pursuit of the Chinese people. The Communist Party of China leads the people in the process of revolution, construction and reform, upholds the ideal of Marxism for a better society, inherits and carries forward the traditional virtues of China, and creates and forms a socialist moral system that leads the development and progress of Chinese society. Upholding and developing socialism with Chinese characteristics requires the comprehensive development of material and spiritual civilization, and the overall improvement of people's material and spiritual living standards. Socialism with Chinese characteristics has entered a new era, strengthening the moral construction of citizens and improving the moral level of the whole society. It is a strategic task of building a well-off society in an all-round way and building a socialist modernization and strengthening country in an all-round way. It is an urgent need to adapt to major social contradictions and meet people's longing for a better life. Need is an inevitable requirement for promoting comprehensive social progress and overall development of people.

In 2001, the Party Central Committee promulgated the "Outline for the Implementation of Citizen's Moral Construction", which provided important guidance for strengthening the moral construction of citizens under the conditions of socialist market economy and effectively promoted the building of socialist spiritual civilization. Since the 18th National Congress of the Communist Party of China, the Party Central Committee with Comrade Xi Jinping as the core has attached great importance to the construction of civic morality, established a roots in shaping the soul, and has made a series of important arrangements to promote ideological and moral construction and achieve remarkable results. The socialism with Chinese characteristics and the Chinese dream are deeply rooted in the hearts of the people. The self-consciousness of practicing the core values ​​of socialism and inheriting the fine traditional Chinese culture has been continuously improved. The patriotism, collectivism, and socialist ideology have been widely promoted, advocating heroes, respecting models, and learning to become advanced. The fashion, the national self-confidence and pride have been greatly enhanced, the people's ideological consciousness, moral standards, and civilized quality have been continuously improved, and the moral field has shown a positive and healthy upward trend.

At the same time, we must also see that under the background of profound changes in the international and domestic situation and profound changes in China's economic and social development, the market economy rules, policies and regulations, and social governance are still not sound enough, and they are affected by bad ideological and cultural erosion and harmful information on the Internet. There are still many problems. Some places and some areas have different levels of moral anomie. Money worship, hedonism, and extreme individualism are still prominent. Some members of society have vague and even lack of moral values. Right, wrong, good and evil, and beauty and ugliness. Seeing forgiveness and profitability. The loss of self-interest and the loss of public fat; the phenomenon of fraudulent fraud and non-credit is endless, and the events that break the public order and the bottom line, hinder the people's happy life, and hurt the national dignity and national sentiment have occurred. These problems must be brought to the attention of the whole party and the whole society and take effective measures to solve them.

Strengthening the construction of civic morality is a long-term, urgent, arduous and complicated task. It is necessary to adapt to the new requirements of the new era, adhere to the unity of goal orientation and problem orientation, further increase efforts, grasp the law, actively innovate, persevere and last for a long time. To promote the moral quality of the whole people and the level of social civilization to new heights.

First, the overall requirements

Guided by Xi Jinping's new era of socialism with Chinese characteristics, we should focus on carrying out great struggles, building great projects, advancing great undertakings, realizing great dreams, and building Chinese spirit, Chinese values, and Chinese power to promote the ideals and beliefs of all people. The values ​​and moral concepts are closely united. The whole nation firmly establishes the common ideal of socialism with Chinese characteristics, vigorously promotes the core values ​​of socialism in the whole society, and actively advocates prosperity, democracy, democracy, harmony, freedom, equality, justice, and loyalty. We will comprehensively promote social morality, professional ethics, family virtues, and personal morality, and continue to strengthen education guidance, practice development, and institutional guarantees, continuously improve the moral quality of citizens, promote the all-round development of people, and cultivate and create new people in the era who are responsible for national rejuvenation.

-- Adhere to the Marxist morality and socialist morality, advocate communist morality, regard the people's service as the core, take the collectivism as the principle, and love the motherland, love the people, love labor, love science, and love socialism as the basic requirements. Always maintain the socialist direction of civic moral construction.

-- Adhere to the socialist core values ​​as the guide, and put the value requirements of the state, society and individual level into all aspects of moral construction, construct moral standards, strengthen moral identity, guide moral practice with mainstream values, and guide people to be clear and ethical. Public morality, strict private morality.

——Insist on the innovation and development in inheriting tradition, consciously inherit the traditional virtues of China, inherit the fine traditions and revolutionary morality formed by our party in the long-term practice, adapt to the requirements of reform and opening up in the new era and the development of socialist market economy, and actively promote creative transformation. Innovative development and continuous enhancement of the effectiveness of the era of moral construction.

-- Adhere to the combination of promoting moral cognition and promoting moral practice, respecting the subjective status of the people, stimulating people to form good moral will, moral emotions, cultivating correct moral judgments and moral responsibilities, and improving moral practice ability, especially conscious practice ability. To guide people to yearn for and pursue a life of morality, morality, and morality.

-- Adhere to the role of the promotion and guarantee of the socialist rule of law, carry the moral concept with the rule of law, express a clear moral orientation, carry forward the virtues, and reflect the socialist moral requirements into legislation, law enforcement, justice, law-abiding, guided by the power of the rule of law. People are going up to good.

-- Adhere to the principle of active advocacy and effective governance, follow the law of moral construction, combine the requirements of advanced nature with the requirements of extensiveness, adhere to the emphasis on construction and break through, play the leading role of model demonstration, increase the intensity of outstanding problems, and establish a new style. Righteousness, remove the evil spirits.

Social morality, professional ethics, family virtues, and personal morality should be taken as the focus. Promote the practice of social morality with civility and courtesy, helping people, protecting public property, protecting the environment, and obeying the law, encouraging people to be good citizens in society; promoting practice to be dedicated, honest, trustworthy, and fair. Enthusiasm, enthusiasm, and dedication to society as the main content of professional ethics, encourage people to be a good builder in their work; promote the practice of family virtues with respect to the elderly, the equality of men and women, husband and wife, diligence and family, and mutual help Encourage people to be good members in the family; promote the personal morality of patriotic dedication, courtesy, hard work, generosity, self-improvement and self-discipline, and encourage people to develop good conduct in daily life.

Second, the key tasks

1. Building the foundation of ideals and beliefs. The people have faith, the state has power, and the nation has hope. Beliefs and beliefs guide the direction of life and lead moral pursuits. We must persist in using Xi Jinping's new era of socialism with Chinese characteristics to arm the whole party and educate the people, guide people to grasp the rich connotation, spiritual essence, and practical requirements, and lay a solid foundation for the ideological and theoretical foundation of faith. Extensively carry out the education of ideals and beliefs in the whole society, deepen the propaganda and education of socialism and communism, deepen the propaganda and education of socialism with Chinese characteristics and the Chinese dream, and guide people to continuously enhance road self-confidence, theoretical self-confidence, institutional self-confidence, cultural self-confidence, and great ideals of communism. Unite with the common ideal of socialism with Chinese characteristics, and integrate the realization of personal ideals into the great dream of realizing national prosperity, national rejuvenation, and people's happiness.

2. Cultivate and practice the core values ​​of socialism. The core values ​​of socialism are the concentrated expression of the contemporary Chinese spirit and the ideological and moral foundation that unites Chinese power. We must continue to deepen the propaganda and education of socialist core values, enhance cognitive identity, establish a clear orientation, strengthen demonstrations, and guide people to regard socialist core values ​​as the fundamental follow-up of Mingde's self-cultivation and morality. Persist in the integration and integration, and implement the socialist core values ​​requirements into daily life, making it a ethical norm and code of conduct for people to use. Adhere to the rule of law and morality, morally nourish the spirit of the rule of law, embody the moral concept with the rule of law, comprehensively implement the Constitution, promote the integration of socialist core values ​​into the rule of law, and fully reflect the requirements of socialist core values ​​into the socialist legal system with Chinese characteristics. In the process of reforming laws and regulations, reforming public policies, and improving social governance, it provides a good social environment and institutional guarantee for the promotion of mainstream values.

3. Inherit the traditional virtues of China. The traditional Chinese virtue is the essence of Chinese culture and an inexhaustible source of moral construction. We must treat the fine traditional Chinese culture with respect and pride, fully explore the rich cultural resources carried by cultural classics, historical relics, and cultural relics, and carry forward the ancient sages, national heroes, and the people of Zhishiren, and let the Chinese culture genes Better rooted in people's ideology and moral values. Explain in depth the Chinese traditional fine culture, which emphasizes the benevolence, the people, the integrity, the justice, the harmony, the pursuit of the same ideological concept, and dig deep into self-improvement, dedication, support and prosperity, help the poor, help the courage, and love the elderly. In addition to traditional virtues, combined with new era conditions and practice requirements to inherit innovation, fully demonstrate its value of the times and eternal charm, so that it blends with modern culture and real life, and become a distinctive symbol of the spiritual life and moral practice of all people.

4. Carry forward the national spirit and the spirit of the times. The national spirit with patriotism as the core and the spirit of the times with reform and innovation as the core are the solid spiritual support and strong moral power of the Chinese nation's endless development and growth. We must deepen the history of reform and opening up, the history of the new China, the history of the Chinese Communist Party, the modern history of the Chinese nation, the education of the history of Chinese civilization, carry forward the great creative spirit of the Chinese people, the spirit of great struggle, the spirit of great unity, the spirit of great dreams, and advocate for all things that are conducive to unity and unity. Peace-loving, diligent, brave, self-improving thoughts and concepts, building a spiritual home for the Chinese nation. It is necessary to inherit and carry forward the fine traditions created by the party leading the people, inherit the red genes, and continue the spiritual lineage. We must closely focus on comprehensively deepening reform and opening up, deepening socialist modernization, and vigorously advocating the concepts of emancipating the mind, seeking truth from facts, advancing with the times, seeking truth and being pragmatic, advocating "happiness comes from struggle", "success lies in dedication", and "general gestation" The concept of "great" promotes the spirit of reform and opening up, the spirit of labor, the spirit of labor, the spirit of craftsmanship, the spirit of excellence, and the spirit of scientists, so that all people can maintain a spirit of high spirits and vigorous development.

Third, deepen the guidance of moral education

1. Let 立德树人 [Cultivating People of Moral Character] run through the whole process of school education. Schools are an important position for civic moral construction. We must comprehensively implement the party's education policy, adhere to the direction of socialist education, adhere to the principle of educating people and moral education, and regard ideological and moral as the core literacy of students, incorporate into the academic quality standards, and build an education system that comprehensively cultivates moral, intellectual, and artistic work. Strengthen the ideological and moral education, follow the moral cognition rules of different ages, and combine the different characteristics of basic education, vocational education and higher education to effectively pass on the socialist core values ​​and moral norms to students. Focusing on integration, the content and requirements of civic moral construction are reflected in the education of various disciplines, embodied in the construction of the disciplinary system, teaching system, teaching material system and management system, so that the process of imparting knowledge becomes the process of moral education. Carry out social practice activities, strengthen labor spirit and labor concept education, guide students to love labor and respect labor, understand the most glorious work, the highest labor, the greatest labor, the most beautiful work, better understand the society, understand the national conditions, and strengthen the society. Responsibility. We will strengthen the construction of teachers' morality and ethics, and guide teachers to establish a good teacher with morality, moral education, moral education, moral education, solid knowledge, and benevolent heart. Build a good school spirit, use school motto to inspire, enrich campus cultural life, and create a good atmosphere that is conducive to students' self-cultivation.

2. Use good tutor style to cultivate moral character. The family is the basic cell of society and the starting point for moral development. It is necessary to carry forward the traditional family virtues of the Chinese nation, advocate the concept of modern family civilization, and promote the formation of a new style of socialist family civilization that is patriotic, loved, loved, and shared, so that virtue can take root in the family and sublimate in family. Through a variety of ways, we will guide the majority of families to repeat their teachings, teach themselves, teach knowledge, develop morality, lead by example, and use their correct moral concepts to shape their children's beautiful minds; consciously inherit the Chinese filial piety, feel the parental parenting, and feel the love of the elders. Develop a good quality of respecting parents and respecting the elders; advocating the concepts of loyalty, responsibility, affection, learning, and public welfare, so that family members can influence each other and improve together, in the process of making happiness for the family, warming up others, and contributing to society. Improve the spiritual realm and cultivate the culture of civilization.

3. Leading morality with advanced models. The great era calls for the great spirit, and the noble cause needs the example to lead. We must carefully select advanced models such as modellings of the times and moral models, and comprehensively use the forms of propaganda reports, deeds, special programs, literary works, and public service advertisements to widely publicize their advanced deeds and outstanding contributions, establish a distinct era value orientation, and demonstrate the society. Moral height. We will continue to introduce advanced figures from all walks of life, and widely recommend the most beautiful people and good people around us, so that different industries and different groups can learn to set examples and demonstrate, and form a vivid situation of seeing the best and becoming more advanced. Respecting and caring for advanced characters and hero models, establishing and improving the caring and caring mechanism, maintaining the honor and image of advanced figures and hero models, and forming the value orientation of the virtues and good people.

4. Create a good moral environment with correct public opinion. Public opinion has an important role in becoming a weathered person and a monk. We must adhere to the correct public opinion to guide people, and reflect the correct value orientation and moral requirements in the news reports of various fields such as economy, society and culture, and reflect them in various programs such as entertainment, sports and advertising. We will strengthen the guidance of hot issues in the field of ethics, and make efforts to enhance people's awareness of the rule of law, public awareness, rule awareness, and responsibility. Give play to the supervisory role of public opinion, promptly criticize and refute the words and deeds and phenomena that violate social morality and deviate from the public order and good customs, and spurt and clarify the righteousness. The media and related business practitioners must strengthen moral cultivation, strengthen moral self-discipline, and consciously perform social responsibilities.

5. To cultivate moral sentiments with excellent literary and artistic works. The text is to carry the words, the text to convey the feelings, the text to the virtues. We must take the cultivation and promotion of the core values ​​of socialism as our fundamental task, adhere to the people-centered creative orientation, and introduce more singers, sing the motherland, sing the people, sing the heroes, sing the labor, sing the dedication of the best works, and spread the silent voice. Truth, goodness and beauty, carry forward lofty moral ideals and moral pursuits. Adhere to the social benefits in the first place, advocate the quality, style, responsibility, resist the vulgar, vulgar, kitsch, use healthy and literary works to warm the soul, enlighten the mind, lead the fashion. Socialist ethics should be regarded as an important criterion for literary criticism, evaluation, and awards, and it is better to guide the creation, production, and communication of literary and art to keep the right path and promote integrity. Literary and art workers should regard Chongde Shangyi as a homework, unite people, work, and art, strengthen ideological accumulation, knowledge reserve, and art training, improve their education, cultivation, and cultivation, and strive to pursue true talents, good virtues, and high taste. , to achieve the German art double heart.


6. Give play to the role of moral education in all types of positions. All kinds of positions are the basic support for the masses to carry out moral education. It is necessary to strengthen the construction of a new era civilized practice center, vigorously promote the development of media integration, do a good job in the construction of county-level media center, promote grassroots socialist culture with socialism, socialist ideological and moral education, and guide people to improve their ideological awareness and moral standards. Civilized quality. Strengthen the protection and utilization of the patriotic education base and the revolutionary memorial facilities, enrich the content of the exhibition, enrich the ideological connotation, and enhance the educational function. Educational bases such as national unity, popular science, and national defense, public cultural facilities such as libraries, cultural centers, museums, memorial halls, science and technology museums, and youth activity centers must carry out targeted moral education in light of their respective functional characteristics. Use the outdoor media such as bulletin boards, display screens, billboards, etc. to create a strong atmosphere of  etiquette.

7. Grasp the educational guidance of key groups. The construction of civic morality must be carried out not only for all members of society, but also for focusing on key points and grasping the key. The moral ethics of party members and cadres directly affects the morality of the whole society. It is necessary to implement the requirements of strictly administering the party strictly, strengthen the education of ideals and beliefs, and supplement the spirit of the spirit; strengthen political morality, adhere to the law red line is insurmountable, and the moral bottom line cannot be touched. In the serious and standardized inner-party political life, temper the party spirit, improve the style and quality, practice the character of loyalty, honesty, hard work, honesty and integrity, and be self-cultivation, cautious and cautious, strict self-discipline, honest and clean, in morality In the construction, it has set an example for the whole society. Young people are the hope of the country and the future of the nation. We must persist in starting from the dolls and guide the young people to combine the correct moral cognition, conscious moral cultivation and positive moral practice, and be good at absorbing moral morality from the traditional virtues of the Chinese nation. From the heroic figures and the model of the times, I feel morality, improve morality from my own introspection, constantly improve my morality, and lay a solid foundation for morality. The whole society must care to help support the growth and development of young people, improve the ideological and moral education system that combines family, school, government and society, guide young people to establish their lofty aspirations, love the party, love the motherland, love the people, and form good thoughts and good conduct. Habit, buckle the first button of life. Public figures are highly recognized and influential. They must strengthen ideological and political guidance, guide them to assume social responsibilities, strengthen moral cultivation, pay attention to moral self-discipline, consciously accept social and public opinion supervision, and establish a good social image.

Fourth, promote the development of moral practice

1. Extensively carry out the action of carrying forward the new era of the times. Good social customs is an important symbol of the degree of social civilization. It fosters the virtues and virtues of citizens and promotes the harmonious and orderly operation of society. It is necessary to closely integrate the reality of social development, and extensively carry out activities such as civilized travel, civilized transportation, civilized tourism, civilized dining, and civilized viewing, to guide people to consciously abide by the social norms and civilized norms in public places. Focus on improving social governance, standardizing social order, promoting fine management and standard operation of street communities, transportation facilities, medical places, scenic spots, cultural and sports venues, optimizing public space, improving service levels, and creating good public awareness and rule awareness. surroundings.

2. Deepen the mass creation activities. All kinds of mass creation activities are vivid practices of the people's self-education and self-improvement. The creation of mass spiritual civilization should highlight moral requirements, enrich moral content, and build social morality, professional ethics, family virtues, and personal morality throughout the entire process. The creation of civilized cities and civilized villages and towns must adhere to the principle of benefiting the people and the people, highlighting the civilized and harmonious, livable and suitable, and constantly improving the level of grassroots social governance and the quality of the masses. The establishment of civilized units should be based on industry characteristics and professional characteristics, highlighting professional ethics, fostering professionalism, establishing a new style of the industry, guiding practitioners to strive for excellence, pursuing excellence, and providing quality products and services to the society. The creation of a civilized family should focus on fostering family virtues and promoting good family style. The creation of a civilized campus should focus on the people of Lide, and cultivate socialist builders and successors who are fully developed in moral, intellectual, and artistic development. The creation activities of party and government organs at all levels and various systems in various industries must place civic morality construction in a more important position, and promote the moral quality of the whole people with a solid and effective creation work.

3. Continue to promote the building of integrity. Integrity is the cornerstone and important feature of social harmony. We must inherit the traditional virtues of the Chinese nation's loyalty and trustworthiness, carry forward the concept of honesty, integrity, and contractuality in line with the socialist market economy, promote the development of good faith conventions in various fields of various industries, and accelerate personal integrity, government integrity, business integrity, and society. Integrity and judicial public trust construction, build a credit information system covering the whole society, improve the joint incentive mechanism of trustworthiness and untrustworthy joint punishment, carry out special governance of outstanding problems of lack of integrity, and improve the integrity of the whole society. Attach importance to the construction of academic and scientific credibility, and seriously investigate and punish violations of the requirements of academic research and integrity. In-depth development of "integrity to build Miles", "integrity and business promotion month" and other activities, the selection and release of "star of integrity", publicity and promotion of advanced collectives, to encourage people to better speak honesty and trustworthiness.

4. In-depth promotion of learning Lei Feng volunteer service. Learning Lei Feng and volunteering are important ways to practice socialist morality. We must carry forward the spirit of Lei Feng and the spirit of dedication, friendship, mutual assistance and progress. We will focus on major activities, poverty alleviation and relief, respect for the elderly, save the sick, help the disabled, legal aid, cultural support, environmental protection, health guidance, etc. Service activities guide people to learn Lei Feng and volunteer service as their lifestyle and living habits. Promote the development of volunteer service organizations, improve the incentive and reward system, and promote the normalization of Xuefeng's voluntary service system, so that "I am for everyone, everyone for me" has become a common practice.

5. Extensively carry out the move of changing customs and customs. Abandoning stereotypes and advocating civilized new winds is an important task of moral construction. It is necessary to focus on implementing the rural revitalization strategy, fostering civilized rural customs, simple folk customs, advocating a scientific and civilized lifestyle, tapping innovative local culture, and constantly renewing the new climate of rural civilization. Give full play to the role of village regulations, moral councils, red and white councils, etc., to eliminate bad habits such as extravagance, thinness, thick burial, and human comparison. It is necessary to promote the scientific spirit, popularize scientific knowledge, resist superstitious and decadent backward culture, and guard against the infiltration of extreme religious thoughts and illegal religious forces.

6. Give full play to the educational role of etiquette etiquette. Etiquette etiquette is the embodiment of moral literacy and the carrier of moral practice. It is necessary to formulate national etiquette procedures, improve the system of honors and honors for the party and the country, and standardize the rituals of raising the national flag, singing the national anthem, joining the party and joining the team, strengthening the sense of ritual, participation, and modernity, and enhancing people’s attitude toward the party and the country. Organize collective sense of identity and belonging. Make full use of important traditional festivals, major festivals and anniversaries, organize and carry out mass-themed practical activities to enrich the moral experience and enhance moral emotions. Study and formulate the rules of social etiquette, clothing and civilized language that inherit the fine traditions of China and meet the requirements of modern civilization, and guide people to pay attention to courtesy and politeness.

7. Actively practice the green production lifestyle. Green development and ecological morality are important signs of modern civilization, the foundation of a better life, and the expectations of the people. We must promote the whole society to build a beautiful China, and carry out various forms of thematic publicity and practice activities around World Earth Day, World Environment Day, World Forest Day, World Water Day, World Ocean Day and National Energy Conservation Publicity Week. Natural harmony and symbiosis guide people to establish the concept of respecting nature, adapting to nature and protecting nature. Establishing green water and green mountains is the concept of Jinshan Yinshan, enhancing awareness of conservation, environmental awareness and ecological awareness. Promote the creation of conservation-oriented institutions, green families, green schools, green communities, green travel and garbage sorting, advocate simple and moderate, green and low-carbon lifestyles, reject luxury and waste, and guide people to protect and construct the ecological environment. .

8. Demonstrate civilized qualities in foreign exchanges and exchanges. The moral image of citizens is related to the national image. Implement the Chinese citizens' tourism civilization quality action plan, promote entry and exit management agencies, customs, foreign agencies, travel agencies, online travel platforms, etc., strengthen civilized publicity and education, and guide Chinese citizens to travel abroad, study, do business, visit relatives, and respect local laws. Regulations and cultural practices show China and Germany and safeguard national glory and interests. Cultivate a healthy and rational national mentality, and guide people to establish a good image of self-esteem, self-confidence, openness, tolerance and positiveness in various international occasions, foreign-related activities and exchanges.

V. Do a good job in ethical construction of cyberspace

1. Strengthen the construction of online content. The content of online information widely affects people's ideas and moral behaviors. It is necessary to carry out in-depth implementation of the network content construction project, promote the main theme, stimulate positive energy, and let scientific theories, correct public opinion, and excellent culture fill the cyberspace. Develop a positive online culture, and guide Internet companies and Internet users to create and disseminate healthy online literature, online music, online performances, online movies, online dramas, online audio and video, online animation, online games, and so on. Strengthen the correct guidance and effective guidance of hot topics and emergencies on the Internet, distinguish between right and wrong, distinguish between good and evil, and make the correct moral orientation become the mainstream of cyberspace.

2. Cultivate civilized self-discipline network behavior. The civilized self-discipline of online behavioral subjects is the foundation of cyberspace moral construction. It is necessary to establish and improve the rules of network behavior, clarify the concept of network right and wrong, and cultivate network ethics and network ethics that conform to the laws governing the development of the Internet and embody the requirements of socialist spiritual civilization construction. Advocate civilized network, promote Internet companies to consciously fulfill their main responsibilities, take the initiative to assume social responsibilities, operate according to laws and regulations, strengthen education and training for network employees, resolutely crack down on harmful online information dissemination, and standardize management channels according to law. Advocate civilized Internet access, extensively carry out activities to become a good netizen in China, promote netizen network literacy education, guide the majority of netizens to respect the law, civilized interaction, rational expression, stay away from bad websites, prevent network indulging, and consciously maintain good network order.

3. Enrich online ethics practices. The Internet provides a new space and new carrier for moral practice. It is necessary to actively cultivate and guide the Internet public welfare forces, strengthen the network public welfare team, and form a vivid situation of online and offline participation in public welfare undertakings. Strengthen network public welfare propaganda, guide people to do charity at any time, anywhere, and easily promote the formation of a good trend of caring for others and contributing to society. We will expand the "Internet + Public Welfare" and "Internet + Charity" models, and carry out a wide range of online public welfare and online charity activities to stimulate the enthusiasm of the whole society for charity and participation in charity. Strengthen the standardized operation and management of network public welfare, improve relevant laws and regulations, and promote the healthy and orderly development of online public welfare.

4. Create a good network ethical environment. Strengthening Internet management, positive energy is the general requirement, and it is the last word to manage it. It is true that it is used well. It is necessary to strictly manage the network in accordance with the law, strengthen the enforcement of legislation in the Internet field, strengthen the comprehensive management of the network, strengthen the management of online social platforms and various public accounts, attach importance to personal information security, establish a new technology and new application moral evaluation system, and maintain the network moral order. . Carry out special actions on network governance, increase efforts to rectify outstanding problems on the Internet, clean up online fraud, rumors, jealousy, jealousy, discrimination, pornography, vulgarity, etc., oppose cyber violence, punish cybercrime by law, and promote increasingly clear cyberspace. .

Sixth, play the role of institutional guarantee

1. Strengthen legal and legal protection. The law is written morality, and morality is the inner law. It is necessary to play the role of the rule of law in safeguarding and promoting moral construction, and to put the moral orientation through the whole process of rule of law construction. All aspects of legislation, law enforcement, judicature, and law-abiding must reflect socialist moral requirements. Timely transform the ethical requirements that are widely recognized, mature, and operational in practice into legal norms, and promote legislative work in areas such as social integrity, courage, volunteer service, hard work and thrift, filial piety, and protection of ecology. Adhere to strict law enforcement, increase law enforcement in key areas of vital interests, and maintain morality and unite people with the power of the rule of law. Adhere to the principle of fair justice, give play to the judicial decision-making, stop punishment, punish evil and promote good functions, and regularly publish typical guiding judicial cases in the moral field, so that people can feel fairness and justice. We will promote the law-abiding law for all people, strengthen the building of a socialist rule of law culture, create a good environment for the whole society to talk about the rule of law and emphasize morality, and guide people to strengthen the awareness of the rule of law and adhere to the moral bottom line.

2. Highlight the value orientation of public policy. Public policy is closely related to people's production and life and real interests, directly affecting people's value orientation and moral judgment. From the design and implementation to the implementation of various public policy systems, we must fully reflect the ethical requirements, meet the moral expectations of the people, and achieve the organic unity of policy objectives and moral orientation. Scientifically formulate economic and social policies and reform measures, properly handle all aspects of interest relations on major livelihood issues involving employment, schooling, housing, medical care, income distribution, social security, etc., and fully reflect the requirements for maintaining social fairness and justice. Strengthen the assessment of moral hazard and moral effects of public policies, timely correct outstanding problems that deviate from socialist morality, and promote positive interaction between public policy and moral construction.

3. Play the guiding role of social norms. Various social norms effectively regulate people's relationships and behaviors in common production and life. In accordance with the basic requirements of the socialist core values, we must improve the rules and regulations of all walks of life, revise and improve the code of conduct for citizen conventions, township regulations, student codes, etc., highlight the ethics that embody their own characteristics, and better play the role of regulating, regulating, and evaluating people. The role of words and deeds. It is necessary to give play to the self-education, self-management, and self-service functions of various mass organizations, promote the implementation of various social norms, and jointly build and share social civilizations that match the new era.

4. Deepen the governance of outstanding issues in the field of ethics. Moral construction must rely on education and effective governance. It is necessary to comprehensively implement policies, treat both the symptoms and the root causes, and use various means such as economics, law, technology, administration, social management, and public opinion supervision to effectively punish the behavior of losing morality and breaking morality. It is necessary to organize the special governance of outstanding issues in the field of ethics and continuously purify the social and cultural environment. In response to the bad words and deeds that ruin heroes and hurt national sentiments, especially for foreigners who harm the dignity of the country and sell the national interests, they must be disciplined according to the law and play a warning education role. In response to the prominent problems that the masses of the food and drug safety, product quality and safety, ecological environment, social services, public order and other fields have strongly reflected, it is necessary to carry out rectification one by one, so that those who violate the law will be punished and paid a price. Establish a normalization mechanism for disciplining and derogating from morality, and form a social atmosphere of correcting evil spirits, punishing evil and promoting good.

Seven, strengthen organizational leadership

Strengthening the moral construction of citizens in the new era is a basic and strategic project to promote the cause of socialism with Chinese characteristics. We must uphold and strengthen the party's leadership, strengthen the "four senses", strengthen the "four self-confidences", and achieve "two maintenance" to ensure the correct direction of civic moral construction. Party committees and governments at all levels must shoulder the leadership responsibilities of civic moral construction, put them on the important agenda, incorporate them into the overall work plan, and organically integrate into all aspects of economic and social development. Party and government departments such as discipline inspection and supervision organs and organizations, united front, political and legal affairs, network information, economy, diplomacy, education, science and technology, health, transportation, civil affairs, culture and tourism, ethnic religion, agriculture and rural areas, natural resources, ecological environment, etc. Closely combine work functions and actively fulfill the responsibility of civic moral construction. Give play to the role of the grass-roots party organizations and party members in the construction of civic morality in the new era and the vanguard and exemplary role. Trade unions, the Communist Youth League, the Women's Federation and other groups, democratic parties and industrial and commercial associations must actively play their own advantages and jointly promote the building of civic morality.

The civilized committees at all levels and the propaganda department of the party committee must earnestly perform guidance, coordination, and organizational functions, coordinate forces, carefully implement, strengthen supervision, and do a good job in the implementation of tasks. Focus on analysis and evaluation of the progress and effectiveness of civic moral construction, timely sum up and promote successful experiences and innovative practices, strengthen research on major theoretical and practical issues in the field of ethics, and promote the formation of a good situation in which civic moral construction is vigorously developed and further developed.

Responsible editor: Zhang Wei





坚持和完善繁荣发展社会主义先进文化的制度 [Adhere to and Improve the System of Prospering and Developing Socialist Advanced Culture]--中国共产党第十九届中央委员会第四次全体会议公报 [Communiqué of the Fourth Plenary Session of the 19th Central Committee of the Communist Party of China] and Other Key Initial Documents

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I have been writing about the tilt toward the cultural work of the Chinese Communist Party in the specific context of the (re)imagining of education as a project of shaping morals and disseminating knowledge and more generally as a central objective of CCP leadership in the "New Era".  See ; and What is the Fundamental Task of Education?: Xi Jinping's Concept of 立德树人 [Cultivating People of Moral Character] and its Implementation Through Undergraduate University Reform in 教育部关于一流本科课程建设的实施意见 [Implementation Opinions of the Ministry of Education on the Construction of First-class Undergraduate Courses] and An All-Around Cultivation of Socialist Morality--中共中央 国务院印发 [Issued by the Central Committee of the Chinese Communist Party]: 《新时代公民道德建设实施纲要》[The Outline of the Implementation of the Construction of the Moral Citizen in the New Era].

These recent pronouncements were made in the shadow of an even more important event--the 4th Plenum of the 19th Central Committee of the CCP, which was held in Beijing on 28-31 October. The 4th Plenum tends to be especially important as a summing up of the work of the Central Committee and its organs  in light of the goals and objectives of the 19th CCP Congress, but more importantly as a marker of the trajectories for the development of the CCP political line going forward toward the 20th CCP Congress. In that respect, the 4th Plenum is worthy of careful consideration for what it may tell us about the shaping of CCP leadership objectives and the structures of its likely operationalization through China's state organs in the next several years.  What emerged appears to underline the key shift from a centering on economic work (the mobilization of productive forces at the heart of the Reform and Opening Up Line of the Prior Era) to the mobilization o societal, cultural, and moral forces in the New Era.  The  sketching out of the meaning of this move toward the Cultivation of Socialist Morality--中共中央 国务院印发 and the  Concept of 立德树人 [Cultivating People of Moral Character]will impact virtually all aspects of Chinese governance and its internal and external politics for some time. The 4th Plenum Communique emphasized: "Developing advanced socialist culture and broadly concentrating the people's spiritual strength is a profound support for the modernization of the national governance system and governance capacity." (中国共产党第十九届中央委员会第四次全体会议公). Ths, while the 5,000-character plenary communiqué outlined the form of development of a socialist system with Chinese characteristics and the modernization of the national governance system and governance capacity, the underlying project was essentially a political-cultural one, founded on the natralization of a socialist morality among the people.

This post includes some of the key documents that have been circulated from the 4th Plenum--all in the original Chinese along with crude English translations. As you consider these, it may be useful to focus not just on the continuities--the development of a rule of law society, the preservation of markets within an economic model still committed to a protected and large public sector, to the adherence to the One Country Two Systems model but now enhanced with greater security protocols from the central authorities, and the like. Rather each of these now conventional areas of policy focus can be better understood going forward in cultural terms built on the construction of a New Era socialist mrality.  That is, in the new era the fusion between politics and morals, like the prior effort to create an identity between politics and law in a Marxist Leninist context, will tend to drive the structuring and conceptual starting point for a brad range of Chinese policy. One cannot, therefore, understand moral development in a Western sense, but must give it a meaning aligned with Leninist notions of societal perfectibility in the service of the overall obligation of the vanguard party to transform society for the eventual establishment of a communist society within the national territory. In that context even the Chinese state media noted: 聚焦十九届四中全会公报高频词:“制度”出现77次 [Focus on the high-frequency words of the Fourth Plenary Session of the 19th Central Committee: "Institutions" appeared 77 times]



中国共产党第十九届中央委员会第四次全体会议公
2019年10月31日17:51 来源:新华网

原标题:中国共产党第十九届中央委员会第四次全体会议公
新华社北京10月31日电

中国共产党第十九届中央委员会第四次全体会议公
(2019年10月31日中国共产党第十九届中央委员会第四次全体会议通过)


中国共产党第十九届中央委员会第四次全体会议,于2019年10月28日至31日在北京举行。


出席这次全会的有,中央委员202人,候补中央委员169人。中央纪律检查委员会常务委员会委员和有关方面负责同志列席会议。党的十九大代表中的部分基层同志和专家学者也列席会议。


全会由中央政治局主持。中央委员会总书记习近平作了重要讲话。



中国共产党第十九届中央委员会第四次全体会议,于2019年10月28日至31日在北京举行。中央委员会总书记习近平作重要讲话。 新华社记者 鞠鹏 摄


全会听取和讨论了习近平受中央政治局委托作的工作报告,审议通过了《中共中央关于坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化若干重大问题的决定》。习近平就《决定(讨论稿)》向全会作了说明。


全会充分肯定党的十九届三中全会以来中央政治局的工作。一致认为,面对国内外风险挑战明显增多的复杂局面,中央政治局高举中国特色社会主义伟大旗帜,坚持以马克思列宁主义、毛泽东思想、邓小平理论、“三个代表”重要思想、科学发展观、习近平新时代中国特色社会主义思想为指导,全面贯彻党的十九大和十九届二中、三中全会精神,准确把握国内国际两个大局,着力抓好发展和安全两件大事,加强战略谋划,增强战略定力,坚持稳中求进工作总基调,继续统筹推进“五位一体”总体布局和协调推进“四个全面”战略布局,团结带领全党全国各族人民攻坚克难、砥砺前行,庆祝中华人民共和国成立70周年系列活动极大振奋和凝聚了党心军心民心,庆祝改革开放40周年系列活动增强了将改革进行到底的信心,“不忘初心、牢记使命”主题教育成效明显,深化党和国家机构改革各项工作胜利完成,改革开放全面深化,经济社会保持健康稳定发展,坚决打好三大攻坚战和应对各种风险挑战工作有力有效,国防和军队现代化深入推进,推动党和国家各项事业取得新的重大进展。


全会提出,中国特色社会主义制度是党和人民在长期实践探索中形成的科学制度体系,我国国家治理一切工作和活动都依照中国特色社会主义制度展开,我国国家治理体系和治理能力是中国特色社会主义制度及其执行能力的集中体现。


全会认为,中国共产党自成立以来,团结带领人民,坚持把马克思主义基本原理同中国具体实际相结合,赢得了中国革命胜利,并深刻总结国内外正反两方面经验,不断探索实践,不断改革创新,建立和完善社会主义制度,形成和发展党的领导和经济、政治、文化、社会、生态文明、军事、外事等各方面制度,加强和完善国家治理,取得历史性成就。党的十八大以来,我们党领导人民统筹推进“五位一体”总体布局、协调推进“四个全面”战略布局,推动中国特色社会主义制度更加完善、国家治理体系和治理能力现代化水平明显提高,为政治稳定、经济发展、文化繁荣、民族团结、人民幸福、社会安宁、国家统一提供了有力保障。实践证明,中国特色社会主义制度和国家治理体系是以马克思主义为指导、植根中国大地、具有深厚中华文化根基、深得人民拥护的制度和治理体系,是具有强大生命力和巨大优越性的制度和治理体系,是能够持续推动拥有近十四亿人口大国进步和发展、确保拥有五千多年文明史的中华民族实现“两个一百年”奋斗目标进而实现伟大复兴的制度和治理体系。


全会强调,我国国家制度和国家治理体系具有多方面的显著优势,主要是:坚持党的集中统一领导,坚持党的科学理论,保持政治稳定,确保国家始终沿着社会主义方向前进的显著优势;坚持人民当家作主,发展人民民主,密切联系群众,紧紧依靠人民推动国家发展的显著优势;坚持全面依法治国,建设社会主义法治国家,切实保障社会公平正义和人民权利的显著优势;坚持全国一盘棋,调动各方面积极性,集中力量办大事的显著优势;坚持各民族一律平等,铸牢中华民族共同体意识,实现共同团结奋斗、共同繁荣发展的显著优势;坚持公有制为主体、多种所有制经济共同发展和按劳分配为主体、多种分配方式并存,把社会主义制度和市场经济有机结合起来,不断解放和发展社会生产力的显著优势;坚持共同的理想信念、价值理念、道德观念,弘扬中华优秀传统文化、革命文化、社会主义先进文化,促进全体人民在思想上精神上紧紧团结在一起的显著优势;坚持以人民为中心的发展思想,不断保障和改善民生、增进人民福祉,走共同富裕道路的显著优势;坚持改革创新、与时俱进,善于自我完善、自我发展,使社会充满生机活力的显著优势;坚持德才兼备、选贤任能,聚天下英才而用之,培养造就更多更优秀人才的显著优势;坚持党指挥枪,确保人民军队绝对忠诚于党和人民,有力保障国家主权、安全、发展利益的显著优势;坚持“一国两制”,保持香港、澳门长期繁荣稳定,促进祖国和平统一的显著优势;坚持独立自主和对外开放相统一,积极参与全球治理,为构建人类命运共同体不断作出贡献的显著优势。这些显著优势,是我们坚定中国特色社会主义道路自信、理论自信、制度自信、文化自信的基本依据。


全会强调,必须坚持以马克思列宁主义、毛泽东思想、邓小平理论、“三个代表”重要思想、科学发展观、习近平新时代中国特色社会主义思想为指导,增强“四个意识”,坚定“四个自信”,做到“两个维护”,坚持党的领导、人民当家作主、依法治国有机统一,坚持解放思想、实事求是,坚持改革创新,突出坚持和完善支撑中国特色社会主义制度的根本制度、基本制度、重要制度,着力固根基、扬优势、补短板、强弱项,构建系统完备、科学规范、运行有效的制度体系,加强系统治理、依法治理、综合治理、源头治理,把我国制度优势更好转化为国家治理效能,为实现“两个一百年”奋斗目标、实现中华民族伟大复兴的中国梦提供有力保证。


全会提出,坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化的总体目标是,到我们党成立一百年时,在各方面制度更加成熟更加定型上取得明显成效;到二〇三五年,各方面制度更加完善,基本实现国家治理体系和治理能力现代化;到新中国成立一百年时,全面实现国家治理体系和治理能力现代化,使中国特色社会主义制度更加巩固、优越性充分展现。


全会提出,坚持和完善党的领导制度体系,提高党科学执政、民主执政、依法执政水平。必须坚持党政军民学、东西南北中,党是领导一切的,坚决维护党中央权威,健全总揽全局、协调各方的党的领导制度体系,把党的领导落实到国家治理各领域各方面各环节。要建立不忘初心、牢记使命的制度,完善坚定维护党中央权威和集中统一领导的各项制度,健全党的全面领导制度,健全为人民执政、靠人民执政各项制度,健全提高党的执政能力和领导水平制度,完善全面从严治党制度。


全会提出,坚持和完善人民当家作主制度体系,发展社会主义民主政治。必须坚持人民主体地位,坚定不移走中国特色社会主义政治发展道路,确保人民依法通过各种途径和形式管理国家事务,管理经济文化事业,管理社会事务。要坚持和完善人民代表大会制度这一根本政治制度,坚持和完善中国共产党领导的多党合作和政治协商制度,巩固和发展最广泛的爱国统一战线,坚持和完善民族区域自治制度,健全充满活力的基层群众自治制度。


全会提出,坚持和完善中国特色社会主义法治体系,提高党依法治国、依法执政能力。建设中国特色社会主义法治体系、建设社会主义法治国家是坚持和发展中国特色社会主义的内在要求。必须坚定不移走中国特色社会主义法治道路,全面推进依法治国,坚持依法治国、依法执政、依法行政共同推进,坚持法治国家、法治政府、法治社会一体建设。要健全保证宪法全面实施的体制机制,完善立法体制机制,健全社会公平正义法治保障制度,加强对法律实施的监督。


全会提出,坚持和完善中国特色社会主义行政体制,构建职责明确、依法行政的政府治理体系。国家行政管理承担着按照党和国家决策部署推动经济社会发展、管理社会事务、服务人民群众的重大职责。必须坚持一切行政机关为人民服务、对人民负责、受人民监督,创新行政方式,提高行政效能,建设人民满意的服务型政府。要完善国家行政体制,优化政府职责体系,优化政府组织结构,健全充分发挥中央和地方两个积极性体制机制。


全会提出,坚持和完善社会主义基本经济制度,推动经济高质量发展。公有制为主体、多种所有制经济共同发展,按劳分配为主体、多种分配方式并存,社会主义市场经济体制等社会主义基本经济制度,既体现了社会主义制度优越性,又同我国社会主义初级阶段社会生产力发展水平相适应,是党和人民的伟大创造。必须坚持社会主义基本经济制度,充分发挥市场在资源配置中的决定性作用,更好发挥政府作用,全面贯彻新发展理念,坚持以供给侧结构性改革为主线,加快建设现代化经济体系。要毫不动摇巩固和发展公有制经济,毫不动摇鼓励、支持、引导非公有制经济发展,坚持按劳分配为主体、多种分配方式并存,加快完善社会主义市场经济体制,完善科技创新体制机制,建设更高水平开放型经济新体制。


全会提出,坚持和完善繁荣发展社会主义先进文化的制度,巩固全体人民团结奋斗的共同思想基础。发展社会主义先进文化、广泛凝聚人民精神力量,是国家治理体系和治理能力现代化的深厚支撑。必须坚定文化自信,牢牢把握社会主义先进文化前进方向,激发全民族文化创造活力,更好构筑中国精神、中国价值、中国力量。要坚持马克思主义在意识形态领域指导地位的根本制度,坚持以社会主义核心价值观引领文化建设制度,健全人民文化权益保障制度,完善坚持正确导向的舆论引导工作机制,建立健全把社会效益放在首位、社会效益和经济效益相统一的文化创作生产体制机制。


全会提出,坚持和完善统筹城乡的民生保障制度,满足人民日益增长的美好生活需要。增进人民福祉、促进人的全面发展是我们党立党为公、执政为民的本质要求。必须健全幼有所育、学有所教、劳有所得、病有所医、老有所养、住有所居、弱有所扶等方面国家基本公共服务制度体系,注重加强普惠性、基础性、兜底性民生建设,保障群众基本生活。满足人民多层次多样化需求,使改革发展成果更多更公平惠及全体人民。要健全有利于更充分更高质量就业的促进机制,构建服务全民终身学习的教育体系,完善覆盖全民的社会保障体系,强化提高人民健康水平的制度保障。坚决打赢脱贫攻坚战,建立解决相对贫困的长效机制。


全会提出,坚持和完善共建共治共享的社会治理制度,保持社会稳定、维护国家安全。社会治理是国家治理的重要方面。必须加强和创新社会治理,完善党委领导、政府负责、民主协商、社会协同、公众参与、法治保障、科技支撑的社会治理体系,建设人人有责、人人尽责、人人享有的社会治理共同体,确保人民安居乐业、社会安定有序,建设更高水平的平安中国。要完善正确处理新形势下人民内部矛盾有效机制,完善社会治安防控体系,健全公共安全体制机制,构建基层社会治理新格局,完善国家安全体系。


全会提出,坚持和完善生态文明制度体系,促进人与自然和谐共生。生态文明建设是关系中华民族永续发展的千年大计。必须践行绿水青山就是金山银山的理念,坚持节约资源和保护环境的基本国策,坚持节约优先、保护优先、自然恢复为主的方针,坚定走生产发展、生活富裕、生态良好的文明发展道路,建设美丽中国。要实行最严格的生态环境保护制度,全面建立资源高效利用制度,健全生态保护和修复制度,严明生态环境保护责任制度。


全会提出,坚持和完善党对人民军队的绝对领导制度,确保人民军队忠实履行新时代使命任务。党对人民军队的绝对领导是人民军队的建军之本、强军之魂。必须牢固确立习近平强军思想在国防和军队建设中的指导地位,巩固和拓展深化国防和军队改革成果,构建中国特色社会主义军事政策制度体系,全面推进国防和军队现代化,确保实现党在新时代的强军目标,把人民军队全面建成世界一流军队,永葆人民军队的性质、宗旨、本色。要坚持人民军队最高领导权和指挥权属于党中央,健全人民军队党的建设制度体系,把党对人民军队的绝对领导贯彻到军队建设各领域全过程。


全会提出,坚持和完善“一国两制”制度体系,推进祖国和平统一。“一国两制”是党领导人民实现祖国和平统一的一项重要制度,是中国特色社会主义的一个伟大创举。必须严格依照宪法和基本法对香港特别行政区、澳门特别行政区实行管治,维护香港、澳门长期繁荣稳定。建立健全特别行政区维护国家安全的法律制度和执行机制。要坚定推进祖国和平统一进程,完善促进两岸交流合作、深化两岸融合发展、保障台湾同胞福祉的制度安排和政策措施,团结广大台湾同胞共同反对“台独”、促进统一。


全会提出,坚持和完善独立自主的和平外交政策,推动构建人类命运共同体。必须统筹国内国际两个大局,高举和平、发展、合作、共赢旗帜,坚定不移维护国家主权、安全、发展利益,坚定不移维护世界和平、促进共同发展。要健全党对外事工作领导体制机制,完善全方位外交布局,推进合作共赢的开放体系建设,积极参与全球治理体系改革和建设。


全会提出,坚持和完善党和国家监督体系,强化对权力运行的制约和监督。党和国家监督体系是党在长期执政条件下实现自我净化、自我完善、自我革新、自我提高的重要制度保障。必须健全党统一领导、全面覆盖、权威高效的监督体系,增强监督严肃性、协同性、有效性,形成决策科学、执行坚决、监督有力的权力运行机制,构建一体推进不敢腐、不能腐、不想腐体制机制,确保党和人民赋予的权力始终用来为人民谋幸福。


全会强调,坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化,是全党的一项重大战略任务。各级党委和政府以及各级领导干部要切实强化制度意识,带头维护制度权威,做制度执行的表率,带动全党全社会自觉尊崇制度、严格执行制度、坚决维护制度。加强制度理论研究和宣传教育,引导全党全社会充分认识中国特色社会主义制度的本质特征和优越性,坚定制度自信。推动广大干部严格按照制度履行职责、行使权力、开展工作,提高推进“五位一体”总体布局和“四个全面”战略布局等各项工作能力和水平。


全会按照党章规定,决定递补中央委员会候补委员马正武、马伟明同志为中央委员会委员。


全会审议并通过了中共中央纪律检查委员会关于刘士余同志严重违纪违法问题的审查报告,确认中央政治局之前作出的给予刘士余同志留党察看二年的处分。


全会号召,全党全国各族人民要更加紧密地团结在以习近平同志为核心的党中央周围,坚定信心,保持定力,锐意进取,开拓创新,为坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化,实现“两个一百年”奋斗目标、实现中华民族伟大复兴的中国梦而努力奋斗!


(责编:王珂园、常雪梅)
相关专题
· 聚焦党的十九届四中全会
· 习近平活动报道专页


Communiqué of the Fourth Plenary Session of the 19th Central Committee of the Communist Party of China
October 31, 2019, 17:51 Source: Xinhuanet
Original title: Communiqué of the Fourth Plenary Session of the 19th Central Committee of the Communist Party of China

Xinhua News Agency, Beijing, October 31st

Communiqué of the Fourth Plenary Session of the 19th Central Committee of the Communist Party of China

(Adopted at the Fourth Plenary Session of the 19th Central Committee of the Communist Party of China on October 31, 2019)

The Fourth Plenary Session of the 19th Central Committee of the Communist Party of China was held in Beijing from October 28 to 31, 2019.

At the plenary session, there were 202 members of the Central Committee and 169 alternate members of the Central Committee. Members of the Standing Committee of the Central Commission for Discipline Inspection and responsible comrades of relevant parties attended the meeting. Some grassroots comrades and experts and scholars from the 19th National Congress of the Party also attended the meeting.

The meeting is run by the central government. Xi Jinping, the general secretary of the Central Committee, made an important speech.

The Fourth Plenary Session of the 19th Central Committee of the Communist Party of China was held in Beijing from October 28 to 31, 2019. Xi Jinping, the general secretary of the Central Committee, made an important speech. Xinhua News Agency reporter Yan Peng photo

The plenary session heard and discussed Xi Jinping's work report commissioned by the Central Political Bureau, and reviewed and approved the "Decision of the Central Committee of the Communist Party of China on Adhering to and Improving the Socialist System with Chinese Characteristics and Advancing the National Governance System and Modernization of Governance Capabilities." Xi Jinping explained the decision (discussion draft) to the plenary session.

The plenary session fully affirmed the work of the Political Bureau of the Central Committee since the Third Plenary Session of the 19th CPC Central Committee. It is unanimously held that in the face of the complicated situation of increasing risk challenges at home and abroad, the Political Bureau of the Central Committee holds high the great banner of socialism with Chinese characteristics and adheres to Marxism-Leninism, Mao Zedong Thought, Deng Xiaoping Theory, the important thinking of the "Three Represents", and the scientific development concept. Guided by Xi Jinping's new era of socialism with Chinese characteristics, he fully implemented the spirit of the 19th and 19th Central Committees of the Party, accurately grasped the two major domestic and international situations, focused on two major developments and security issues, and strengthened strategic planning. Enhance strategic strength, adhere to the general tone of steady progress, continue to coordinate and promote the overall layout of the "five in one" and coordinate the promotion of the "four comprehensive" strategic layout, unite and lead the entire party and the people of all nationalities to overcome difficulties and difficulties. The series of activities celebrating the 70th anniversary of the founding of the People's Republic of China greatly invigorated and united the hearts of the party and the hearts of the people. The series of activities celebrating the 40th anniversary of reform and opening up enhanced the confidence to carry out the reforms in the end. The theme of "not forgetting the original heart and keeping the mission in mind" was obvious. Deepening the reform of the party and state institutions, successfully completed the reform The reform and opening up has been comprehensively deepened, the economy and society have maintained a healthy and stable development, and it is effective and effective in resolving the three major challenges and coping with various risk challenges. The national defense and military modernization have been further advanced, and the party and the state have made new major progress.

The Plenary Session proposed that the socialist system with Chinese characteristics is a scientific institutional system formed by the party and the people in the long-term practice and exploration. All the work and activities of China's state governance are carried out in accordance with the socialist system with Chinese characteristics. China's national governance system and governance capacity are social with Chinese characteristics. A centralized expression of the system of doctrine and its ability to execute.

The Plenary Session believes that since its establishment, the Communist Party of China has united and led the people, insisted on combining the basic principles of Marxism with China's concrete realities, won the victory of the Chinese revolution, and profoundly summed up the experience of both domestic and foreign aspects, constantly exploring practice, and constantly reforming and innovating. Establish and improve the socialist system, form and develop the party's leadership and economic, political, cultural, social, ecological civilization, military, foreign affairs and other aspects of the system, strengthen and improve state governance, and achieve historic achievements. Since the 18th National Congress of the Communist Party of China, our party has led the people to promote the overall layout of the "five in one", coordinate and promote the "four comprehensive" strategic layout, promote the improvement of the socialist system with Chinese characteristics, and improve the modernization of the national governance system and governance capacity. It provides a strong guarantee for political stability, economic development, cultural prosperity, national unity, people's happiness, social peace, and national unity. Practice has proved that the socialist system and the national governance system with Chinese characteristics are guided by Marxism, rooted in China, have a profound Chinese cultural foundation, and have won the support and system of the people. They are systems with strong vitality and great superiority. And the governance system is a system and governance system that can continuously promote the progress and development of a country with nearly 1.4 billion people and ensure that the Chinese nation with more than 5,000 years of civilization has achieved the goal of "two hundred years" and achieved great rejuvenation.

The Plenary Session stressed that China's national system and state governance system have many significant advantages, mainly: adhering to the party's centralized and unified leadership, upholding the party's scientific theories, maintaining political stability, and ensuring that the country always advances along the socialist direction; Adhere to the people being the masters of the country, develop people's democracy, closely contact the masses, closely rely on the people to promote the country's remarkable advantages in development; adhere to the principle of comprehensively administering the country according to law, building a socialist country ruled by law, and effectively safeguarding the socially fair and justice and the people's rights; A game of chess, mobilize the polarity of all parties, concentrate on the remarkable advantages of doing big things; adhere to the equality of all ethnic groups, cast a sense of the Chinese nation community, achieve the remarkable advantages of common unity and struggle, common prosperity and development; adhere to the public ownership as the main body, the multi-ownership economy Development and distribution according to work as the main body, multiple modes of distribution coexist, organically combine the socialist system with the market economy, continuously emancipate and develop the remarkable advantages of social productive forces; adhere to common ideals and beliefs, values, and moral values. China's excellent traditional culture, revolutionary culture, and advanced socialist culture, promote the remarkable superiority of all people in the ideological and spiritual unity; adhere to the people-centered development ideology, constantly protect and improve people's livelihood, enhance people's well-being, and walk The remarkable advantages of the path of common prosperity; persisting in reform and innovation, advancing with the times, being good at self-improvement and self-development, making the society full of vitality and vitality; adhering to the combination of virtue and talent, selecting talents and abilities, gathering talents in the world, and cultivating To create a remarkable advantage for more outstanding talents; to uphold the party's command of guns, to ensure that the people's army is absolutely loyal to the party and the people, to effectively safeguard the country's sovereignty, security, and development interests; to adhere to "one country, two systems" and maintain long-term prosperity and stability in Hong Kong and Macao To promote the remarkable advantages of the peaceful reunification of the motherland; to adhere to the unity of independence and openness, to actively participate in global governance, and to make a significant advantage in building a community of human destiny. These remarkable advantages are the basic basis for us to strengthen the road of socialism with Chinese characteristics, self-confidence, theoretical self-confidence, institutional self-confidence and cultural self-confidence.

The plenary session stressed that we must adhere to the guidance of Marxism-Leninism, Mao Zedong Thought, Deng Xiaoping Theory, the important thinking of the "Three Represents", the Scientific Outlook on Development, and Xi Jinping's new era of socialism with Chinese characteristics, and strengthen the "four consciousnesses" and strengthen the "four "Confidence", "Double Maintenance", adhere to the party's leadership, the people being the masters of the country, and ruling the country according to law, adhere to emancipating the mind, seeking truth from facts, persisting in reform and innovation, and highlighting the fundamental system of supporting and perfecting the socialist system with Chinese characteristics. The basic system and important system are focused on solid foundation, advantage, short-term, strong and weak, and build a system system that is complete in system, scientific and standardized, and effective in operation, strengthen system governance, legal governance, comprehensive governance, and source governance. The advantages are better transformed into the effectiveness of national governance, providing a strong guarantee for realizing the "two hundred years" struggle goal and realizing the Chinese dream of the great rejuvenation of the Chinese nation.

The Plenary Session stated that the overall goal of upholding and improving the socialist system with Chinese characteristics and advancing the modernization of the national governance system and governance capacity is to achieve significant results in the maturity and stereotypes of all aspects of the system by the time of the establishment of our party. In the past three or five years, all aspects of the system have been more perfect, and the national governance system and governance capacity have been basically modernized. By the 100th year of the founding of the People's Republic of China, the modernization of the national governance system and governance capacity has been fully realized, and the socialist system with Chinese characteristics has been consolidated and superior. Fully demonstrated.

The plenary session proposed to uphold and improve the party's leadership system and improve the party's scientific governance, democratic governance, and the level of governance according to law. We must uphold the party, government, military, and the people's studies, the East, the West, and the Middle East. The party is leading everything, resolutely safeguarding the authority of the party's central government, perfecting the party's leadership system that comprehensively grasps the overall situation and coordinates all parties, and implements the party's leadership in all areas of national governance. Link. We must establish a system that does not forget the initial heart and keep in mind the mission, improve the systems that firmly uphold the authority of the party Central Committee and centralize and unify leadership, improve the party's overall leadership system, improve the system of governing the people, rely on the people's governance, and improve the party's governance. The system of capacity and leadership level is perfected and the party system is strictly controlled.

The plenary session proposed to uphold and improve the system of people's ownership as the master and develop socialist democracy. We must uphold the people's dominant position, unswervingly follow the path of socialist political development with Chinese characteristics, and ensure that the people manage state affairs, manage economic and cultural undertakings, and manage social affairs through various channels and forms. We must uphold and improve the fundamental political system of the people's congress system, uphold and improve the multi-party cooperation and political consultation system under the leadership of the Communist Party of China, consolidate and develop the most extensive patriotic united front, and uphold and improve the system of regional ethnic autonomy, and be full of vitality. The grassroots mass autonomy system.

The plenary session proposed to uphold and improve the socialist rule of law system with Chinese characteristics and improve the party's ability to govern the country according to law and govern by law. Building a socialist rule of law system with Chinese characteristics and building a socialist country ruled by law are the inherent requirements for upholding and developing socialism with Chinese characteristics. We must unswervingly follow the path of socialist rule of law with Chinese characteristics, comprehensively promote the rule of law, and adhere to the rule of law, the rule of law, and the administration of law, and adhere to the rule of law, the rule of law, and the rule of law. It is necessary to improve the institutional mechanisms for ensuring the full implementation of the Constitution, improve the legislative system and mechanisms, improve the social fairness and justice rule of law, and strengthen the supervision of the implementation of the law.

The plenary session proposed to uphold and improve the socialist administrative system with Chinese characteristics and build a government governance system with clear responsibilities and administration according to law. The state administration is responsible for promoting economic and social development, managing social affairs, and serving the people in accordance with the decision-making arrangements of the party and the state. It is imperative to insist that all administrative organs serve the people, be accountable to the people, be supervised by the people, innovate administrative methods, improve administrative efficiency, and build a service-oriented government that the people are satisfied with. It is necessary to improve the state administrative system, optimize the government's responsibility system, optimize the government's organizational structure, and improve the full play of the two central and local institutional mechanisms.

The plenary session proposed to uphold and improve the basic socialist economic system and promote the high-quality development of the economy. The public ownership is the main body, the multi-ownership economy develops together, the distribution according to work as the main body, the multiple distribution methods coexist, and the socialist basic economic system such as the socialist market economic system not only reflects the superiority of the socialist system, but also the socialist primary The level of social productivity development at the stage is compatible with the great creation of the party and the people. We must adhere to the basic socialist economic system, give full play to the decisive role of the market in resource allocation, give full play to the role of the government, comprehensively implement the new development concept, and adhere to the supply-side structural reform as the main line to accelerate the construction of a modern economic system. We must unswervingly consolidate and develop the public-owned economy, unswervingly encourage, support, and guide the development of the non-public economy, adhere to the distribution of labor as the mainstay, coexist with multiple modes of distribution, accelerate the improvement of the socialist market economic system, and improve the system of scientific and technological innovation. Build a new system of higher levels of open economy.

The plenary session proposed to uphold and improve the system of prospering and developing advanced socialist culture and consolidate the common ideological basis for the united struggle of all people. Developing advanced socialist culture and broadly concentrating the people's spiritual strength is a profound support for the modernization of the national governance system and governance capacity. We must strengthen our cultural self-confidence, firmly grasp the direction of the advanced socialist culture, inspire the vitality of the national culture, and build a Chinese spirit, Chinese value, and Chinese power. We must uphold the fundamental system of guiding the status of Marxism in the field of ideology, adhere to the socialist core values, lead the system of cultural construction, improve the system of safeguarding the rights and interests of the people, improve the work mechanism of public opinion that adheres to the correct orientation, and establish and improve the social benefits in the first place. Cultural creation and production system and mechanism in which social benefits and economic benefits are unified.

The Plenary Session proposed to adhere to and improve the system of people's livelihood security in urban and rural areas to meet the people's growing needs for a better life. Improving the well-being of the people and promoting the all-round development of the people are the essential requirements for our party to establish the party for the public and to govern for the people. It is necessary to improve the basic public service system of the country, such as young children, education, education, income, medical care, old age, living and living, and weak support. Basic and holistic construction of the people's livelihood will ensure the basic livelihood of the people. To meet the diverse needs of the people, so that the reform and development results will be more fair and fair to the benefit of all people. We must improve the promotion mechanism that is conducive to more adequate and higher-quality employment, build an education system that serves lifelong learning for all, improve the social security system that covers the entire population, and strengthen the institutional guarantee for improving people's health. We will resolutely win the battle against poverty and establish a long-term mechanism to resolve relative poverty.

The Plenary Session proposed to adhere to and improve the social governance system of building and co-governing and sharing, maintaining social stability and safeguarding national security. Social governance is an important aspect of state governance. We must strengthen and innovate social governance, improve the social governance system of party committee leadership, government responsibility, democratic consultation, social coordination, public participation, rule of law protection, and science and technology support, and build a social governance community where everyone is responsible, everyone is responsible, and everyone enjoys. To ensure that the people live and work in peace, social stability and order, and build a higher level of Ping An China. It is necessary to improve and effectively handle the effective internal contradictions of the people under the new situation, improve the social security prevention and control system, improve the public security system and mechanism, build a new pattern of grassroots social governance, and improve the national security system.

The plenary session proposed to adhere to and improve the system of ecological civilization and promote the harmonious coexistence between man and nature. The construction of ecological civilization is a millennium plan for the sustainable development of the Chinese nation. We must practice the concept of green water and green hills as Jinshan Yinshan, adhere to the basic national policy of saving resources and protecting the environment, adhere to the principle of saving priority, protecting priority, and restoring nature, and firmly adhere to the development of civilization with productive development, rich life and good ecology. Road, building beautiful China. It is necessary to implement the most stringent ecological environmental protection system, comprehensively establish a resource efficient use system, improve the ecological protection and restoration system, and strictly enforce the ecological environmental protection responsibility system.

The plenary session proposed to uphold and improve the party's absolute leadership system over the people's army and ensure that the people's army faithfully fulfills its mission of the new era. The party’s absolute leadership over the people’s army is the foundation of the people’s army and the soul of a strong army. We must firmly establish the guiding position of Xi Jinping's strong military thinking in national defense and army building, consolidate and expand the achievements of national defense and military reform, build a socialist military policy system with Chinese characteristics, comprehensively promote national defense and military modernization, and ensure the realization of the party in a new era. The goal of a strong army is to build the people's army into a world-class army and to preserve the nature, purpose, and true nature of the people's army. It is necessary to uphold the highest leadership and command of the people's army and belong to the party Central Committee, improve the party's construction system of the people's army, and implement the party's absolute leadership over the people's army in the entire process of military construction.

The plenary session proposed to uphold and improve the system of "one country, two systems" and promote the peaceful reunification of the motherland. "One country, two systems" is an important system for the party to lead the people to achieve peaceful reunification of the motherland and a great pioneering work for socialism with Chinese characteristics. The Hong Kong Special Administrative Region and the Macao Special Administrative Region must be governed in strict accordance with the Constitution and the Basic Law, and the long-term prosperity and stability of Hong Kong and Macao should be safeguarded. Establish and improve the legal system and enforcement mechanism for safeguarding national security in special administrative regions. We must firmly advance the process of peaceful reunification of the motherland, improve institutional arrangements and policy measures to promote cross-strait exchanges and cooperation, deepen cross-strait integration and development, and safeguard the well-being of Taiwan compatriots, and unite the Taiwan compatriots to jointly oppose "Taiwan independence" and promote reunification.

The plenary session proposed to uphold and improve the independent foreign policy of peace and promote the building of a community of human destiny. We must coordinate the two major domestic and international situations, hold high the banner of peace, development, cooperation, and win-win, unswervingly safeguard national sovereignty, security, and development interests, and unswervingly safeguard world peace and promote common development. It is necessary to improve the party's leadership system and mechanism for foreign affairs, improve the overall diplomatic layout, promote the open system of cooperation and win-win, and actively participate in the reform and construction of the global governance system.

The plenary session proposed to uphold and improve the party and state supervision system and strengthen the restriction and supervision of power operation. The party and state supervision system is an important institutional guarantee for the party to achieve self-purification, self-improvement, self-innovation and self-improvement under the conditions of long-term governance. We must improve the party's unified leadership, comprehensive coverage, authoritative and efficient supervision system, enhance the seriousness, synergy, and effectiveness of supervision, form a power-making mechanism for decision-making science, implementation of resoluteness, and supervision, and build a unity to promote non-corruption and non-corruption. We do not want to stagnate institutional mechanisms to ensure that the powers conferred by the party and the people are always used to make people happy.

The plenary session stressed that it is a major strategic task for the whole party to uphold and improve the socialist system with Chinese characteristics and promote the modernization of the national governance system and governance capacity. Party committees and governments at all levels and leading cadres at all levels must earnestly strengthen institutional awareness, take the lead in maintaining institutional authority, and act as an example of system implementation, and drive the entire party-wide society to consciously respect the system, strictly enforce the system, and resolutely maintain the system. Strengthen institutional theory research and publicity and education, and guide the whole party and the whole society to fully understand the essential characteristics and superiority of the socialist system with Chinese characteristics and strengthen institutional confidence. We will promote the cadres to perform their duties, exercise their powers, and carry out their work in strict accordance with the system, and improve the work capacity and level of promoting the overall layout of the "five in one" and the "four comprehensive" strategic layout.

In accordance with the provisions of the Party Constitution, the Plenary decided to fill the alternate members of the Central Committee, Ma Zhengwu and Ma Weiming as members of the Central Committee.

The Plenary Session reviewed and approved the review report of the CPC Central Commission for Discipline Inspection on Comrade Liu Shiyu's serious violation of laws and regulations, and confirmed that the Politburo of the Central Committee had given the comrade Liu Shiyu to stay in the party for two years.

The plenary session calls for the entire party and the people of all nationalities to unite more closely around the Party Central Committee with Comrade Xi Jinping as the core, strengthen confidence, maintain determination, forge ahead, and innovate in order to uphold and improve the socialist system with Chinese characteristics and promote the country. Strive for the modernization of the governance system and governance capacity, realize the "two hundred years" struggle goal, and realize the Chinese dream of the great rejuvenation of the Chinese nation!
(Editor: Wang Yiyuan, Chang Xuemei)
Related topics
· Focus on the Fourth Plenary Session of the 19th Party
· Xi Jinping's activity report page

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2019年11月06日09:40 来源:人民网-理论频道

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中共中央关于坚持和完善中国特色社会主义制度 推进国家治理体系和治理能力现代化若干重大问题的决定

中国共产党第十九届中央委员会第四次全体会议,于2019年10月28日至31日在北京举行。坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化若干重大问题,是本次会议鲜明的主题。全会通过了《中共中央关于坚持和完善中国特色社会主义制度 推进国家治理体系和治理能力现代化若干重大问题的决定》(以下简称《决定》),《决定》从十三个方面列举了我国国家制度和国家治理体系的“显著优势”,其中“坚持共同的理想信念、价值理念、道德观念,弘扬中华优秀传统文化、革命文化、社会主义先进文化,促进全体人民在思想上精神上紧紧团结在一起”是我国国家制度和国家治理体系的显著优势之一。

《决定》第七点指出,“坚持和完善繁荣发展社会主义先进文化的制度,巩固全体人民团结奋斗的共同思想基础”。站在增强制度优势、推进国家治理体系和治理能力现代化的战略高度,为文化制度的改革创新和完善发展指明方向,意义重大而深远。文化制度是国家制度的重要内容与有机组成部分,从文化制度的视角看,推进国家治理体系和治理能力现代化,就要坚持和完善繁荣发展社会主义先进文化的制度。

先进文化是支撑。《决定》指出,“发展社会主义先进文化、广泛凝聚人民精神力量,是国家治理体系和治理能力现代化的深厚支撑。”文化不只是生活方式,更是一种精神价值,一种意义体系,它的意义在于给心灵启迪,给精神以力量。坚持和完善中国特色社会主义制度,推进国家治理体系和治理能力现代化,离不开社会主义先进文化的滋润和涵养。所以,只有大力发展社会主义先进文化,用社会主义先进文化熔铸各族人民团结奋斗的共同的理想信念、价值理念、道德观念,才能提供文化制度的强大思想动力与信念支撑,促进全体人民在思想上、精神上紧紧团结在一起,广泛凝聚起人们的精神力量,才能构建起国家治理体系和治理能力现代化的深厚精神支撑。

文化自信是动力。文化具有鲜明的主体性。文化自信是一个民族对自己文化的自我肯定和自我认同,即对民族文化价值及其生命创造力和自我发展前景的充分肯定、自觉坚信与执着坚守。文化自信奠基于文化自觉,是对我们“自信什么,为何自信,如何增强自信”等重大问题做出理性分析和科学问答基础上形成的一种文化态度。建立在理性文化自觉基础的文化自信,往往具有持久的生命力和创造潜能。这种文化自信往往具有包容性、创新性与进取性,它使我们拥有强健的昂扬向上的健康心理。习近平总书记指出:“坚持文化自信是更基础、更广泛、更深厚的自信,是更基本、更深沉、更持久的力量。”文化自信是一个民族、国家在文化发展中保持强健的心理、坚守自我、知所趋止、顽强进取的精神定力与顽强韧性所在。文化的繁荣发展归根到底在于广大人民群众创造力的充分发挥。所以,坚定文化自信,发展繁荣中国特色社会主义文化,我们就能激发全民族文化创造活力,释放出创新创造的巨大文化潜能,更好构筑中国精神、中国价值、中国力量,构建起充分反映社会主义经济基础的先进文化制度。

马克思主义指导是根本。我们建设的国家制度以及国家治理体系与治理能力现代化是有方向的,那就是坚持中国特色社会主义方向。因此,我们必须坚持马克思主义在意识形态领域指导地位的根本制度。马克思主义是一套以人民为中心、为绝大多数人谋利益的价值体系,它占领着真理、道义与价值的制高点。以马克思主义为指导,我们的文化制度建设就占据了精神高地,就拥有了强大的真理力量和不竭的价值力量。文化的核心是价值观,任何文化制度的背后都有一套价值观支撑。社会主义核心价值观是马克思主义价值观、中华优秀传统文化价值观和中国革命文化价值观的综合集成与创新发展,凝聚着中国人民和中华民族实现民族复兴的中国梦和建设社会主义现代化强国的最大价值公约数,它反映了广大人民群众的根本意愿与对美好生活的向往。坚持以社会主义核心价值观引领文化建设制度,坚持以人民为中心,一切为了人民,让人民共享文化发展成果,不断健全人民文化权益保障制度,我们就能大力激发和调动广大人民群众的文化创造热情和活力,构建起充满生机活力的文化创作生产和文化事业发展的体制机制。

唯改革者进,唯创新者强,唯改革创新者胜。创新离不开观念创新与体制机制创新变革。以先进文化为支撑,以坚定文化自信为动力,以马克思主义为指导,坚持和完善繁荣发展社会主义先进文化的制度,我们就能建立充满生机活力的社会主义现代化文化制度,推进国家治理体系和治理能力现代化。

(作者系陕西省中国特色社会主义理论体系研究中心特约研究员,西安交通大学马克思主义学院教授,博士生导师)

系列解读

(1)如何理解“中国之治”?四中全会公报这些要点应知应读

(2)不忘初心、牢记使命的制度……四中全会这些提法值得关注

(3)遵循共建共治共享原则 建设社会治理共同体

(4)从三方面认识推进国家治理体系和治理能力现代化
(责编:任一林、万鹏)
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Interpretation of the Spiritual Series of the Fourth Plenary Session of the 19th Central Committee (5)
Adhere to and Improve the System of Prospering and Developing Socialist Advanced Culture

Li Yongsheng

November 06, 2019 09:40 Source: People's Network - Theoretical Channel

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The Fourth Plenary Session of the 19th CPC Central Committee was held in Beijing. Xi Jinping made an important speech.

People's Daily editorial: providing a strong guarantee for the great rejuvenation of the Chinese nation

Decision of the Central Committee of the Communist Party of China on Adhering to and Improving the Socialist System with Chinese Characteristics and Promoting the Modernization of the National Governance System and Governance Capability

The Fourth Plenary Session of the 19th Central Committee of the Communist Party of China was held in Beijing from October 28 to 31, 2019. It is a clear theme of this meeting to adhere to and improve the socialist system with Chinese characteristics and advance the national governance system and modernization of governance capabilities. The Plenary Session adopted the "Decision of the Central Committee of the Communist Party of China on Adhering to and Improving the Socialist System with Chinese Characteristics to Advance the National Governance System and the Modernization of Governance Capabilities" (hereinafter referred to as the "Decision"). The "Decision" lists the national system of China from 13 aspects. And the "significant advantages" of the national governance system, in which "adhere to common ideals and beliefs, values, and moral concepts, carry forward the fine traditional Chinese culture, revolutionary culture, and advanced socialist culture, and promote the ideological spirit of all the people." Together, it is one of the significant advantages of China's national system and national governance system.

The seventh point of the "Decision" pointed out: "Insist and improve the system of prospering and developing advanced socialist culture, and consolidate the common ideological basis for the united struggle of all people." Standing at the strategic height of strengthening the institutional advantages, advancing the national governance system and modernizing the governance capacity, and pointing out the direction for the reform, innovation and perfect development of the cultural system, it is of great significance and far-reaching significance. The cultural system is an important content and an organic component of the state system. From the perspective of the cultural system, to promote the modernization of the national governance system and governance capacity, we must adhere to and improve the system of prospering and developing advanced socialist culture.

Advanced culture is the support. The "Decision" pointed out that "developing advanced socialist culture and broadly concentrating the people's spiritual strength is a profound support for the modernization of the national governance system and governance capacity." Culture is not just a way of life, but also a spiritual value, a system of meaning. The meaning is to enlighten the soul and give strength to the spirit. Adhering to and improving the socialist system with Chinese characteristics and promoting the modernization of the national governance system and governance capacity are inseparable from the nourishment and conservation of the advanced socialist culture. Therefore, only by vigorously developing the advanced socialist culture and using the advanced socialist culture to cast the common ideals, convictions, values, and moral values ​​of the people of all nationalities, can we provide a powerful ideological drive and support for the cultural system and promote the thinking of all people. The spirit and strength of the national governance system and the modernization of the governance capacity can be built up in the spirit and strength of the people.

Cultural confidence is the driving force. Culture has a distinct subjectivity. Cultural self-confidence is a self-affirmation and self-identification of a nation's own culture, that is, full recognition of the national cultural value and its life creativity and self-development prospects, consciously and firmly adhere to it. Cultural self-confidence is based on cultural consciousness and is a cultural attitude based on rational analysis and scientific questions and answers on major issues such as “confidence, why confidence, and how to enhance self-confidence”. Cultural self-confidence based on the conscious foundation of rational culture often has lasting vitality and creative potential. This kind of cultural self-confidence is often inclusive, innovative and enterprising, and it gives us a strong, high-spirited health mentality. General Secretary Xi Jinping pointed out: "Insist on cultural self-confidence is a more basic, broader and deeper self-confidence. It is a more basic, deeper and more lasting force." Cultural self-confidence is a nation and a country that maintains a strong mentality in cultural development. Stick to the self, know what is going, and be tenacious and determined. The prosperity and development of culture is, in the final analysis, the full play of the creativity of the broad masses of the people. Therefore, by strengthening cultural self-confidence and developing and prospering the socialist culture with Chinese characteristics, we can inspire the vitality of the national culture, unleash the enormous cultural potential of innovation and creation, better build the Chinese spirit, Chinese values, and Chinese power, and build a full reflection of society. An advanced cultural system based on the economic foundation.

Marxist guidance is fundamental. The national system we have built and the modernization of the national governance system and governance capacity have a direction, that is, the direction of socialism with Chinese characteristics. Therefore, we must adhere to the fundamental system of guiding position of Marxism in the field of ideology. Marxism is a set of values ​​system centered on the people and benefiting the vast majority of people. It occupies the commanding heights of truth, morality and value. Guided by Marxism, our cultural system construction occupies a spiritual high ground, and it has a powerful power of truth and an inexhaustible value power. The core of culture is values, and there is a set of values ​​behind any cultural system. The core values ​​of socialism are the comprehensive integration and innovation of Marxist values, Chinese outstanding traditional cultural values ​​and Chinese revolutionary cultural values, condensing the Chinese dream of the Chinese people and the Chinese nation to achieve national rejuvenation and the greatest value convention for building a socialist modernization power. It reflects the fundamental will of the broad masses of the people and the yearning for a better life. Adhere to the socialist core values ​​to lead the cultural construction system, adhere to the people-centered, all for the people, let the people share the fruits of cultural development, and constantly improve the people's cultural rights and interests guarantee system, we can vigorously stimulate and mobilize the cultural creativity of the broad masses of the people And vitality, build an institutional mechanism that is full of vigor and vitality in cultural creation and production and cultural development.

Only the reformers advance, only the innovators are strong, only the reform and innovation wins. Innovation is inseparable from conceptual innovation and institutional innovation. Supported by advanced culture, with strong cultural self-confidence as the driving force, guided by Marxism, and adhering to and perfecting the system of prospering and developing socialist advanced culture, we can build a socialist modern cultural system full of vigor and vitality, and promote the national governance system and Modernization of governance capabilities.

(The author is a special researcher at the Research Center for the Theory of Socialism with Chinese Characteristics in Shaanxi Province, a professor at the School of Marxism at Xi'an Jiaotong University, and a doctoral tutor)

Series interpretation

(1) How to understand "the rule of China"? The main points of the Fourth Plenary Session should be read

(2) The system that does not forget the initial heart and keeps in mind the mission... The four plenary sessions are worthy of attention.

(3) Follow the principle of co-construction and sharing, and build a community of social governance

(4) Understanding and promoting the modernization of the national governance system and governance capacity from three aspects
(Editor: Any Lin, Wan Peng)
Related topics
· Interpretation of the Spiritual Series of the Fourth Plenary Session of the 19th Central Committee
· Focus on the Fourth Plenary Session of the 19th Party




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2019年11月06日07:17 来源:人民网-人民日报

中国特色社会主义制度是具有显著优越性和强大生命力的制度。把我国国家制度和国家治理体系的显著优势更加充分地发挥出来,是新时代坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化的努力方向。

党的十九届四中全会从党和国家事业发展的全局和长远出发,着眼于充分发挥中国特色社会主义制度优越性,对坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化作出了全面部署、提出了明确要求。现在,摆在全党面前的一项重大政治任务,就是把思想和行动统一到党的十九届四中全会精神上来,在党中央统一领导下,科学谋划、精心组织,远近结合、整体推进,一要坚持和巩固,二要完善和发展,三要遵守和执行,把我国制度优势更好转化为国家治理效能,确保全会确定的各项目标任务全面落实到位。

毫不动摇坚持和巩固中国特色社会主义制度。中国特色社会主义制度是一个严密完整的科学制度体系,起四梁八柱作用的是根本制度、基本制度、重要制度,其中具有统领地位的是党的领导制度。我们推进各方面制度建设、推动各项事业发展、加强和改进各方面工作,都必须坚持党的领导,自觉贯彻党总揽全局、协调各方的根本要求。中国特色社会主义根本制度、基本制度、重要制度,是对党和国家各方面事业作出的制度安排。我们无论是编制发展规划、推进法治建设、制定政策措施,还是部署各项工作,都要遵照这些制度,不能有任何偏差。涉及方向性问题,必须以这些制度为准星。涉及制度层面的大是大非问题,必须旗帜鲜明、立场坚定,不能有丝毫含糊。

与时俱进完善和发展中国特色社会主义制度和国家治理体系。我们提出的国家制度和国家治理体系建设的目标必须随着实践发展而与时俱进,既不能过于理想化、急于求成,也不能盲目自满、故步自封。这次全会提出的目标和任务,很多都是我国国家制度和国家治理体系建设中的空白点和薄弱点,具有鲜明的问题导向。贯彻落实全会精神,必须着力固根基、扬优势、补短板、强弱项,紧密结合已经部署的各项改革任务,形成一体推动、一体落实的有效工作机制。各级党委(党组)要在党中央统一领导下,紧密结合本地区本部门本单位实际,推进制度创新和治理能力建设,抓紧就适应国家治理体系和治理能力现代化需要的制度、满足人民对美好生活新期待必备的制度进行研究和部署。

严格遵守和执行制度。制度的生命力在于执行。各级党委和政府以及各级领导干部要切实强化制度意识,带头维护制度权威,做制度执行的表率,确保党和国家重大决策部署、重大工作安排都按照制度要求落到实处,充分发挥制度指引方向、规范行为、提高效率、维护稳定、防范化解风险的重要作用。要构建全覆盖的制度执行监督机制,把制度执行和监督贯穿区域治理、部门治理、行业治理、基层治理、单位治理的全过程,确保制度时时生威、处处有效。要加强制度理论研究和宣传教育,引导全党全社会充分认识中国特色社会主义制度的本质特征和优越性,坚定制度自信。要推动广大干部严格按照制度履行职责、行使权力、开展工作,提高统筹推进“五位一体”总体布局和协调推进“四个全面”战略布局等各项工作能力和水平。

党的领导是中国特色社会主义最本质的特征和最大的制度优势,也是坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化最根本的政治保证。让我们更加紧密地团结在以习近平同志为核心的党中央周围,深入学习贯彻党的十九届四中全会精神,坚定信心,保持定力,锐意进取,开拓创新,完成好这次全会确定的各项任务,为实现“两个一百年”奋斗目标、实现中华民族伟大复兴的中国梦提供有力保证。

《 人民日报 》( 2019年11月06日 04 版)
(责编:常雪梅、王珂园)
相关专题
· 重要评论
· 聚焦党的十九届四中全会

People's Daily Commentator: Transforming institutional advantages into governance effectiveness
——On the in-depth study and implementation of the spirit of the Fourth Plenary Session of the 19th CPC Central Committee

November 06, 2019 07:17 Source: People's Daily Online - People's Daily

The socialist system with Chinese characteristics is a system with remarkable superiority and strong vitality. Bringing out the distinct advantages of China's national system and state governance system more fully is the direction of the new era to uphold and improve the socialist system with Chinese characteristics, and promote the modernization of the national governance system and governance capacity.

The Fourth Plenary Session of the 19th CPC Central Committee starts from the overall and long-term development of the cause of the party and the state, and focuses on giving full play to the superiority of the socialist system with Chinese characteristics, adhering to and improving the socialist system with Chinese characteristics, and promoting the modernization of the national governance system and governance capacity. A comprehensive deployment and clear requirements were made. Now, a major political task before the whole party is to unify thoughts and actions in the spirit of the Fourth Plenary Session of the 19th Party Central Committee. Under the unified leadership of the Party Central Committee, scientific planning, meticulous organization, far-near integration, and overall advancement First, we must persist and consolidate, second, we must improve and develop, and third, we must abide by and implement it, and better transform our institutional advantages into national governance effectiveness, and ensure that the objectives and tasks set by the Plenary are fully implemented.

Unswervingly adhere to and consolidate the socialist system with Chinese characteristics. The socialist system with Chinese characteristics is a strict and complete system of scientific institutions. The fundamental system, the basic system, and the important system are the four pillars and eight pillars. The leading system of the party is the leading system. We must promote the building of various aspects, promote the development of various undertakings, and strengthen and improve all aspects of work. We must uphold the leadership of the party and conscientiously implement the party's overall requirements for coordinating the overall situation and coordinating all parties. The fundamental system, basic system, and important system of socialism with Chinese characteristics are institutional arrangements for the cause of the party and the country. Whether we are preparing development plans, promoting the rule of law, formulating policy measures, or deploying various tasks, we must follow these systems without any deviation. Involving directional issues, these systems must be used as a guide. Involving the big and the problem at the institutional level, it must be clear-cut and firm, and there must be no ambiguity.

Advance with the times to improve and develop the socialist system and the national governance system with Chinese characteristics. The goals of the national system and the national governance system that we propose must advance with the times with the development of practice. We must not be too idealistic, eager for success, or blindly complacent and self-proclaimed. Many of the goals and tasks put forward by this plenary session are blank spots and weak points in the construction of China's national system and national governance system, and have a clear problem orientation. To implement the spirit of the Plenary Session, we must focus on building up the foundation, advancing the advantages, complementing the shortcomings, strengthening the weak, closely integrating the various reform tasks that have been deployed, and forming an effective working mechanism that is integrated and integrated. Party committees (party groups) at all levels should, under the unified leadership of the Party Central Committee, closely integrate the actual conditions of their own units in the region, promote institutional innovation and governance capacity building, and grasp the system needed to adapt to the modernization of the national governance system and governance capacity, and satisfy the people's good for the future. The new system of life expectation is necessary for research and deployment.

Strictly abide by and enforce the system. The vitality of the system lies in its implementation. Party committees and governments at all levels and leading cadres at all levels must earnestly strengthen institutional awareness, take the lead in maintaining institutional authority, and act as an example of system implementation, ensuring that major decisions and major work arrangements of the party and the state are implemented in accordance with system requirements, giving full play to institutional guidelines. The important role of direction, normative behavior, efficiency improvement, stability maintenance, and prevention of risk. It is necessary to construct a full-coverage system implementation supervision mechanism, and implement system supervision and supervision throughout the entire process of regional governance, departmental governance, industry governance, grassroots governance, and unit governance to ensure that the system is effective and effective everywhere. It is necessary to strengthen institutional theoretical research and propaganda and education, and guide the whole party and the whole society to fully understand the essential characteristics and superiority of the socialist system with Chinese characteristics and strengthen institutional confidence. It is necessary to push the broad masses of cadres to perform their duties, exercise their powers, and carry out their work in strict accordance with the system, improve the overall capacity and level of the overall planning of the "five in one" and coordinate and promote the "four comprehensive" strategic layout.

The party's leadership is the most essential feature and the greatest institutional advantage of socialism with Chinese characteristics. It is also the most fundamental political guarantee for upholding and perfecting the socialist system with Chinese characteristics and promoting the modernization of the country's governance system and governance capacity. Let us unite more closely around the Party Central Committee with Comrade Xi Jinping as the core, thoroughly study and implement the spirit of the Fourth Plenary Session of the 19th CPC Central Committee, strengthen confidence, maintain determination, forge ahead, innovate, and complete the determination of this plenary session. All tasks provide a strong guarantee for realizing the "two hundred years" struggle goal and realizing the Chinese dream of the great rejuvenation of the Chinese nation.

People's Daily (November 06, 2019, 04 edition)
(Editor: Chang Xuemei, Wang Yiyuan)
Related topics
· Important comments
· Focus on the Fourth Plenary Session of the 19th Party



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INFOGRAPHIC




收好这张思维导图,一起学习四中全会公报--Building a strong foundation for China’s long-term stability




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【编者按】备受瞩目的中国共产党第十九届中央委员会第四次全体会议,于2019年10月28日至31日在北京举行。全会听取和讨论了习近平受中央政治局委托作的工作报告,审议通过了《中共中央关于坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化若干重大问题的决定》。(公报全文


5000余字的全会公报中,“制度”一词出现的频率最高,达到了77次。此外,“人民”52次,“治理”41次,“完善”41次,“中国特色社会主义”24次,“经济”19次,“健全”18次,“优势”17次,“文化”16次,“法治”16次,“军队”16次,“保障”13次,“体制”13次,“统一”13次,“现代化”11次,“改革”11次,“监督”8次,“创新”7次,“安全”7次 …… 这些高频词以点带面,勾勒出一张坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化的发展蓝图。



【制度】


出现次数:77


例:到我们党成立一百年时,在各方面制度更加成熟更加定型上取得明显成效;到二〇三五年,各方面制度更加完善,基本实现国家治理体系和治理能力现代化;到新中国成立一百年时,全面实现国家治理体系和治理能力现代化,使中国特色社会主义制度更加巩固、优越性充分展现。


【人民】


出现次数:52


例:坚持以人民为中心的发展思想,不断保障和改善民生、增进人民福祉,走共同富裕道路的显著优势。


【治理】


出现次数:41


例:加强系统治理、依法治理、综合治理、源头治理,把我国制度优势更好转化为国家治理效能,为实现“两个一百年”奋斗目标、实现中华民族伟大复兴的中国梦提供有力保证。


【完善】


出现次数:41


例:要坚持和完善人民代表大会制度这一根本政治制度,坚持和完善中国共产党领导的多党合作和政治协商制度,巩固和发展最广泛的爱国统一战线,坚持和完善民族区域自治制度,健全充满活力的基层群众自治制度。


【中国特色社会主义】


出现次数:24


例:中国特色社会主义制度是党和人民在长期实践探索中形成的科学制度体系,我国国家治理一切工作和活动都依照中国特色社会主义制度展开,我国国家治理体系和治理能力是中国特色社会主义制度及其执行能力的集中体现。


【经济】


出现次数:19


例:坚持和完善社会主义基本经济制度,推动经济高质量发展。要毫不动摇巩固和发展公有制经济,毫不动摇鼓励、支持、引导非公有制经济发展,坚持按劳分配为主体、多种分配方式并存,加快完善社会主义市场经济体制,完善科技创新体制机制,建设更高水平开放型经济新体制。


【健全】


出现次数:18


例:要建立不忘初心、牢记使命的制度,完善坚定维护党中央权威和集中统一领导的各项制度,健全党的全面领导制度,健全为人民执政、靠人民执政各项制度,健全提高党的执政能力和领导水平制度,完善全面从严治党制度。


【优势】


出现次数:17


例:坚持全国一盘棋,调动各方面积极性,集中力量办大事的显著优势;坚持各民族一律平等,铸牢中华民族共同体意识,实现共同团结奋斗、共同繁荣发展的显著优势。


【文化】


出现次数:16


例:坚持和完善繁荣发展社会主义先进文化的制度,巩固全体人民团结奋斗的共同思想基础。发展社会主义先进文化、广泛凝聚人民精神力量,是国家治理体系和治理能力现代化的深厚支撑。


【法治】


出现次数:16


例:坚持和完善中国特色社会主义法治体系,提高党依法治国、依法执政能力。建设中国特色社会主义法治体系、建设社会主义法治国家是坚持和发展中国特色社会主义的内在要求。


【军队】


出现次数:16


例:坚持和完善党对人民军队的绝对领导制度,确保人民军队忠实履行新时代使命任务。党对人民军队的绝对领导是人民军队的建军之本、强军之魂。


【保障】


出现次数:13


例:坚持和完善统筹城乡的民生保障制度,满足人民日益增长的美好生活需要。要健全有利于更充分更高质量就业的促进机制,构建服务全民终身学习的教育体系,完善覆盖全民的社会保障体系,强化提高人民健康水平的制度保障。


【体制】


出现次数:13


例:要完善国家行政体制,优化政府职责体系,优化政府组织结构,健全充分发挥中央和地方两个积极性体制机制。


【统一】


出现次数:13


例:坚持和完善“一国两制”制度体系,推进祖国和平统一。要坚定推进祖国和平统一进程,完善促进两岸交流合作、深化两岸融合发展、保障台湾同胞福祉的制度安排和政策措施,团结广大台湾同胞共同反对“台独”、促进统一。


【现代化】


出现次数:11


例:坚持和完善中国特色社会主义制度、推进国家治理体系和治理能力现代化,是全党的一项重大战略任务。


【改革】


出现次数:11


例:坚持改革创新、与时俱进,善于自我完善、自我发展,使社会充满生机活力的显著优势。


【监督】


出现次数:8


例:必须坚持一切行政机关为人民服务、对人民负责、受人民监督,创新行政方式,提高行政效能,建设人民满意的服务型政府。


【创新】


出现次数:7


例:必须加强和创新社会治理,完善党委领导、政府负责、民主协商、社会协同、公众参与、法治保障、科技支撑的社会治理体系,建设人人有责、人人尽责、人人享有的社会治理共同体,确保人民安居乐业、社会安定有序,建设更高水平的平安中国。


【安全】


出现次数:7


例:要完善正确处理新形势下人民内部矛盾有效机制,完善社会治安防控体系,健全公共安全体制机制,构建基层社会治理新格局,完善国家安全体系。

(责编:李源、任佳晖)


Focus on the high-frequency words of the Fourth Plenary Session of the 19th Central Committee: "Institutions" appeared 77 times

October 31, 2019, 17:58 Source: People's Network - China Communist Party News Network

[Editor's note] The fourth plenary meeting of the 19th Central Committee of the Communist Party of China was held in Beijing from October 28 to 31, 2019. The plenary session heard and discussed Xi Jinping's work report commissioned by the Central Political Bureau, and reviewed and approved the "Decision of the Central Committee of the Communist Party of China on Adhering to and Improving the Socialist System with Chinese Characteristics and Advancing the National Governance System and Modernization of Governance Capabilities." (full text of the communique)

In the 5,000-character plenary bulletin, the term “institution” appeared the most frequently, reaching 77 times. In addition, the "people" 52 times, "governance" 41 times, "perfect" 41 times, "socialism with Chinese characteristics" 24 times, "economic" 19 times, "sound" 18 times, "advantage" 17 times, "culture" 16 times, "rule of law" 16 times, "army" 16 times, "security" 13 times, "system" 13 times, "unification" 13 times, "modernization" 11 times, "reform" 11 times, "supervision" 8 times "Innovation" 7 times, "Safety" 7 times... These high-frequency words outline a development blueprint for adhering to and improving the socialist system with Chinese characteristics and promoting the modernization of the national governance system and governance capacity.

【system】

Number of occurrences: 77

For example: When our party was established 100 years ago, it achieved remarkable results in all aspects of the system becoming more mature and more stereotyped. By the year of 2003, all aspects of the system were more perfect, and the national governance system and governance capacity were basically modernized; When it was established 100 years ago, it will fully realize the modernization of the national governance system and governance capacity, and make the socialist system with Chinese characteristics more consolidated and superior.

【people】

Number of occurrences: 52

For example: Adhere to the people-centered development ideology, continuously safeguard and improve people's livelihood, enhance people's well-being, and take advantage of the common prosperity path.

Governance

Number of occurrences: 41

For example: strengthen system governance, legal governance, comprehensive governance, and source governance, and better transform China's institutional advantages into national governance effectiveness, and provide a strong guarantee for realizing the "two hundred years" struggle goal and realizing the Chinese nation's great rejuvenation. .

【perfect】

Number of occurrences: 41

For example, we must uphold and improve the fundamental political system of the people's congress system, uphold and improve the multi-party cooperation and political consultation system under the leadership of the Communist Party of China, consolidate and develop the most extensive patriotic united front, and uphold and improve the system of regional ethnic autonomy. A vibrant system of grassroots self-government.

[Socialism with Chinese Characteristics]

Number of occurrences: 24

For example, the socialist system with Chinese characteristics is a scientific system formed by the party and the people in the long-term practice and exploration. All the work and activities of China's state governance are carried out in accordance with the socialist system with Chinese characteristics. China's national governance system and governance capacity are socialism with Chinese characteristics. A centralized expression of the system and its ability to execute.

【economic】

Number of occurrences: 19

For example: Adhere to and improve the basic socialist economic system and promote the high-quality development of the economy. We must unswervingly consolidate and develop the public-owned economy, unswervingly encourage, support, and guide the development of the non-public economy, adhere to the distribution of labor as the mainstay, coexist with multiple modes of distribution, accelerate the improvement of the socialist market economic system, and improve the system of scientific and technological innovation. Build a new system of higher levels of open economy.

【sound】

Number of occurrences: 18

For example, we must establish a system that does not forget the initial heart and keep in mind the mission, improve the systems that firmly uphold the authority of the party Central Committee and centralize and unify leadership, improve the party's overall leadership system, and improve the system of governing the people and relying on the people's governance, and improve the party. The system of governing ability and leadership level, perfecting and comprehensively administering the party system.

【Advantage】

Number of occurrences: 17

For example: Adhere to a national chess game, mobilize the polarities of all parties, and concentrate on the remarkable advantages of doing big things; adhere to the equality of all ethnic groups, cast a sense of the Chinese nation community, and achieve the remarkable advantages of common unity and struggle, and common prosperity and development.

【culture】

Number of occurrences: 16

For example: Adhere to and improve the system of prospering and developing advanced socialist culture, and consolidate the common ideological basis for the united struggle of all people. Developing advanced socialist culture and broadly concentrating the people's spiritual strength is a profound support for the modernization of the national governance system and governance capacity.

[rule of law]

Number of occurrences: 16

For example: Adhere to and improve the socialist rule of law system with Chinese characteristics, and improve the party's ability to govern the country according to law and govern by law. Building a socialist rule of law system with Chinese characteristics and building a socialist country ruled by law are the inherent requirements for upholding and developing socialism with Chinese characteristics.

【army】

Number of occurrences: 16

For example, we must uphold and improve the party's absolute leadership system over the people's army and ensure that the people's army faithfully fulfills its mission of the new era. The party’s absolute leadership over the people’s army is the foundation of the people’s army and the soul of a strong army.

[guarantee]

Number of occurrences: 13

For example: Adhere to and improve the system of people's livelihood security in urban and rural areas to meet the people's growing needs for a better life. We must improve the promotion mechanism that is conducive to more adequate and higher-quality employment, build an education system that serves lifelong learning for all, improve the social security system that covers the entire population, and strengthen the institutional guarantee for improving people's health.

【system】

Number of occurrences: 13

For example, it is necessary to improve the state administrative system, optimize the government's responsibility system, optimize the government's organizational structure, and improve the full play of the two central and local institutional mechanisms.

【Unite】

Number of occurrences: 13

For example: Adhere to and improve the system of "one country, two systems" and promote the peaceful reunification of the motherland. We must firmly advance the process of peaceful reunification of the motherland, improve institutional arrangements and policy measures to promote cross-strait exchanges and cooperation, deepen cross-strait integration and development, and safeguard the well-being of Taiwan compatriots, and unite the Taiwan compatriots to jointly oppose "Taiwan independence" and promote reunification.

【modernization】

Number of occurrences: 11

For example, it is a major strategic task for the whole party to uphold and improve the socialist system with Chinese characteristics and promote the modernization of the national governance system and governance capacity.

【reform】

Number of occurrences: 11

For example: persist in reform and innovation, advance with the times, be good at self-improvement and self-development, and make the society full of vitality.

[supervision]

Number of occurrences: 8

For example, it is necessary to insist that all administrative organs serve the people, be accountable to the people, be supervised by the people, innovate administrative methods, improve administrative efficiency, and build a service-oriented government that the people are satisfied with.

[Innovation]

Number of occurrences: 7

For example, we must strengthen and innovate social governance, improve the social governance system of party committee leadership, government responsibility, democratic consultation, social coordination, public participation, rule of law protection, and science and technology support, and build a society where everyone is responsible, everyone is responsible, and everyone enjoys. Governing the community, ensuring that the people live and work in peace, the society is stable and orderly, and build a higher level of Ping An China.

【Safety】

Number of occurrences: 7

For example, it is necessary to improve and effectively handle the effective internal contradictions of the people in the new situation, improve the social security prevention and control system, improve the public security system and mechanism, build a new pattern of grassroots social governance, and improve the national security system.


(Editor: Li Yuan, Ren Jiahui)
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The Affair of the Sonc Weapons Attack: The Mystery that is at its Most Useful When it Remains Unresolved

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(Pix Credit HERE))
It has been some time since I posted an update on the Affair of the Sonic Weans Attack.  It was not that there was little activity--quite the reverse it seems.  The reason for the silence was that the tickle of thrust and counter thrust merely layered the positions already well established within a year of the start of the Sonic Weapons Attack Affair. As a consequence, while the additional layers were interesting in and of themselves--they tended to be interesting in the way that close play is in a football match. I was more interested in the larger macro significance of aggregations of micro moves and what it suggested for the state of technology, the state of 5th general warfare, and the state of relations among competitors and adversaries in what has quickly become the borderlands of two distinct trade and operational theaters. 

(Pix Daily Mail))
A few days ago, the Guardian reported on its analysis of documents produced by UK diplomats in Cuba about the time of the start of the Sonic Weapons Attack Affair. The reporting by Ian Sample, the Guardian's science editor (UK diplomatic cables shed light on Cuba 'sonic attacks' scare: FoI release shows how embassy and FCO staff sought to make sense of mystery illnesses) follows.  

The discussion, brief as it is merits a read.  It suggests a mystery wrapped around what everyone is sniffing around--that the protagonists in this Affair appear to be beyond the reach, including the reach of the state security services--of key actors at the center of the action.  It is quite likely that the usual suspects are not worthy of much attention, and everyone else is beyond reach.  So one might be left with the contemplation of a black box, the contours of which can only be discerned by the effects it has when it projects activity outward. We are likely to see that in the future, but connecting the dots may be harder. This is not to pander to conspiracy theories, but rather to acknowledge that that institutionalization of power may not be as transparent or exercised from places that one might expect.

Yet what appears to be far more important is the way that the Affair of the Sonic Weapons Attack has served to test the ability of authoritarian regimes to penetrate western mass mobilization sites (the press, social media, and the like) to project outward control of the narrative beyond their borders.  That is the real space for warfare in the 21st cetury within liberal democratic states.  While people pander to conspiracy theories about the interference with Western elections, the real action may be in the interference with national narratives that do not appear to be pointed in any direction, but which may change the way in which its recipients may be prepared to hear, and interpret narratives. UK diplomatic cables shed light on Cuba 'sonic attacks' scare: FoI release shows how embassy and FCO staff sought to make sense of mystery illnesses).  In the case of the Affair of the Sonic Weapons Affair, it has become clear that the Cubans, rather than the Americans, are better at managing the narrative within which American political discourse is operationalized and structured. 

"The update, copied to Anthony Stokes, the British ambassador to Cuba, noted that the press “broadly buy the veracity” of a Cuban statement that declared it had no involvement in the affair, and were now asking: “If it wasn’t the Cubans who did it, who did?”" (Ian Sample,





UK diplomatic cables shed light on Cuba 'sonic attacks' scare: FoI release shows how embassy and FCO staff sought to make sense of mystery illnesses
Ian Sample, Science Editor

Official emails and diplomatic telegrams marked as sensitive reveal for the first time how the British government scrambled to understand a series of alleged “sonic attacks” on US diplomats who became ill in mysterious circumstances while on duty in Cuba.

The US government ordered all non-essential staff at its embassy in Havana to return home after dozens of diplomats and family members developed headaches, dizziness and problems with balance, concentration and sleeping in a wave of illness that struck between 2016 and 2018.

Many reported falling ill in their homes or hotels after hearing penetrating sounds, described variously as grinding, buffeting or cicada-like chirps. The case reports fuelled speculation that the diplomats had been targeted with an acoustic weapon or some other novel device. No evidence of any such attack has been found.

The events prompted a dramatic breakdown in relations between the US and Cuba less than two years after Barack Obama had sought to reestablish normal diplomatic ties between the nations.

Documents released to the Guardian under the Freedom of Information Act shed light on how the British embassy in Havana and senior Foreign Office staff in London desperately sought to make sense of the unfolding events.

Though most are heavily redacted on grounds of national security and international relations, they show how staff pored over press reports, official statements and other communications to understand a situation that one overnight update from August 2017 said was being presented by the media as “a bizarre cold war-style confrontation”.

The update, copied to Anthony Stokes, the British ambassador to Cuba, noted that the press “broadly buy the veracity” of a Cuban statement that declared it had no involvement in the affair, and were now asking: “If it wasn’t the Cubans who did it, who did?”

On the same day the update was sent, a brief for Alan Duncan, then minister of state for Europe and the Americas, described the continued “fallout from the apparent sonic attacks”. In response to the then US secretary of state, Rex Tillerson, declaring he might close the embassy in Havana, Cuba’s foreign minister, Bruno Rodriguez, called Tillerson directly to state he had no knowledge of the source and express his determination to protect diplomats.

Two months later a diplomatic telegram sent from Havana to London, marked as sensitive, described the expulsion of nearly all Cuban diplomats from the US and the withdrawal of roughly two-thirds of US diplomats from Havana.

“Both the US and the Cuban embassies will now be neutered, just two years after reopening,” the telegram pointed out. The same telegram described Rodriguez as “combative in tone and delivery” during a press conference held within hours of the US announcement to expel the Cuban diplomats, and said he stopped “just short of accusing the US of making it all up”.

Further correspondence between British officials in London and Cuba suggests they had no fresh insight into what happened to the diplomats. Over a number of months they shared media reports that the strange sounds were caused by crickets, and that the wave of illness might be psychosomatic and triggered by the stressful conditions under which the diplomats operated.

The FCO released the emails and telegrams, spanning from June 2016 to June 2018, after the Information Commissioner’s Office said the department may be held in contempt of court if it failed to comply with the Guardian’s request. Some of the documents were completely blacked out.

More than two years after the diplomats fell ill, doctors are still no clearer about what happened. Two US medical studies that assessed some of thse affected found they had concussion-like symptoms and possible brain abnormalities, but independent medical specialists have criticised both studies. In a recent report that has not yet been peer-reviewed, Canadian scientists suggest excessive fumigation with pesticides to keep mosquitoes under control may be to blame.

Mitchell Valdés-Sosa, the director of the Cuban Centre for Neurosciences, who was part of a Cuban investigation into the incidents, said that without more data it was difficult to draw any firm conclusions.

“But I am very sure what did not happen,” he said. “There is absolutely no evidence for a mysterious weapon causing a new syndrome characterised by brain damage and much less inner ear damage.

“Some diplomats may be ill due to natural causes, and we have not yet tested the idea of insecticides causing intoxication in some cases, but the results of what has been published tells us that there is no homogenous set of symptoms or lab findings.

“And whatever has been found overlaps very much with several frequent medical conditions. The only common factor in most cases is a government telling employees they were attacked, and a media barrage that has largely reinforced this idea.”

Lectures on Comparative Constitutionalism -- 比较立宪主义

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Will post the lecture notes and PowerPoints in later posts. The descriptions of the lectures follows below. My great thanks to Tong Zhiwei (童之伟) and Sun Ping for the invitation to deliver these thoughts.


Lectures on Comparative Constitutionalism -- 比较立宪主义
Larry Catá Backer
Delivered at East China University of Politics and Law; November-December 2019


The focus of this series of lectures will be on constitutions.  That is itself a term that is not free from controversy.  We start with the difficulties of defining a constitution, and more broadly of developing a framework within which these instruments might be considered constitutionalism. That controversy reminds us that the process of creating a higher law of the constitution is inherently a political act but one that is meant to give effect to the core principles and ideals that form the core of the belief systems (ideology) of the community intent on constitution making. The lectures will examine the foundations of constitutionalism with national characteristics in the 21st Century, and then assesses various important constitutional frameworks as they have been developed since the 18thcentury.  We start with a general consideration of the nature and character of constitutions – what are they, how do they differ from statutes or other laws.  We then add the issue of interpretation – who ought to enforce and interpret constitutions, should it be a judicial function, a political function, or a political function of a judiciary.  We then turn to a consideration of constitutions in action, looking first at the way constitutions resolve the issue of allocations of powers between different levels of government (federalism) and within the state apparatus.

We will pay special attention to the evolution of constitutional form and function: (1) first generation constitutions– principally the United States the United Kingdom and France; (2) second generation constitutions created in the aftermath of the Second World War  – principally those of Germany and Japan; (3) third generation constitutions adopted after the fall of the Soviet Union– from those adopted in Eastern Europe, Latin America and South Africa; (4) fourth generation constitutions proposed and enacted for theocratic states and proposed for the emerging political orders in Afghanistan and Iraq; and then explore (5) a possible stage of fifth generation constitutions in the new era.

本课程共32课时,分八次课讲授。该课程将考察21世纪具有民族特色的立宪主义的基础,然后考察了自18世纪以来发展起来的各种重要的立宪主义框架。我们首先从总体上考虑宪法的性质和特点——宪法是什么?它们与普通立法或其他法律有何不同。然后,我们再着手解决——应该由谁来执行和解释宪法?执行和解释宪法是司法职能、政治职能还是司法机构的政治职能?接着,我们转向现行宪法,着眼于宪法如何解决各级政府(联邦制)之间以及国家机构内部的权力分配问题。
我们对宪法的形式和功能及其演变给予特别的关注(代际之间只有时间顺序的差异,并非进化关系):(1)第一代宪法,主要是美国,英国和法国;2)第二次世界大战后产生的第二代宪法,主要是德国和日本的宪法;3)苏联解体后的第三代宪法,东欧,拉丁美洲和南非采用的宪法;4)第四代宪法,主要为神权国家提出和颁布,以及为阿富汗和伊拉克新兴的政治秩序所采纳;然后我们将探讨(5)新时代第五代宪法的可能阶段。


Lecture Schedule

Lecture 1: Introduction— nature and character of constitutions; what are they, how do they differ from statutes or other laws; must constitutions be written; must be found in unitary documents; and the like.简介:宪法的性质和特征;国家和国际语境下的宪法与通向立宪主义的理论路径。宪法是什么?宪法与立法或其他法律有何不同?为什么必须制定宪法?宪法必须写在统一的文本中吗?

Lecture 2: Constitutional interpretation; various theories of who interprets and how interpretation ought to be undertaken, including schools of interpretation (textualism, living constitution, formalism/functionalism, originalism, the role of legislative history,  etc.) and constitutional reference points (custom and tradition or political principles, etc.). 宪法解释:关于谁来解释以及应该如何进行解释的各种理论,包括解释流派(文本主义,活的宪法,形式主义/功能主义,原旨主义,立法历史的作用等)以及宪法解释的参考(习惯、传统或政治原则,等等)

Lecture 3:  Allocation of constitutional authority within states (federalism) and in the supra national sphere (the effect and role of treaties and Public International Organizations). Theoretical paths to constitutionalism in national and international context. 宪法分权:在各州(联邦制)和超国家范围内分配宪法权力(条约和国际公共组织的影响和作用)

Lecture 4: First generation constitutions—the rise of the form and the centrality of national characteristics in constitution making (U.S.; France). 第一代宪法:宪法制定中民族国家特征的形式与中心地位(美国;法国)。

Lecture 5: Second generation constitutions—the rise of substantive constitutional ideology and constitutional internationalism (Germany; Japan). 第二代宪法:实质性宪法意识形态和宪法国际主义的兴起(德国;日本)。

Lecture 6: Third generation constitutions—mature constitutional internationalism in the West (South Africa); constitutional crisis in Honduras and Venezuela.  第三代宪法:西方成熟的宪法国际主义(南非);洪都拉斯和委内瑞拉的宪法危机。

Lecture 7: Fourth generation constitutions—the rise of theocratic constitutions (Iran, Iraq, Pakistan); and the different paths to managing the religious element of constitutions. 第四代宪法:神权宪法的兴起(伊朗,伊拉克,巴基斯坦);以及处理宪法中宗教因素的不同途径。

Lecture 8: Fifth generation constitutions –rethinking separation of powers, the role of vanguard parties. 第五代宪法:新时代可能的方向;回顾并得出宪法和宪政研究的一般结论。


Louis Louis-- "Remittances to Cuba Revisited: Impact of New Measures"

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(Pix Credit: Remittances in Cuba, What People Do with the Money, Havana Times (16 May 2019))

Our friends at the Association for the Study of the Cuban Economy blog have just posted an excellent essay  written by one of its members, Louis Louis.  Luis R. Luis is an international economist long involved in international finance and investments as an officer of international organizations, commercial banks and investment management companies. He is a member of ASCE since its foundation and holds a PhD degree in economics from the University of Notre Dame. He has
 lectured at universities in the US, Europe and South America.

The essay, Remittances to Cuba Revisited: Impact of New Measures, suggests the emerging complexities of remittances as a measure of international relations.  It serves as a convergence point of economic leverage and underlines it importance not merely as an expression of humanitarian principles, but of transnational financial economics, and as a tool of international relations in this age of targeted sanctions.  

In this case, Cuba leverages its outbound migration by banking on  remittances as a source of hard currency otherwise may more difficult to obtain as the United States imposes targeted sanctions designed to keep Cuba from access to financial markets.  That produces an incentive to encourage outbound migration, and, at the same time, to use domestic recipients as the source from which it extracts hard currency through formal and informal taxation, and through the dollarization of portions of its economy. The United States, on the other hand, sees in both migration and remittances a mother tool for both economic leverage (through its ability to reduce the size or increase the cost) of remittances, and to use the migrant population for projecting the US narrative of Cuba within the US and toward the Island.  The potential and consequences are fascinating.

The essay follows below. That is followed by links to some studies of remittances to Cuba prepared by the Cuban Research Institute at Florida International University.'s School of International and Public Affairs.





REMITTANCES TO CUBA REVISITED: IMPACT OF NEW MEASURES1
Luis R. Luis
As many other developing nations Cuba depends on personal remittances as a sizable source of foreign exchange and support for families and small enterprises in the informal economy. This does not escape the government of Cuba which tries to exert control over these flows of money. Cuba is setting up special hard currency stores for appliances and electronic equipment as well as a complementary system for channeling foreign cash through its banking system. The United States in turn changed regulations in September 2019 setting a limit on family remittances and banning donations to persons other than close relatives.
Cuba does not publish data on remittances in its balance of payments. Central banks in most countries report remittances as part of receipts in the current account of the balance of payments. Remittances come through both formal and informal channels. Formal channels include money transmitters and international banks. These are registered by central banks. Other remittances come through unregistered firms and personal delivery. Since there is no official public Cuban data on remittances estimates are derived from source country statistics. I attempt to shed light on transfers to Cuba from the U.S. using a model of remittances estimated from U.S. and international data.
DETERMINANTS OF REMITTANCES
Remittances from a source country are basically driven by the income of immigrants in the source country and their links to families and friends. There are other elements relating to payments channels and restrictions that may exist in destination countries. These economic foundations allow fashioning and estimating a remittance equation. Data on U.S. transfers to persons in 20 developing countries in Latin America, Eastern Europe and Asia enable estimation. Remittances data is compiled by The World Bank. These statistics in turn come from the IMF as reported by central banks and in national balance of payment statistics. The data comes mainly from two items in balance of payments reporting: 1) personal transfers and 2) compensation of employees. The first contains estimates for informal transfers and may be biased downwards given incomplete coverage of flows. Compensation of employees is income derived from temporary employment in source countries and all of it is reported as remittances in World Bank estimates. These are biased upwards as a large proportion of earnings remains in the source country. We need to keep in mind these opposing biases in the data in evaluating remittance flows.
A remittance equation is estimated from a cross-section sample of 20 developing countries in three continents. Data on remittances and migration are from the World Bank (2017), exchange controls from the IMF (2018), international banking assets from the BIS (2018). Data on characteristics of immigrant groups are from the U.S. Census Bureau (2011, 2017).
ESTIMATED REMITTANCE EQUATION

R = .784 + .076M7*** + .106POV* - .001LIQ - 1.973XC*** + 1.354REG** (t statistic) (.656) (3.165) (1.935) (-1.287) (-2.643) (2.257)
R2 = .606 SE = 1.488 F = 4.008
R = Remittances per immigrant to country of origin
M7 = Proportion of immigrants arriving in the last 7 years
POV = Proportion of immigrants below the poverty line in the U.S.
LIQ = Cuban assets in international banks per capita
XC = Variable for exchange controls in destination country
REG = Regional variable for Latin America, Eastern Europe and Asia
* Significant at 90% level ** Significant at 95% level *** Significant at 98% level
The dependent variable is remittances per U.S. immigrant to the home country. The main explanatory variable is the ratio of immigrants in the last 7 years to the immigrant population from each country. Recent immigrants send remittances at a higher rate than earlier ones. As there is no consistent income data for immigrant groups, I use a poverty ratio from the U.S, Census as an indicator of relative income. The estimated parameter for this variable has a positive sign – poorer immigrant groups send more remittances per person - which is a puzzle. Additional statistical analysis using education levels as a proxy for income show a negative relationship – more highly educated immigrants send fewer remittances. There are a number of possible explanations for these puzzling but consistent results. One hypothesis is high correlation of income levels within families with better-off relatives receiving smaller transfers.
A variable for exchange controls, which takes values of 0, 1 and 2, represents the restraining influence of controls on family remittances. There is also a measurement problem as controls drive remittances into informal channels which are underreported. The regional variable represents higher remittances from Eastern European and Asian immigrants versus those from Latin America. Lastly the variable representing international liquidity was not significantly different from zero. Immigrants are seemingly unaffected by foreign cash conditions in their home country as an element in the decision to send family transfers.

The equation is used to provide an estimate for remittances to Cuba from the United States. Estimated annual remittance per immigrant is $3256 in 2017, slightly less than the average remittance of the 20-country sample. Total flow to Cuba is $4141 million including both cash and in-kind transfers. These estimates are subject to wide confidence intervals and need to be used with caution. A one standard error interval (68% probability) places U.S. remittances between $2248 million and $6034 million. Emilio Morales (2018, 2019) estimates 2017 cash remittances at $3575 million and total remittances, including in-kind, at $6565 million. The estimates from the model refer to U.S. remittances, both cash and in-kind. Cuban-born immigrants in the U.S. account for around 85% of the world total and for more than 90% of household income. This suggests the model estimate underestimates worldwide remittances by 5% to 10%.
IMPACT OF NEW MEASURES IN THE U.S. AND CUBA
The U.S. Treasury (2019) announced in September 2019 a limit of $1,000 per person per quarter for family remittances to a single close relative in Cuba. The average remittance estimated above falls below the new annual limit by about $750. However active remittance senders are a fraction of the overall immigrant population, and the average effective remittance is well above the new limit set by U.S. Treasury regulations. Hence the new regulation will have a negative impact on the flow of family remittances.
The new rules announced by the U.S. Treasury include further authorization of “remittances that encourage the development and operation of private businesses by self-employed individuals.” This will induce new money to cuentapropistas and other self-employed persons.
Cuba’s cash crunch worsened in the last two years by the collapse of the Venezuelan economy and subsequent curtailment of oil shipments to the island. New measures by the Trump administration will also hit tourism with the abrogation of cruise ship sailings and reduction in flights from the United States. All of this is moving the Cuban government to seek new ways to capture for the state some of the family transfers.
New Cuban measures (Granma 2019) aim at channeling family remittances through the Cuban banking system and special stores selling valuable products purchased via dollar accounts in Cuban banks. In this scheme remittance money is transferred directly to the bank accounts which in turn can be used via magnetic cards in the hard-currency stores. These stores also aim to divert some in-kind remittances by offering similar products to those shipped by relatives from the U.S. and other places.
It is early to assess the quantitative impact of the new scheme. The government aims at capturing a high percentage of remittances. Independent reports that the dollar has risen significantly in the Cuban parallel market versus the convertible peso (CUC) shows there is demand for dollars to fund the new bank accounts. However, it is likely that the new accounts will be funded carefully by persons with remittances. Cuba’s long history of restrictions, freezes and confiscation of hard-currency accounts argues against a sizable capture of transfers by state

banks. Avoidance of the hard currency stores and bank accounts will rise if prices in the stores are maintained well above those of comparable items in neighboring countries.
The government expects to benefit both from additional dollar liquidity in the banking system and from selling high margin products in state stores. There is an inherent contradiction in this system implying disappointing returns for the government from this scheme. Additional restrictions such as forcing family remittances into the new dollar accounts will displace transfers towards informal channels.
DATA SOURCES AND REFERENCES
Bank for International Settlements 2018, Quarterly Review, Basel, March.
Global Migration Group 2017, “Handbook for Improving the Production and Use of Migration Data for Development,” Global Knowledge Partnership for Migration and Development. The World Bank, Washington D.C., pp. 68-72.
Granma 2019, “Gobierno Cubano informa nuevas medidas económicas a través de la mesa redonda,” Granma.cu, Noviembre 8, 2019.
International Monetary Fund 2018, Annual Report on Exchange Arrangements and Exchange Restrictions. Washington.
Morales, Emilio 2019, “Remesas, ¿una ruta de inversión para los cubanos?” The Havana Consulting Group, September 17.
Morales, Emilio 2018, “Remittances to Cuba diversify and heat up the payment channels.” The Havana Consulting Group, March 3.
Remittances, migrationdataportal.org.
The World Bank 2017, Migration and Remittances Data, Bilateral Remittance Matrix 2017, worldbank.org.
The World Bank 2016, “Migration and Remittances: Recent Developments and Outlook.” Washington, April.
U.S. Census Bureau 2011, Current Population Survey.
U.S. Census Bureau 2017, “The Hispanic Population in the U.S.” Washington.
U.S. Department of the Treasury 2019, Office of Foreign Assets Control: Frequently asked questions related to Cuba, September 6, pp. 14-15.
1 This note benefitted from comments on an earlier version by Ernesto Hernández-Catá.

__________





The following reports provide estimates and information on remittances sent to Cuba by Cuban Americans:

Cuba's New Social Structure: Assessing the Re-Stratification of Cuban Society 60 Years after Revolution, by Katrin Hansing and Bert Hoffmann. GIGA Working Paper No. 315, February 2019.

Remittances to Cuba Diversify and Heat Up the Payment Channels, by Emilio Morales. The Havana Consulting Group, March 3, 2018.

Remittances to Cuba in 2016 Grow by 2.7%, by Emilio Morales. The Havana Consulting Group, July 20, 2017.

Cuba: The Fastest Growing Remittances Market in Latin America, by Emilio Morales. The Havana Consulting Group, June 23, 2016.

In Cuba, Cash Trickles In for Budding Capitalists, by Dudley Althaus and José de Córdoba. The Wall Street Journal, January 10, 2016.

Las remesas enviadas a Cuba desde EEUU podrían doblarse gracias a la apertura. El Comercio, February 24, 2015.

Cuban Emigrés Sent More Than $3.5 Billion in In-Kind Remittances in 2013, by The Havana Consulting Group, July 3, 2014.

Año 2013: Récord de remesas y viajeros a Cuba, by Emilio Morales. Café Fuerte, December 23, 2013.

Cuba: $2.6 Billion in Remittances in 2012, by Emilio Morales. Havana Journal, June 11, 2013.

Remittance Recipients and the Present and Future of Microentrepreneurship Activities in Cuba, by Manuel Orozco and Katrin Hansing. In Cuba in Transition (Volume 21), edited by the Association for the Study of the Cuban Economy (ASCE), 2011.

On Remittances, Markets, and the Law: The Cuban Experience in Present Times, by Manuel Orozco, Inter-American Dialogue, 2009.

Remittances to Cuba: A Survey of Methods and Estimates, by Sergio Díaz-Briquets and Jorge Pérez-López. In Cuba in Transition (Volume 15), edited by the Association for the Study of the Cuban Economy (ASCE), 2005.

Cuban Americans on Remittances and the Embargo, by Frances Alia Spiegel. Florida International University, M.A. Thesis, 2004.

Video of Remarks Just Posted: "The Lawyer is not an Algorithm": Remarks on the Ethical Responsibilities of Lawyers in Relation to Sustainability and Corruption

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With great thanks to the amazing Sara Seck, I was delighted to have been given the opportunity think through these challenges as part of a marvelous panel organized for the Joint Osler, Hoskin & Harcourt LLP Business Law Forum, and the Wickwire Legal Ethics Lecture, which for 2019 had as its theme “ The ethical and professional responsibilities of business lawyers: Business, Human Rights, and the Sustainable Development Goals.” The event took place at the Schulich School of Law, Dalhousie University, Halifax, Nova Scotia 26 September 2019. The PowerPoint of my remarks and a description of the event can be accessed here: The Lawyer is not an Algorithm": Remarks on the Ethical Responsibilities of Lawyers in Relation to Sustainability and Corruption

The video recording of the the remarks of this remarkable panel, including the brilliant interventions of John F. Sherman, III ( Shift); Penelope Simons (University of Ottawa); and Birgit Spiesshofer (University of Bremen and Dentons Europe LLPB) have just been posted.  For those interested, the video may be accessed here: watchwatch.


At the 2019 UN Forum on Business and Human Rights: "Building sustainable infrastructure: Lessons from the Belt and Road Initiative and other similar multi-state initiatives

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The UN Forum for Business and Human Rights will take place this year at the Palais de Justice in Geneva 25-27 November 2019. The theme this year is "Time to act: Governments as catalysts for business respect for human rights." The Programme outline now available (tentative schedule only).  

The UN Working Group on Business and Human Rights has organized a session that may be of interest to some readers.  The Session, Building sustainable infrastructure: Lessons from the Belt and Road Initiative and other similar multi-state initiatives, will be chaired by Surya Deva, a Member, UN Working Group on Business and Human Rights.  Session participants include Mohamed Athman (Save Lamu); Larry Catá Backer (Penn State University); Flora Sapio (Università degli Studi di Napoli “L'Orientale”); and Wawa Wang (Sustainable Energy). The Session will take place Tuesday, November 26 • 16:40 - 18:00.  We hope to see many of you there. 

The Session Concept Note follows below and may be accessed HEREMore information about the 2019 theme and the Forum also follows below. 






Interpretation provided in English, French and Spanish

Session organized by the UN Working Group on Business and Human Rights


Background 
Developing “quality, reliable, sustainable and resilient infrastructure … to support economic development and human well-being” is an integral component of the Sustainable Development Goals (SDGs). Building such an infrastructure requires trillion of dollars of public and private investment. However, as highlighted in a recent report co-published by OHCHR and the Heinrich Böll Foundation (The Other Infrastructure Gap: Sustainability: Human Rights and Environmental Dimensions), integrating human rights and environmental dimensions of sustainability into infrastructure projects could not only avoid social conflicts and costly delays, but also result in developing more humane, inclusive and sustainable infrastructure.

A number of actors are involved in the design, construction, finance and operation of multi-state mega infrastructure projects, e.g., governments, State-owned enterprises, multilateral development banks, public-private partnerships, financial institutions, and institutional investors.

The UN Guiding Principles on Business and Human Rights (UNGPs), which apply to all sectors, outline the duty of both home and host States to protect against business-related adverse human rights impacts. They also clarify the responsibility of all business enterprises to respect human rights throughout their operations, including by conducting human rights due diligence and by establishing effective operational-level grievance mechanisms. Pillar III of the UNGPs stresses the importance of access to remedy by a range of judicial and non-judicial mechanisms for people who are adversely affected by business activities.

Effective implementation of the UNGPs in the context of the infrastructure development underway across all regions has the potential to make a significant positive contribution to the realization of the SDGs. Conversely, if adverse human rights impacts are not adequately managed and addressed, such projects can potentially undermine enjoyment of human rights and the SDGs. The UNGPs provide a robust framework for both host and home States as well as all involved businesses enterprises to manage these concerns in consultation with affected stakeholders.

Infrastructure development is a key component of the Belt and Road Initiative (BRI). Other similar multi-state mega infrastructure development initiatives are emerging. The recently announced Blue Dot Network is a case in point. The session aims to explore lessons from – and for – these multi-state mega infrastructure development initiatives, and to identify what implementing the UNGPs would imply in practical terms for infrastructure projects under these initiatives.

The importance of the UNGPs and other relevant international standards in the context of infrastructure development has already been recognized. For example, in the 3rd cycle of the Universal Periodic Review, the Chinese government accepted Ecuador’s recommendation to “Promote measures that ensure that development and infrastructure projects inside and outside of its territory are fully consistent with human rights and respect the environment and natural resource sustainability, in line with national and international law and with the commitments from the 2030 Agenda for Sustainable Development.” The 2019 G20 Principles for Promoting Quality Infrastructure Investment stress the need to integrate environmental considerations in infrastructure investments (Principle 3) and respect human rights in design, delivery, and management of infrastructure (Principle 5.2).

The Joint Communique of the Leaders issued at the second Belt and Road Forum for International Cooperation (April 2019) also refers to the Green Investment Principles for Belt and Road. Financial institutions and corporations supporting the Green Investment Principles pledge to embed sustainability in corporate governance, incorporate environmental, social and governance risk factors into their decision-making processes, conduct in-depth environmental and social due diligence, improve communication with stakeholders including affected communities and civil society organizations, and set up conflict resolution mechanism to resolve disputes with communities.

Against this background, the session will consider how home and host States, businesses enterprises and investors could use the UNGPs and other relevant standards to integrate human rights and environmental dimensions of sustainability to prevent, mitigate and remediate risks in designing, constructing, financing and operating the BRI or other similar multi-state mega infrastructure development initiatives. 


Objectives


The session aims to:
  1. discuss the role of sustainable infrastructure in realising the SDGs;
  2. understand better the potential adverse impacts of multi-state mega infrastructure projects on individuals and communities;               
  3. discuss the role of States and financial institutions involved in the BRI and other similar multi-state mega infrastructure development initiatives to promote responsible businesses conduct on the part of business enterprises to achieve inclusive, sustainable development; and     
  4. underline the importance of conducting human rights due diligence and establishing operational-level grievance mechanisms in line with the UNGPs to mitigate, prevent and remedy adverse impacts on individuals and communities.  


Format 


The session will involve a moderated discussion with panellists with adequate time for questions and comments from the floor. The panellists will respond to specific questions posed by the moderator. The questions will relate to the role of infrastructure projects (part of the BRI or other similar initiatives) in promoting the SDGs, potential adverse human rights impacts of mega infrastructure projects, and the relevance of the UNGPs (especially human rights due diligence) and the Green Investment Principles in promoting responsible business conduct in relation to such infrastructure projects.

Panellists may draw on selected case studies to draw lessons about opportunities, challenges and potential solutions concerning multi-state mega infrastructure projects. All panellists and participants are expected to participate in discussion in a constructive and solution-oriented spirit.

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About the Forum

The UN annual Forum on Business and Human Rights is the global platform for stock-taking and lesson-sharing on efforts to move the UN Guiding Principles on Business and Human Rights from paper to practice. As the world’s foremost gathering in this area, it provides a unique space for dialogue between governments, business, civil society, affected groups and international organizations on trends, challenges and good practices in preventing and addressing business-related human rights impacts. The first Forum was held in 2012. It attracts more than 2,000 experts, practitioners and leaders for three days of an action- and solution-oriented dialogue.
The Forum was established by the UN Human Rights Council in 2011  “to discuss trends and challenges in the implementation of the Guiding Principles and promote dialogue and cooperation on issues linked to business and human rights, including challenges faced in particular sectors, operational environments or in relation to specific rights or groups, as well as identifying good practices” (resolution 17/4, paragraph 12).
The Forum addresses all three pillars of the Guiding Principles:
  • The State duty to protect against human rights abuses by third parties, including business, through appropriate policies, regulation and adjudication;
  • The corporate responsibility to respect human rights, which means to avoid infringing on the rights of others and to address adverse impacts with which a business is involved; and 
  • The need for access to effective remedy for rights-holders when abuse has occurred, through both judicial and non-judicial grievance mechanisms.
The Forum is guided and chaired by the UN Working Group on Business and Human Rights and organized by its Secretariat at the Office of the UN High Commissioner for Human Rights (OHCHR).
2019 theme: background
Time to act: Governments as catalysts for business respect for human rights 
A key message from the 2018 UN Forum on Business and Human Rights was that governments must step up their action and leadership. Currently, they are not doing enough to meet their duty to protect against business-related human rights abuse. While important legal developments are evolving in some jurisdictions, and the number of countries developing national action plans on business and human rights continues to grow, the effectiveness of current efforts and the lack of wider action are being called into question. 
The lack of government leadership, reflected in governance gaps and a lack of policy coherence at all levels – national, regional and global – remains a fundamental challenge to ensuring that the human rights and dignity of all are upheld in the context of business activities. These gaps have been a recurrent theme at all Forums since the first edition in 2012, and a key reason for the development of the UN Guiding Principles on Business and Human Rights, which provide the main reference for Forum discussions. 
At the Forum, civil society organizations, affected stakeholders and business alike have called on States to step up action, through strengthened regulation, improved policy coherence, and through leading by example in the various roles States have as economic actors. 
The 2019 Forum will focus on the need for all governments to demonstrate progress, commitments and plans in implementing the State duty to protect and strengthening accountability. As the Guiding Principles clarify, ensuring access to effective remedy is also a part of the State duty to protect against business-related human rights abuse, and discussions on government action need to address the full spectrum of measures from prevention to remediation.
The Forum agenda will look at what governments need to do to foster business respect for human rights, including by getting their own house in order and by setting clear expectations and creating incentives for responsible business conduct. In doing so, the agenda will consider the Guiding Principles’ call for “a smart mix of measures – national and international, mandatory and voluntary – to foster business respect for human rights” and what this can mean in practice. 
Contribute to informing the 2019 Forum discussions: Submit information on government implementation of the UN Guiding Principles

Lectures on Comparative Constitutionalism -- 比较立宪主义; East China University of Political Science and Law; Lectures, Resources and Materials

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I am delighted to post more information on my Lectures on Comparative Constitutionalism -- 比较立宪主义. They may be accessed by scanning the QR Code above and by the link HERE.

The lectures are being delivered at East China University of Political Science and Law, Shanghai, China during the course of November and December 2019. The materials currently include PowerPoints, background information and resources. I will add the transcriptions of the Remarks for each lecture as they become available. The best part of the experience for me was the ability to be liberated from the constraints of seriously engaging with constitutional orders outside of the ideologies of the prior era and its assumptions of the existence of an ideal type of constitution.  More interesting still has been the ability to rethink constitutionalism in terms of data driven governance--that is, constitutionalism as a rating system (e.g., hidden ideology in the assumptions about data harvesting and analytics) with significant restrictions and privileges attached (via normative algorithm) depending on the place of the constitution within the rating spectrum.  Stay tuned!



Birgit Spiesshofer: "What is "sustainable"?" English Translation of Article published first (in German) in the Frankfurter Allgemeine Magazine Einspruch! (online) July 24, 2019

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Dr. Birgit Spiesshofer has been undertaking truly important and path-breaking work in the area of the responsibility of business for harms that may be attached (that, of course, is the issue of the moment, that is the jurisprudence of "attachment") to the economic activities of enterprises and persons.  Her  monograph, Responsible Enterprise: The Emergence of a Global Economic Order (Munich: CH Beck, Oxford, Hart, 2018), is a remarkable analysis of the "state of the legal art"in this field and an excellent basis for thinking about the paths already being carved out for going forward (for my review of this work, see "The Enterprise of Responsibility:" Reviewing Birgit Spiesshofer, "Responsible Enterprise). 

Dr. Spiesshofer has recently written a short essay, What is Sustainable? The essay considers the hard, but rarely deeply engaged issue of manifesting sustainability as something other than what in the end invariably reduces itself to a set of usually incompatible "feel good" normative slogans that NGOs, the international community and business can embrace.  The focus in this case is on the work of the European Union (at least one governmental unit engaged in something ore than normative or narrative sloganeering) and its proposed sustainability taxonomy. It was originally published only in German, first published in the Frankfurter Allgemeine Magazine Einspruch! (online) July 24, 2019. DFr. Spiesshofer has translated the essay into English and the Frankfurter Allgemeine has graciously agreed to its re-posting here.

The essay and Dr. Spiesshofer's brief bio follow. 


 

What is "sustainable"?
Birgit Spiesshofer 

Column published first (in German) in Frankfurter Allgemeine Magazine Einspruch! (online) July 24, 2019

Since the Brundtland Report of 1987 "Our Common Future", sustainability has been a term used in an inflationary way and (differently) in a variety of contexts. It has also reached the capital market. Financial institutions have chosen sustainability as a business model, whether in the form of "ethical" banks, "green" financial products or "impact investments". In addition, normative systems such as the UN Principles for Responsible Investment have established themselves at the international level under the heading of "Responsible Investment", with the aim of integrating ESG (environment, social, governance) aspects into the capital market as comprehensively as possible. What these approaches have in common is that they link responsibility to the economic leverage of investors and seek to internalise external costs. In their own risk-oriented self-interest, investors should implement sustainability goals for themselves as well as for their portfolio companies. These approaches are flanked by sustainability indices and reporting. 
            The European Commission takes up these initiatives in its Legislative Proposals on Sustainable Finance published in May 2018, which have recently been further developed by new guidelines and three reports from the Technical Expert Group on Sustainable Finance. The Commission calculates that around EUR 180 billion p.a. will be needed to achieve the EU's climate targets for 2030. Against this background, it seems unavoidable to hold the economy as a whole responsible. However, the central question that has not yet been clarified is: what is "sustainable"? 
            The reasoning of the EU legislative package correctly assumes that, given the diversity of existing sustainability standards, it is difficult to compare companies and that this is an invitation to greenwashing, i.e. that enterprises pretend to be more sustainable than they actually are. However, it is doubtful whether the planned EU-wide uniform classification system ("taxonomy"), which is to be implemented by EU regulation, is the right and best course of action. This is questionable because the assessment of sustainability will not take into account the entire ESG spectrum, but essentially only environmental issues and the minimum standards of the ILO core labour standards. Even though it is understandable to limit the elaborate classification to urgent environmental issues, it does not make sense. Firstly, all other measures tie in with the full ESG sustainability agenda, i.e. an investor should invest in the most sustainable company in evaluating all ESG aspects. It only helps to a limited extent if the classification only takes into account environmental and elementary labour law aspects. The sustainability of investments cannot be compared with this selective approach. In addition, the sustainability assessment is linked to "activities". However, investments are made in companies. This raises the question, which is not easy to answer, how to proceed with the rating of conglomerates. 
            In addition, sustainability assessments can change quickly and are not free of political influences - see the discussion about diesel vehicles, which until recently were considered environmentally friendly. Even if the sustainability criteria are to be roughly circumscribed and further formulated through technical criteria and delegated acts - a hard legal corset and bureaucratic system is created which, firstly, is incomplete and therefore only fulfils its purpose to a limited extent and, secondly, will not keep pace with the dynamics of development, scientific knowledge and political preferences even with regular review. 
            Admittedly, the multitude of sustainability approaches is confusing and prevents comparability. However, it is also an expression of the fact that sustainability is a very complex, dynamic and above all political issue that eludes simple nomenclature. It would make more sense to create or support international guidelines with a holistic ESG approach and flexible governance, supplemented by European and national law where the internalisation of ESG factors requires public pressure and legal means of enforcement.


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 Dr. Birgit Spiesshofer MCJ (New York University), Attorney at Law, has been an Of Counsel in the Berlin office since April 1, 2010 and advises primarily on regulation, policy and corporate social responsibility (CSR). Previously Birgit worked at Hengeler Mueller (1993- 2010), after becoming a partner in July 1995. Birgit started her career in 1989 at Feddersen Laule (today White & Case). In 1990 she worked as a foreign associate at Kaye Scholer Fierman Hays & Handler in Washington D.C. Birgit established the “Gaemo Group – Corporate Responsibility International” in June 2009. She was, inter alia, Chair of the CSR Committee of the Council of Bars and Law Societies of Europe (CCBE), Co-Chair of the CSR Committee of the International Bar Association and member of the Constitutional Law and Human Rights Committees of the German Lawyers Association (DAV). She is the founding Chair of the Compliance and CSR Committee of the DAV and a member of the CSR and Anti-Corruption Commission and the Environment and Energy Commission of the International Chamber of Commerce. Since her Habilitation (2018) in International Economic Law and Business Ethics, she is adjunct professor (Privatdozentin) at the University of Bremen. Numerous publications have named Birgit as one of the leading practitioners in the area of public law. Birgit publishes and speaks extensively on regulation, policy and CSR matters. In addition, she lectures on Business and Human Rights, CSR and International Environmental Law at the Free University Berlin and the University of Bremen.

习近平:止暴制乱 恢复秩序是香港当前最紧迫的任务 [Xi Jinping: Stopping the storm and restoring order is Hong Kong's most urgent task at present]

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There has been much coverage of the latest round of activity by students and government responses around the current situation in Hong Kong. While many governments, including that of the United States, will likely react in their own ways to the final resolution of the Hong Kong situation (e.g., U.S.--"What the US Is and Isn't Doing About Hong Kong"; H.R.3289 - Hong Kong Human Rights and Democracy Act of 2019), it might be useful at this point to read carefully the statements of the core of the current Chinese leadership collective.

To that end I have provided below习近平:止暴制乱 恢复秩序是香港当前最紧迫的任务 [Xi Jinping: Stopping the storm and restoring order is Hong Kong's most urgent task at present] made available by Chinese state media organs on 14 November 2019. It is worth a careful read. Provided below is the official English and Chinese versions, along with a slightly different English translation of the original. Note as well the Chinese two thrust narrative strategy--first in controlling the interpretation and implications of action in Hong Kong, and second developing further the foreigner intervention rhetoric that has been evolving since June 2019. None of this is new but might be usefully read in light of changing conditions on the ground.



习近平:止暴制乱 恢复秩序是香港当前最紧迫的任务

新华社巴西利亚11月14日电 当地时间11月14日,国家主席习近平在巴西利亚出席金砖国家领导人第十一次会晤时,就当前香港局势表明中国政府严正立场。

  习近平指出,香港持续发生的激进暴力犯罪行为,严重践踏法治和社会秩序,严重破坏香港繁荣稳定,严重挑战“一国两制”原则底线。止暴制乱、恢复秩序是香港当前最紧迫的任务。我们将继续坚定支持行政长官带领香港特别行政区政府依法施政,坚定支持香港警方严正执法,坚定支持香港司法机构依法惩治暴力犯罪分子。中国政府维护国家主权、安全、发展利益的决心坚定不移,贯彻“一国两制”方针的决心坚定不移,反对任何外部势力干涉香港事务的决心坚定不移。

The official English translation, made available today 18 November by the Chinese Foreign Ministry, follows. The difficulty with the official translation is the way that it flattens out some of the language as it appears in the original Chinese--and thus, to some extent, also flattens the meaning and message meant to be conveyed in the original to Chinese speaking populations.


Xi Jinping: The Most Urgent Task for Hong Kong at Present Is to End Violence and Chaos and Restore Order

2019/11/18
On November 14, 2019 local time, President Xi Jinping made clear the Chinese government's solemn position on the current situation in Hong Kong when attending the 11th BRICS Summit in Brasilia, Brazil.

Xi Jinping noted, the continuousradical, violent and criminal activities in Hong Kong have severely trampled on the rule of law and social order, severely undermined Hong Kong's stability and prosperity, and challenged the bottom line of "one country, two systems" policy. The most urgent task for Hong Kong at present is to end violence and chaos and restore order. We will continue to firmly support Chief Executive in governing Hong Kong Special Administrative Region in accordance with law, and support the Hong Kong police in strictly enforcing law, and support the Hong Kong judicial organs in bringing violent criminals to justice according to law. The Chinese government is determined to safeguard national sovereignty, security and development interests, implement the "one country, two systems" policy, and opposes any foreign interference in Hong Kong affairs.

 Here is a slightly different version; notice the difference:

Xi Jinping: Stopping the storm and restoring order is Hong Kong's most urgent task at present.

Xinhua News Agency, Brasilia, November 14th Local time on November 14, when President Xi Jinping attended the eleventh meeting of the BRICS leaders in Brasilia, the current situation in Hong Kong shows the Chinese government's solemn position.

Xi Jinping pointed out that the persistent violent criminal acts in Hong Kong have seriously trampled on the rule of law and social order, seriously undermined Hong Kong's prosperity and stability, and seriously challenged the bottom line of the "one country, two systems" principle.Stopping the storm and restoring order is Hong Kong's most urgent task at present.We will continue to firmly support the Chief Executive to lead the Government of the Hong Kong Special Administrative Region in accordance with the law, firmly support the Hong Kong Police in law enforcement, and firmly support the Hong Kong Judiciary in punishing violent criminals.The determination of the Chinese government to safeguard national sovereignty, security, and development interests is unshakable. The determination to implement the "one country, two systems" principle is unwavering, and the determination to oppose any outside forces' interference in Hong Kong affairs is unwavering.



The American Pivot Toward Latin America--A Regional Approach to Cutting Cuba Off From its Most Dependable Sources of Hard Currency

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I have been noting the emergence of Cuban strategies for re-integrating themselves into global financial markets on their own terms (e.g., Essay Posted: The External Capitalist and Internal Marxist). I also have been writing about the effects of the American pivot toward the Caribbean and the way it has been changing American strategies toward its rivals and enemies in the region--principal among them the states at the core of the Socialist Regional Trade Group ALBA (On the Front Lines of the U.S. Pivot Toward the Caribbean: The U.S. Announces Further Restrictions on Travel to Cuba as Part of its Comprehensive Caribbean Strategy; The Pivot Toward the Caribbean; Announcement of Changes in US Policy Toward Cuba and the Caribbean Region;  and"Remittances to Cuba Revisited: Impact of New Measures"). That has produced sanctions against Nicaragua and Venzuela. It now is likely to see a victory in the change of administration in Bolivia (for a critical discussion of the later, see Arturo López Levy)).
“These events send a strong signal to the illegitimate regimes in Venezuela and Nicaragua that democracy and the will of the people will always prevail,” Trump said, referring to two other leftist Latin American nations targeted by his administration. Trump said that the resignation of Morales, Bolivia’s first indigenous leader who was seeking a fourth term despite a constitutional prohibition, was a “significant moment for democracy in the Western Hemisphere.” (Trump: Bolivia leader’s resignation sign to ‘illegitimate regimes’).

Those effects and the pivot, however, have not been limited to the blocking of Cuba's access to hard currency via remittances, and petroleum via sanctions on Venezuela, or even the substantial increase in Cuba's cost of international capital through the lifting of prohibitions against Helms-Burton suits for recovery of damages related to listed confiscated property from the early 1960s.  The United States has also been moving against that other substantial source of hard currency--that acquired by the provision of Cuban doctors abroad.  The program had been relatively lucrative for Cuba, though it remains controversial in the West (The hidden world of the doctors Cuba sends overseas; Cuba’s greatest export? Medical diplomacy; How Doctors Became Cuba's Biggest Export).  But it has been shrinking--especially, for example after the last presidential election in Brazil (Thousands of Cuban doctors leave Brazil after Bolsonaro's win). 

Now American policy in Latin America has again proven useful in further shrinking Cuba's hard currency sourcing through its medical programs abroad.  The collapse of the Evo Morales government in Bolivia has now appeared to have cost Cuba its doctors program there (Cuba cries foul as doctors head home from Bolivia). The political and economic ramifications are hard to avoid.  Reporting on the issue by Marc Frank follows below.  




Cuba cries foul as doctors head home from Bolivia


HAVANA (Reuters) - The first of around 700 Cuban doctors were scheduled to fly home from strife-torn Bolivia on Saturday as officials railed against what they charged was slander and mistreatment by Bolivia’s conservative interim government.

Cuba said Saturday that 10 doctors, including the coordinator of its medical mission, were detained this week and four remained in custody.

On Friday, the foreign ministry said it was terminating its medical mission as officials were fostering violence against the doctors by claiming they were instigating rebellion.
The Communist-run island nation was a key ally of former leftist President Evo Morales, who resigned under pressure on Sunday and fled to Mexico after weeks of protests and violence over a disputed Oct. 20 election.

Cuba has backed Morales’ assertion that he was toppled in a foreign-backed coup.
Protests by Morales’ supporters have continued in capital La Paz, nearby El Alto, and the central city of Cochabamba, where at least five protesters were killed on Friday and hundreds reportedly detained.

The four doctors still in custody were picked up on Wednesday after withdrawing a significant amount of cash from the bank, which the government charged was to finance protests.

The Cuban foreign ministry countered the doctors withdrew the same amount of money every month to cover expenses of 107 doctors working in the La Paz area.

“Cease the irresponsible anti-Cuban expressions of hate, lies, defamations and instigations to violence against Cuban cooperators,” President Miguel Diaz-Canel tweeted on Friday.

Bolivia’s interim Foreign Minister Karen Longaric said Friday upon announcing Cuba would fly home its doctors that “there have been a number of accusations that Cuban citizens have been involved in these aggressive acts that have tormented our country in recent days.”

Brazil and Ecuador have acted similarly against Cubans in recent months as they aligned themselves more closely with the United States.

The Caribbean island nation has a respected health service and generates export earnings by sending more than 30,000 health workers to more than 60 countries.

The United States has accused Cuba of mistreating its doctors and pressuring them to take part in political activities. It has asked governments to stop contracting them.

Cuba denies the charges and says they are part of the Trump administration’s efforts to slander the country even as it applies new sanctions on top of old to deny it revenues used in part to provide free health services to its population.

Reporting by Marc Frank; Editing by Nick Zieminski

The Norway Pension Fund Global and Migrant Workers: Council on Ethics Recommends Exclusion of G4S PLC (UK)

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The Pension Fund Global has recently distributed notice of the Recommendation, made substantially earlier, by the Council on Ethics that G4S PLC (G4S) be excluded from investment by the Government Pension Fund Global (GPFG) due to an unacceptable risk that the company is contributing to systematic human rights violations. The recommendation is based largely on an assessment of G4S's treatment of migrant workers in Qatar and the United Arab Emirates (the Emirates), who are in large measure migrant workers from India, Pakistan and Nepal, among others.

The recommendation, of course, is not unexpected.  And it continues a trend in Western Europe to put pressure on Gulf States with respect to their treatment of migrant and guest workers.  The decision comes on the heals of years of scandals relating to this issue that has caught a number of enterprises, most famously FIFA, in its net.  It represents a calculated but not imprudent strategy of threatening misbehaving states indirectly by going after the key business partners that are important to those states. That importance can be a function of prestige (FIFA) of of the management and maintenance of order among a large foreign population with respect to whom the rights of citizens are not to be accorded.

At its most fundamental  level, of course, is the issue is one of disciplining states on the periphery of Europe with respect to migration in ways that might align these non-Western states with Western sensibilities, cautions, and approaches--all offered as global consensus positions.  More fundamentally still, one can only wonder the extent to which the European crisis of migration--and especially its threat to what had once been a cosy set of European values, made more cozy still by the remoteness of migration of the sort encountered now--plays a role in both the policy drift of the Pension Fund Global and its instrumental use by Norway. Of course, that policy might also be assumed to have paid dividends as a means of expiating Europe's sins against Jews and Roma but on the bodies of people's other than Jews or Roma, and still comfortably removed from the European heartland.  That is not to say that the issues are neither profound nor the suffering of the migrant and other workers not profoundly distressing.  Indeed, it is altogether too easy to have a look and conclude that such conditions are intolerable.  And yet law, and the normative systems on which it relies for its legitimacy are not solely directed by a sense of personal outrage, nor by the stratagems of politics. 

For all that the Recommendation is at its most useful precisely for pointing out the global conditions that make it so easy for the situation condemned in the Gulf to arise virtually anywhere.  It is with respect to that--and to its global resolution that the attention of states (particularly) and enterprises (as complementary regulatory sources) ought to be moving to solve.  That solution is not bound up in the piety of speeches or in the declaration of public bodies well insulated from close contact with the awful realities of these lives.  Moreover, as much as the power of markets and the societal field has grown, and as much as the largest corporate multinational production spaces may have regulatory authority within its sphere of activity, migration requires more than market power and regulatory authority over production chains. Here (at last) one comes face to face with one of the clearest residual duties of the state--the protection of its demos and its territorial space in a way compatible with internal constitutional principles and external principles of international law and norms.  To those ends, resolute action is required--in law and enforcement, public, domestic and international--from sources other than the Pension Fund Global, and through other than global business.

The Recommendation follows below and may be accessed here.

















 













习近平 学习马克思主义基本理论是共产党人的必修课 [Xi Jinping: "Learning the basic theory of Marxism is a compulsory course for communists"]--Text and Analysis

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One of the great markers of the extraordinary development of Marxist-Leninist theory is China has been Xi Jinping's "New Era" campaign.Almost form the time of his rise to leadership within the core of the collective leadership of the Chinese Communist Party, there has been an increasingly pointed centering of the CCP's political work. And within that political work, the CCP leadership core has emphasized the need to develop the productive forces of Marxism Leninism first, within the Chinese context, and then to offer this transformed or evolving Marxism-Leninism (now aligned with the new global historical era) to the world in the form of the current Chinese global human rights and trade initiatives.


Since the 3rd Plenum, the CCP has appeared to accelerate its development of the productive forces of Marxism-Leninism in the service of its Basic Line, and of its engagement internally with the masses (through a yet to be fully developed renewal of the mass line) and externally through its Belt and Road Initiative and associated vision for a new global order.  This is not just politics of the sort that has grown decadent in many parts of the world; rather, as I have pointed out elsewhere (here, here, and here) this is essentially a moral and normative project.  At its core is the fundamental objective to change people and institutions to better point toward the ultimate obligation of the leading social forces (in the case of China its CCP) toward the establishment of a Communist Society (and again this is np surprise to those who read the CCP's own constitution).

It ought to be of great interest, then, when the leadership core of the CCP itself lends its name to an effort to further advance the theory (and thereafter practice) of Marxism-Leninism (with or without Chinese characteristics). Recently such an effort to advance Marxist theory was published in the flagship vehicle for such efforts--《求是》Qiú shì ("Seeking Truth"), a bi-monthly political theory periodical published by the Central Party School and the Central Committee of the Communist Party of China. Such was the case recently with the publication of 学习马克思主义基本理论是共产党人的必修课 [Learning the basic theory of Marxism is a compulsory course for communists] under the authorship of Xi Jinping [习近平 ]. The original coverage of the speech can be found here. Elements of Western political actors  were more critical.  See HERE

As is customary for such efforts, the essay is a reduction/transcription of a speech of the author deemed important enough to merit further distribution.  In this case it was derived from a speech given at the fifth collective study of the 19th Central Political Bureau on April 23, 2018.  The resulting essay is worth reading, of course, for the usual reasons--it is authored by the leadership core of the CCP and thus will have authoritative effects beyond those of any thoughts of lower ranked theorists inside or outside the CCP (much less of any foreigner), it signals direction and may be used as an indicator of where the CCP may be heading as it makes it sway to the 20th CCP National Congress, and because the authorities deem it important. But it is also worth reading as theory.  The revival of Marxism-Leninism, especially within official channels, has not been undertaken since the retrospectively unsuccessful efforts of middle Soviet period Stalinism. More importantly, the essay provides a view of emerging forms of Communist Internationalism that may be embedded in the great initiatives of China in seeking a larger role on the world stage--from the Belt and Road Initiative to Multilateral efforts to reshape international law.

This post includes the essay and its rough English translation along with some preliminary thoughts and engagement with the essay as theory within the context of China's Marxist Leninist New Era thought.





(Pix Credit here)


These comments to Xi Jinping’s essay are made in the spirit of academic analysis.  Since Mr. Xi was kind enough to drop into the world of academic theory by authoring his essay, it is only respect for that work that imposes on its readers the utmost duty to engage with it as it if came from the pen of a highly gifted colleague. Respect, then, is manifested in rigorous analysis, adhering strictly to the principles of that art.

The essay serves as an elaboration of an address originally given to CCP cadres engaged in the official study of Marxism during the 5th collective study session of the 19th Central Politburo.  As Xi Jinping reminds his audience, these courses and study collectives is now compulsory for CCP cadres.  To that extent, one would expect the essay to be written to further the aims of that program—encouraging and weighted heavily toward an explanation of why it is that its students should pay attention.  But beyond that, this essay appears to be meant to signal a larger application of the directive to study Marxism, and to study Marxism in light of the developments of Marxist-Leninism in the Chinese “New Era.” That the architect of the fundamentals of the “New Era” thinking was giving the address adds weight to what was thought important enough to publish in a general circulation journal that occupies an important public signaling role for intellectuals in China. That context provides reason enough for reading the essay carefully.  If more reason is needed it is this: the contents of the essay will likely drive academic and political approaches to the interpretation and application of “Marxism” within the Chinese context for the near term. To understand this essay, then, is to begin to understand the parameters within which Marxism will be defined and applied in China.  

The Essay seeks to make three major points. 

The first is to deeply understand the major theoretical contributions of the Communist Manifesto.  That in turn is divided into a number of principal insights about the Communist Manifesto, at least as it relates to the current stage of the development of Chinese Marxist theory: (1) that it serves as the foundation for  the scientific worldview of Marxism; (2 that it serves as the foundation for the unique character of Marxist political parties as leading societal elements; (3) that it served to delineate the fundamental political position of Marxist parties; (4) that at the same time the Manifesto served to delineate the fundamental ideal and objective of a Marxist Party; (5) that it provided the blueprint of the revolutionary program of Marxism; and (6) that the Manifesto fundamentally situated Marxism and the program of the Marxist party within internationalism.   

The second point picks up from the last section of the first point.  It’s object is to develop a profound understanding of the impact of the Manifesto on world socialism.

The third point explored in the essay is to urge its readers to adhere to the scientific principles and scientific spirit of the Manifesto. This last point turns the analysis of the Manifesto’s internal effects (point 1) and its effects in the scientific validation of the necessity of a communist international (point 2) into a national action plan for Communist Parties and their cadres, at least in China.

Let us consider each briefly in turn.


I. Deeply understand the major theoretical contributions of the Communist Manifesto.  

(1) The Communist Manifesto serves as the foundation for the scientific worldview of Marxism. The essay wastes no time in getting to its central theme—that the Communist Manifesto is the foundational exposition of a worldview with an international as well as national effect, all of which must be embedded in all governance orders seeking to rationalize or make rational their governance and normative systems  (e.g., the “scientific” part of the discussion). It is the rational approach to the study of human phenomena and particularly potent as a means of rationalizing politics through economics. In that respect, at least, the Manifesto “reveal[ed] the historical inevitability of socialism instead of capitalism; exquisitely expounding the nature, characteristics, basic program of Marxist political parties (Xi, Learning the basic theory of Marxism, supra).  Xi uses the Manifesto to draw a solid line between (mostly Western) socialism and the scientific socialism that is Marxism.

More interesting is the use of the Communist Manifesto to underline two particular Marxist principles that had undergone some development in China after 1949.  The first is class struggle.  It is true enough that class struggle remains part of the CPC Line.  But since reform and opening up it has been de-centered first in favor of the development of productive forces, and then by Xi Jinping himself in the course of the 19thCCXP Congress report, which focused on the contradiction of the distribution of wealth from production.

The second is the view that divides the contemporary world into capitalist and communist camps, and suggesting that Marxist scientism already points to the inevitable competition between and victory of the Communists over capitalism.  This is hardly new as Marxist theory.  And indeed, it is the foundation in part of classical communist internationalism that was officially buried over half a century ago.  But the intimation here is that while it may no longer have an institutional structure, the ideal inherent in the principle of communist internationalism cannot be avoided.  Nor, it seems can a clash with capitalist (read modern day free market) states in which the communists will emerge victorious.  The result might be then to convert Marxist parties into the new international vanguard party within international organizations.  But at this point that is not clear.  Of course, the resonance is particularly interesting in the context of the trade conflict between the United States and China.  Reading this, it becomes plausible to understand that conflict nor merely as among two partners seeking to live together, but as another stage in a struggle for dominance in which one of the parties is doomed to extinction. That would be unfortunate—at the same time it merely mirrors the thinking among elements in the United States that have long viewed Marxism in the way that Marxists, including President Xi, now appear to view free market western liberal democracies.

(2) The Communist Manifesto serves as the foundation for the unique character of Marxist political parties as leading societal elements. This point is both useful and substantially under theorized within the development of advanced Communist theorizing in China.  That had, until this point, been a pity and a substantial weakness in the ability of the CCP to meet criticism from the West, and from Stalinist Communist parties, that there was essentially nothing that really separated communist from other political parties (other than the extent to which it retained state power for itself).

Xi correctly traces the special status of the Communist party to the Manifesto. Yet here again the language is unfortunate and tends to trip all over itself.  The essence of a communist party has been clear for over a century outside of China (except it seems to those who wield it and discipline those who are able to think about it). One need only think of the state of Marxist thinking outside of China from the time of Trotsky’s spectacular failures in the Soviet Union after Lenin’s death to see the trajectory. The CCP appeared clearer on this point, though mostly in application rather than in concise theory. Yet the theory is simple enough: liberal democratic political parties are factions seeking to band together to appeal as a block to voters who are tasked with electing representatives to those political institutions into which they have delegated substantially all sovereign power (other than the residual which they retain).  A Marxist party represents the leading forces of society which is usually identified as an unconscious labor element (recall the language in the first point about the scientific (rational) grounding of Marxism),

A Marxist revolutionary party seeks to gather together progressive social forces to wrest control of the state form more backwards (again from the rationalism of Marxist theory) social forces and the political factions around which they are organized.

A Marxist party in power (something Marx himself never theorized except in the most general terms because no such creature existed before 1918 and even then there is a dispute about the legitimacy of the Soviet version), on the other hand, is itself the holder of the political power of the people, and thus stands as the recipient of delegated sovereign power in matters relating to the organization and operation of the state (and its political economy of course).  As such, a Marxist party in power is not a political faction, but rather the holder (in trust) of all political power.  The language in the essay about workers recalls Mao Zedong’s famous discussion  (On the People’s Democratic Dictatorship (1949)) of the constitution of the people (dividing them along class struggle lines between workers-peasants etc. and “reactionary and bourgeois-capitalist elements requiring re-socialization in the form of a communist based de-Nazification project). But it is not all that helpful in this context without the direct reference. Instead, it is better to understand  (as Xi Jinping does in general in this essay) that  this sum-of-all-political-power must be exercised in accordance with the principles that legitimates this delegation in both strict adherence to the ultimate objective of  Marxism and its fundamental working style n(that is the third and fourth subpoint of this first part of the essay).  

(3) The Communist Manifesto served to delineate the fundamental political position of Marxist parties.

 Again, Xi Jinping starts with the class struggle framing.  One begins to wonder more about the nature and meaning of the new fundamental contradiction he announced in the 19th CCP Congress Report in that light (less Deng Xiaoping and more Mao Zedong? Though it is too early to tell and there is not enough in the essay to support any position). Again, it is hard to read this section without thinking hard about the renewed value and re-interpretation for the New Era of  On the People’s Democratic Dictatorship (1949).  Perhaps that should be required reading as well? In any case, Xi Jinping has another point to make here—one going to the fundamental working style of the Marxist Party.  That fundamental working style is one that must center the advanced social elements (workers, peasants, etc.) in the logic of its political and administrative organization.  That has substantial implications for everything from the role of markets in political economy to the culture of business leadership in a China now framed through the Reform and opening Up approach to the development of productive forces.  Here one feels the inward creep of the Twelve Socialist Values as a means of framing working style as well as the last communique of the 4th Plenum about socialist culture.

(4) The Communist Manifesto served to delineate the fundamental ideal and objective of a Marxist Party.  Still, the more profound point is the sozialstaadt principles he embraces from a Marxist perspective.  Even as the holder of all political authority as the representative of the most advances social forces, the Marxist Party’s legitimacy and right to that title is contingent on its strict adherence to the fundamental principles of Marxism.  More specifically, it must adhere strictly to the core objective of Marxism—the establishment of a communist society.  Clearly this is well reflected in the General Provisions of the CCP Constitution.  Yet it does not appear overmuch in the communications between the Party and the People.  Here perhaps, President Xi is suggesting that the Party practice what preaches more vigorously and more transparently; but that is mere supposition.

(5) The Communist Manifesto provided the blueprint of the revolutionary program of Marxism.   Here President Xi places the Communist Manifesto in time.  He uses its historical approach to evidence its value in framing the evolution of the political line of the  Chinese Communist  Party from the time is began its transformation from Revolutionary Party to Party in Power. The discussion suggests the change in the Party’s line from revolutionary victory, to united front politics and mutual benefit, to the early experimentation of the early years of the People’s Republic, through the Great Proletariat Cultural Revolution and the end of the prior period with the success of the Reform and Opening Up political line.  But the essay also suggests the historical end of those historical periods in the face of the New Era announced in 2017. Still, the essential point—Marxist theory in action is dynamic, is well utilized here.

(6) The Communist Manifesto fundamentally situated Marxism and the program of the Marxist party within internationalism.  This sixth point moves the essay from the internal ramifications of the theory and self-referencing world view of Marxist theory already located in the Communist Manifesto (and of use to the development of Chinese Marxism in the New Era), to a much much broader application—here Mr. Xi turns to the Communist Manifesto’s projection as Communist internationalism. Much more astutely, perhaps, and in ways that will not be noticed by Westerners (usually so caught up in the logic of their own self referencing world view as to be oblivious to competitor systems), the essay then argues both the inevitability and form of the great battle between capitalism and Marexism that is to be played out on the global trade stage. “The Communist Manifesto deeply analyzed the capitalist production across national borders and continuously explored the world market. It scientifically foresees the universal trend of material production and spiritual culture production, and then pointed out that communism is not a narrow regional movement, the proletariat.” (Xi, Learning the basic theory of Marxism, supra). Here lone situates the Belt and Road Initiative in opposition to and in contradistinction to both the America First Initiative (as the current manifestation of the capitalist oppositional force) but also of the post 1945 multilateral trading and cultural system (contemporary globalization) as a system whose historical period of authority might have ended in 2016. “To achieve complete liberation, it is necessary to liberate all mankind and call on the proletarians of the world to unite. This provides a scientific and theoretical basis for Marxist parties to embrace the world, benefit mankind, and jointly create a better world.”  (Xi, Learning the basic theory of Marxism, supra).

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来源:《求是》2019/22 作者:习近平 2019-11-15 15:08:52

学习马克思主义基本理论是共产党人的必修课


习近平

今天,十九届中央政治局举行第五次集体学习,学习内容是《共产党宣言》及其时代意义。今年是马克思诞辰200周年,也是《共产党宣言》发表170周年。党中央对纪念马克思诞辰200周年活动作出了安排, 5月上旬将召开纪念大会。在这个时间节点上,中央政治局集体学习《共产党宣言》具有十分重要的意义。

  学习马克思主义基本理论是共产党人的必修课。党的十八大以来,中央政治局集体学习多次以马克思主义理论为题,先后学习了历史唯物主义、辩证唯物主义、马克思主义政治经济学的基本原理和方法论。这次中央政治局集体学习《共产党宣言》,目的是通过重温经典,感悟马克思主义的真理力量,坚定马克思主义信仰,追溯马克思主义政党保持先进性和纯洁性的理论源头,提高全党运用马克思主义基本原理解决当代中国实际问题的能力和水平。

  在座的同志都读过《共产党宣言》,今天我们重温这一经典,依然深受教育、深受启发。结合这次学习,我谈3点认识。

  一、深刻认识《共产党宣言》的重大理论贡献

  《共产党宣言》的问世是人类思想史上的一个伟大事件。《共产党宣言》是第一次全面阐述科学社会主义原理的伟大著作,“向全世界公开说明自己的观点、自己的目的、自己的意图”,矗立起一座马克思主义精神丰碑。《共产党宣言》的重大理论贡献主要有以下几个方面。



  2018年5月2日,中共中央总书记、国家主席、中央军委主席习近平来到北京大学考察。这是习近平在北京大学马克思主义学院,与正在就“解读新时代”进行座谈交流的中外学生亲切交谈。 新华社记者 李涛/摄

  第一,深刻阐述了马克思主义的科学世界观。《共产党宣言》以透彻而鲜明的语言描述了新的世界观,即唯物史观,为人们提供了认识自然、认识人类社会的科学思想武器。在人类思想史上,唯心主义用神、人性、观念等来解释一切的世界观,曾经长期统治着人们对社会现象的认识。在马克思主义诞生以前,空想社会主义对资本主义进行了猛烈抨击,对未来社会的图景进行了勾画,但无法找到实现其社会理想的正确道路和社会力量。在《共产党宣言》中,马克思、恩格斯科学阐明了资本主义的内在矛盾和无产阶级的历史使命,揭示了社会主义代替资本主义的历史必然性;精辟论述了马克思主义政党的性质、特点、基本纲领、策略原则,划清了科学社会主义和其他形形色色社会主义流派的界限。《共产党宣言》提出的一些重要思想,比如唯物史观、阶级斗争、无产阶级历史使命、共产主义新社会、人的全面发展、世界市场等,在人类思想史上具有革命性、开创性、突破性意义。《共产党宣言》深刻揭示了奴隶社会以来的历史都是阶级斗争的历史;揭示了生产力决定生产关系,经济基础决定上层建筑,生产力和生产关系、经济基础和上层建筑的矛盾运动推动社会形态依次更替的人类社会发展一般规律;揭示了资本主义生产社会化和生产资料私人占有之间的内在矛盾;揭示了资本主义必然灭亡和共产主义必然胜利的历史规律。正如恩格斯所说:“这个原理看来很简单,但是仔细考察一下也会立即发现,这个原理的最初结论就给一切唯心主义,甚至给最隐蔽的唯心主义当头一棒。”还说“这个事实不仅对于理论,而且对于实践都是最革命的结论”。《共产党宣言》发表后,马克思、恩格斯不断发展他们的思想,最终形成了系统完备的思想理论体系。《共产党宣言》是一部科学洞见人类社会发展规律的经典著作,是一部充满斗争精神、批判精神、革命精神的经典著作,是一部秉持人民立场、为人民大众谋利益、为全人类谋解放的经典著作。马克思主义理论的科学性和革命性源于辩证唯物主义和历史唯物主义的科学世界观和方法论,为我们认识世界、改造世界提供了强大思想武器,为世界社会主义指明了正确前进方向。

  第二,深刻阐述了马克思主义政党的先进品格。《共产党宣言》对马克思主义政党的先进性作了深入阐述,指出共产党不是同其他工人政党相对立的特殊政党,他们没有任何同整个无产阶级的利益不同的利益。在实践方面,共产党是各国工人政党中最坚决的、始终起推动作用的部分;在理论方面,共产党胜过其余无产阶级群众的地方在于他们了解无产阶级运动的条件、进程和一般结果,在当前运动中同时代表运动的未来。马克思主义政党必须由最彻底最坚定的先进分子组成,共产党人应该是最不知疲倦、无所畏惧和可靠的先进战士。这些思想为马克思主义政党保持先进性和纯洁性提供了根本遵循。

  第三,深刻阐述了马克思主义政党的政治立场。《共产党宣言》毫不掩饰马克思主义政党的阶级性,旗帜鲜明站在无产阶级和广大人民一边,热情讴歌人民群众在推动历史前进中的伟大作用,把无产阶级看作先进生产力的代表者、资本主义制度的掘墓人、新社会制度的创造者,强调过去的一切运动都是少数人的或者为少数人谋利益的运动,无产阶级的运动是绝大多数人的、为绝大多数人谋利益的独立的运动。这一鲜明的政治立场,充分肯定了人民的历史主体地位,充分体现了马克思主义政党的根本性质和宗旨。

  第四,深刻阐述了马克思主义政党的崇高理想。《共产党宣言》确立了马克思主义政党的最高目标是实现共产主义,并把实现人的自由而全面的发展作为共产主义的本质特征。这一崇高理想站在了人类道义制高点,成为一代又一代共产党人忠贞不渝、坚强不屈的坚定信仰和不惧任何风险、战胜一切困难的精神支柱,成为马克思主义政党团结广大人民砸碎旧世界、创造新世界的精神旗帜。

  第五,深刻阐述了马克思主义的革命纲领。《共产党宣言》指出,工人革命的第一步就是使无产阶级上升为统治阶级,争得民主,并利用自己的政治统治,尽可能快地增加生产力的总量。《共产党宣言》还就如何发展生产力提出了具体举措,尽管其中有些具体内容今天已经不适用了,但蕴含其中的精神仍然具有积极意义。这些思想对马克思主义政党领导人民进行革命斗争、武装夺取政权,对马克思主义政党夺取政权后加强政权建设特别是执政党建设,对发展社会主义民主、发展社会生产力、推动社会全面进步等都具有重大而深远的指导意义。




  这是2018年2月7日在比利时首都布鲁塞尔市中心拍摄的白天鹅咖啡馆内景,当年马克思和恩格斯在这里撰写了《共产党宣言》。 新华社记者 叶平凡/摄

第六,深刻阐述了马克思主义政党的国际主义精神。《共产党宣言》对资本主义生产跨越国界、不断开拓世界市场进行了深刻分析,科学预见了物质生产和精神文化生产的世界普遍性趋势,进而指出共产主义不是一种狭隘的地域的运动,无产阶级要获得彻底解放必须解放全人类,号召全世界无产者联合起来。这为马克思主义政党胸怀全球、造福人类,共同创造美好世界提供了科学理论依据。

  《共产党宣言》是一个内容丰富的理论宝库,作出的理论贡献是多方面的,值得我们反复学习、深入研究,不断从中汲取思想营养。

  二、深刻认识《共产党宣言》对世界社会主义产生的深远影响

  《共产党宣言》一经问世,就在实践上推动了世界社会主义发展,深刻改变了人类历史进程。恩格斯说,《共产党宣言》是“全部社会主义文献中传播最广和最具有国际性的著作,是从西伯利亚到加利福尼亚的千百万工人公认的共同纲领”。《共产党宣言》发表后不久,欧洲就爆发了声势浩大的革命运动。1864年,国际工人协会(史称“第一国际”)成立后,在马克思领导下支持各国工人阶级开展斗争,支持被压迫民族争取民族解放的斗争。1871年爆发的巴黎公社革命,是推翻资产阶级统治、建立由人民当家作主政权的第一次伟大尝试。各国工人阶级通过斗争,取得了政治选举权、八小时工作制、劳工立法等过去不可能取得的重大胜利。

  1917年11月,列宁领导十月革命取得成功,在资本主义最薄弱的链条上打开了一个缺口,建立了世界上第一个社会主义国家,实现了社会主义从理论到实践的伟大飞跃。十月革命的成功证明了《共产党宣言》的真理性,让各国无产阶级革命和民族解放运动看到了希望。第二次世界大战结束后,一批国家先后走上社会主义道路,社会主义由一国发展到多国,世界社会主义力量大大增强。

  我们党的老一辈革命家都是受《共产党宣言》的影响而走上革命道路的。我们党的第一部党纲就是按照《共产党宣言》精神制定的。我们党开辟的新民主主义革命道路、社会主义革命道路、社会主义建设道路、中国特色社会主义道路,都是把马克思主义基本原理同中国具体实际相结合的伟大创造。中国共产党是《共产党宣言》精神的忠实传人。

  《共产党宣言》是近代以来最具影响力的著作。170年来,《共产党宣言》被译成200多种文字,出版数千个版本,成为世界上发行量最大的书籍之一。近20年来,西方各种机构评选“千年思想家”、“最具影响力的学者”等,马克思都名列前茅甚至高居榜首。2008年国际金融危机发生以来,世界上再度兴起“马克思热”,对《共产党宣言》、《资本论》等的研究再度成为热门。事实证明,《共产党宣言》的真理力量是永恒的,已经并将继续深刻影响世界历史进程。



三、坚持《共产党宣言》的科学原理和科学精神

  马克思、恩格斯在世时就说过,《共产党宣言》的某些地方“可以作一些修改”或者“有不同的写法”,但它“所阐述的一般原理整个说来直到现在还是完全正确的”。《共产党宣言》虽然诞生于170年前,但其阐述的基本原理没有过时,也不会过时。我说过,“如果心里觉得不踏实,就去钻研经典著作,《共产党宣言》多看几遍”,讲的就是温故知新的道理。今天,我们重温《共产党宣言》,就是要把《共产党宣言》蕴含的科学原理和科学精神运用到统揽伟大斗争、伟大工程、伟大事业、伟大梦想的实践中去,不断谱写新时代坚持和发展中国特色社会主义新篇章。

  第一,矢志不渝为共产主义远大理想和中国特色社会主义共同理想而奋斗。《共产党宣言》揭示的人类社会最终走向共产主义的必然趋势,奠定了共产党人坚定理想信念、坚守精神家园的理论基础。理想信念的确立,是一种理性的选择,而不是一时的冲动,光有朴素的感情是远远不够的,还必须有深厚的理论信仰作支撑,否则一有风吹草动就会发生动摇。只要我们掌握了马克思主义基本原理,就能够深刻认识到实现共产主义是由一个一个阶段性目标逐步达成的漫长历史过程,需要若干代人接续奋斗、艰苦奋斗、不懈奋斗;就能够深刻认识到中国特色社会主义是实现中华民族伟大复兴的必由之路,也是中国共产党人带领人民追求崇高理想、开辟光明未来的成功道路。我今年年初在新进两委和省部级主要领导干部专题研讨班上讲过:“如果社会主义在中国没有取得今天的成功,如果中国共产党领导和我国社会主义制度也在苏联解体、苏共垮台、东欧剧变那场多米诺骨牌式的变化中倒塌了,或者因为其他原因失败了,那社会主义实践就可能又要长期在黑暗中徘徊了,又要像马克思所说的那样作为一个幽灵在世界上徘徊了。”由于中国特色社会主义不断成功,冷战结束后世界社会主义万马齐喑的局面得到很大程度的扭转,社会主义在同资本主义竞争中的被动局面得到很大程度的扭转,社会主义优越性得到很大程度的彰显。我们要把共产主义远大理想同中国特色社会主义共同理想统一起来、同我们正在做的事情统一起来,坚定道路自信、理论自信、制度自信、文化自信,不为任何风险所惧,不为任何干扰所惑,始终坚守共产党人的理想信念,不负共产党人的光荣称号。

  第二,忠实践行以人民为中心的发展思想。学习运用《共产党宣言》,就要不忘初心、牢记使命,始终把人民放在心中最高位置,更好增进人民福祉,推动人的全面发展、社会全面进步。谋划发展,要着眼于满足人民日益增长的美好生活需要,贯彻新发展理念,着力解决发展不平衡不充分的问题,提高发展质量,不断提高人民生活品质、生活品位。深化改革,要站在人民立场上处理好涉及改革的重大问题,坚决破除一切阻碍生产力发展的体制机制障碍,坚决破除一切束缚社会文明进步的思想观念,给人民带来更多获得感、幸福感、安全感。保障和改善民生,要着眼于让发展成果更多更公平惠及全体人民,既尽力而为又量力而行,促进社会公平正义,在幼有所育、学有所教、劳有所得、病有所医、老有所养、住有所居、弱有所扶上不断取得新进展,不断朝着全体人民共同富裕迈进。




  2018年5月9日,一位外国观众被北京“真理的力量——纪念马克思诞辰200周年主题展览”中一面展示不同国家出版的500多种《共产党宣言》的书墙所吸引。 中新社记者 贾天勇/摄

第三,顺应世界发展大势推动构建人类命运共同体。当前,世界多极化、经济全球化、社会信息化、文化多样化深入发展,各国相互关联、相互依存程度之深前所未有,充分印证了马克思、恩格斯在《共产党宣言》中所作的科学预见。每个国家都有发展权利,同时都应该在更加广阔的层面考虑自身利益,不能以损害其他国家利益为代价。实行单边主义、保护主义,不符合人类社会发展规律。我们要坚定不移维护和发展我国发展利益,同时要坚定不移扩大对外开放,推动国际社会共担时代责任,合作应对经济全球化带来的挑战,推动经济全球化朝着更加开放、包容、普惠、平衡、共赢的方向发展,让不同国家、不同阶层、不同人群共享经济全球化带来的机遇。

  第四,按照新时代新要求加强党的建设。《共产党宣言》为马克思主义建党学说奠定了理论基础。党的十八大以来,我们对坚持党的领导不仅在理论上有了新认识,而且在实践中有了新探索,完善了党对一切工作领导的体制机制。我们要把坚持党的领导贯彻和体现到改革发展稳定、内政外交国防、治党治国治军各个领域各个方面,确保党始终总揽全局、协调各方。党要领导人民推进伟大社会革命、实现民族伟大复兴,就必须发扬自我革命精神,深入推进全面从严治党的决心不能动摇、要求不能降低、力度不能减弱。要认真贯彻落实党的十九大提出的新时代党的建设总要求和重大部署,在整体推进党的各项建设的同时,重点解决党内出现的新问题,着力解决好人民群众反映强烈的形式主义、官僚主义问题,一些干部不敢为、不愿为、不会为的问题,一些基层党的建设弱化、虚化、边缘化的问题,等等,确保我们党永葆马克思主义政党本色、永远走在时代前列、永远做中国人民和中华民族的主心骨。

  第五,不断开辟马克思主义中国化新境界。与时代同步伐,与人民共命运,关注和回答时代和实践提出的重大课题,是马克思主义永葆生机活力的奥妙所在。《共产党宣言》所阐述的一般原理整个说来是正确的,但不能要求《共产党宣言》对170年后人类社会发展提出的所有具体问题都提供现成答案。我们要以科学的态度对待科学,以真理的精神追求真理,不断赋予马克思主义以新的时代内涵。我们要洞察时代风云,把握时代大势,站在人类发展前沿,积极探索关系人类前途命运的重大问题,为应对当今世界面临的全球性挑战、解决人类面临的共性问题贡献中国智慧、中国方案。要紧密联系亿万群众的创造性实践,尊重人民群众的主体地位和首创精神,作出新概括、获得新认识、形成新成果。要坚持问题导向,聚焦我国改革开放和社会主义现代化建设面临的重大现实问题、全局性战略问题、人民群众关心关注的热点难点问题,为解决问题提供新理念、新思路、新办法。要吸收人类创造的一切优秀文化成果,不断深化对共产党执政规律、社会主义建设规律、人类社会发展规律的认识,发展21世纪马克思主义、当代中国马克思主义,续写马克思主义中国化新篇章。

  第六,加强对马克思主义经典著作的学习研究。广大党员、干部特别是高级干部要学好用好《共产党宣言》等马克思主义经典著作,坚持学以致用、用以促学,原原本本学,熟读精思、学深悟透,熟练掌握马克思主义立场、观点、方法,不断提高马克思主义理论素养。要加大经典著作编译力度,坚持既出成果又出人才,培养一支新时代马克思主义经典著作编译骨干队伍。要深化经典著作研究阐释,推进经典著作宣传普及,不断推出群众喜闻乐见、贴近大众生活的形式多样的理论宣传作品,让理论为亿万人民所了解所接受,画出最大的思想同心圆。

  再过30年,也就是到2048年《共产党宣言》发表200周年之时,正是我们全面建成社会主义现代化强国、实现中华民族伟大复兴之际。届时,中国共产党人和中国人民将以自己的壮举进一步证明马克思主义的科学性、真理性、预见性,让我们以实际行动迎接这个伟大时刻的到来吧!

  (这是习近平总书记2018年4月23日在十九届中央政治局第五次集体学习时的讲话。)










ENGLISH TRANSLATION:



Learning the basic theory of Marxism is a compulsory course for communists
Source: "Seeking Truth" 2019/22 Author: Xi Jinping 2019-11-15 15:08:52

Learning the basic theory of Marxism is a compulsory course for communists

Xi Jinping

Today, the 19th Central Political Bureau holds the fifth collective study. The content of the study is the Communist Manifesto and its significance. This year marks the 200th anniversary of the birth of Marx and the 170th anniversary of the Communist Manifesto. The Party Central Committee made arrangements for commemorating the 200th anniversary of the birth of Marx, and a commemorative meeting will be held in early May. At this time point, the Central Political Bureau’s collective study of the Communist Manifesto is of great significance.

Learning the basic theory of Marxism is a compulsory course for communists. Since the 18th National Congress of the Communist Party of China, the Central Political Bureau has collectively studied Marxist theory for many times and has studied the basic principles and methodology of historical materialism, dialectical materialism, and Marxist political economy. The Central Political Bureau collectively studied the "Communist Manifesto" in order to revisit the classics, to understand the truth power of Marxism, to strengthen the Marxist faith, to trace the theoretical source of the Marxist party's maintenance of its advanced nature and purity, and to improve the use of Marx by the whole party. The basic principles of the fundamentals of solving the practical problems of contemporary China.

The comrades present here have read the Communist Manifesto. Today we revisit this classic and are still deeply educated and inspired. In conjunction with this study, I will talk about 3 points.

I. Deeply understand the major theoretical contributions of the Communist Manifesto

The advent of the Communist Manifesto is a great event in the history of human thought. The "Communist Manifesto" is the first great work to comprehensively expound the principles of scientific socialism, "to publicly explain your views, your own purposes, and your own intentions to the world" and to establish a monumental spirit of Marxism. The major theoretical contributions of the Communist Manifesto have the following aspects.

On May 2, 2018, General Secretary of the CPC Central Committee, President of the State, and Chairman of the Central Military Commission Xi Jinping came to Peking University for an inspection. This is Xi Jinping's Marxist Academy at Peking University, and he has a cordial conversation with Chinese and foreign students who are discussing and interpreting the "interpretation of the new era." Xinhua News Agency reporter Li Tao / photo

First, it profoundly expounded the scientific worldview of Marxism. The Communist Manifesto describes a new worldview in a thorough and distinct language, that is, historical materialism, which provides people with scientific and ideological weapons that understand nature and understand human society. In the history of human thought, idealism uses God, humanity, and ideas to explain all world views. It has long dominated people's understanding of social phenomena. Before the birth of Marxism, utopian socialism slammed capitalism and outlined the picture of the future society, but could not find the correct path and social power to realize its social ideals. In the "Communist Manifesto", Marx and Engels science clarified the inherent contradiction of capitalism and the historical mission of the proletariat, revealing the historical inevitability of socialism instead of capitalism; exquisitely expounding the nature, characteristics, basic program of Marxist political parties, The principle of strategy has drawn a line between scientific socialism and other socialist schools of all kinds. Some important ideas put forward by the Communist Manifesto, such as historical materialism, class struggle, the historical mission of the proletariat, the new communist society, the all-round development of man, the world market, etc., are revolutionary, pioneering, and breakthrough in the history of human thought. significance. The Communist Manifesto profoundly reveals that the history since the slave society is the history of class struggle; it reveals that productivity determines the relationship of production, the economic foundation determines the superstructure, the contradictory movement of productivity and production relations, economic foundation and superstructure promotes the change of social form. The general law of human social development reveals the inherent contradiction between the socialization of capitalist production and the private possession of means of production; it reveals the historical law of the inevitable demise of capitalism and the inevitable victory of communism. As Engels said: "This principle seems very simple, but a closer look reveals that the initial conclusion of this principle gives all idealism and even the most hidden idealism a head." Also said "this fact is not only for Theory, and the most revolutionary conclusion for practice." After the publication of the Communist Manifesto, Marx and Engels continued to develop their ideas and eventually formed a systematic and complete system of ideological theory. The Communist Manifesto is a classic work that scientifically understands the laws governing the development of human society. It is a classic work full of the spirit of struggle, critical spirit, and revolutionary spirit. It is a work of upholding the people's position, seeking benefits for the people, and seeking for all mankind. A classic book of liberation. The scientific and revolutionary nature of Marxist theory stems from the scientific world outlook and methodology of dialectical materialism and historical materialism. It provides a powerful ideological weapon for us to understand the world and transform the world, and points out the correct direction for world socialism.

Second, it profoundly expounded the advanced character of Marxist political parties. The Communist Manifesto elaborated on the advanced nature of Marxist political parties and pointed out that the Communist Party is not a special political party opposed to other workers' political parties. They do not have any interests that are different from the interests of the entire proletariat. In practice, the Communist Party is the most determined and always promoting part of the workers’ political parties in various countries; in theory, the place where the Communist Party is better than the rest of the proletarian masses is that they understand the conditions, processes, and general results of the proletarian movement. The sport also represents the future of sports. Marxist parties must be composed of the most thorough and determined advanced elements. The Communists should be the most indefatigable, fearless and reliable advanced fighters. These ideas provide a fundamental basis for the Marxist party to maintain its advanced nature and purity.

Third, the Manifesto profoundly expounded the political position of Marxist political parties. The "Communist Manifesto" does not conceal the class nature of Marxist political parties. It stands on the side of the proletariat and the broad masses of people. It eulogizes the great role of the people in promoting history. The proletariat is regarded as the representative of advanced productive forces and the capitalist system. The digger and the creator of the new social system emphasize that all movements in the past are movements of minority or interests for the minority. The movement of the proletariat is the vast majority of people who seek benefits for the vast majority of people. Independent movement. This distinctive political position fully affirmed the people's historical subject status and fully embodied the fundamental nature and purpose of the Marxist party.

Fourth, it profoundly expounded the lofty ideals of Marxist parties. The Communist Manifesto established that the highest goal of a Marxist political party is to realize communism and to realize the free and comprehensive development of human beings as the essential feature of communism. This lofty ideal has stood at the commanding heights of human morality, and has become a steadfast belief in unyielding, unyielding and unyielding spirits of generations and generations of communists, and a spiritual pillar that does not fear any risks and overcome all difficulties. It has become a Marxist party united with the people and smashed the old world. And create the spiritual banner of the new world.

Fifth, it profoundly developed the revolutionary program of Marxism. The Communist Manifesto pointed out that the first step in the workers' revolution was to raise the proletariat into a ruling class, to win democracy, and to use its own political dominance to increase the total amount of productivity as quickly as possible. The Communist Manifesto also put forward specific measures on how to develop productivity. Although some of the specific contents are not applicable today, the spirit contained in it still has positive significance. These thoughts are of great significance to the revolutionary struggle of the Marxist political parties leading the people, the armed seizure of political power, the strengthening of political power construction after the seizure of political power by Marxist political parties, especially the construction of the ruling party, the development of socialist democracy, the development of social productive forces, and the promotion of overall social progress. And far-reaching guiding significance.


This is the interior of the White Swan Cafe, which was filmed in the heart of Brussels, Belgium on February 7, 2018, when Marx and Engels wrote the Communist Manifesto. Xinhua News Agency reporter Ye Pingfan / photo

Sixth, it profoundly expounded the internationalist spirit of Marxist political parties. The Communist Manifesto deeply analyzed the capitalist production across national borders and continuously explored the world market. It scientifically foresees the universal trend of material production and spiritual culture production, and then pointed out that communism is not a narrow regional movement, the proletariat. To achieve complete liberation, it is necessary to liberate all mankind and call on the proletarians of the world to unite. This provides a scientific and theoretical basis for Marxist parties to embrace the world, benefit mankind, and jointly create a better world.

The Communist Manifesto is a rich theoretical treasure house. The theoretical contributions made are multi-faceted. It is worthy of repeated study and in-depth study, and constantly draws on ideological nutrition.

2. Second, profound understanding of the far-reaching impact of the Communist Manifesto on world socialism

Once the "Communist Manifesto" was published, it promoted the development of world socialism in practice and profoundly changed the course of human history. Engels said that the Communist Manifesto is "the most widely spread and international work in the entire socialist literature, a common program recognized by millions of workers from Siberia to California." Shortly after the publication of the Communist Manifesto, a massive revolutionary movement broke out in Europe. In 1864, after the establishment of the International Workers' Association (known as "the First International"), under the leadership of Marx, it supported the working class of all countries in the struggle and supported the struggle of the oppressed nations for national liberation. The Paris Commune revolution that broke out in 1871 was the first great attempt to overthrow the bourgeois rule and establish the regime of the people to be the masters of the country. Through the struggle, the working classes of various countries have achieved major victories that were impossible in the past, such as political voting rights, eight-hour working system, and labor legislation.

In November 1917, Lenin led the success of the October Revolution, opened a gap in the weakest chain of capitalism, established the world's first socialist country, and achieved a great leap in socialism from theory to practice. The success of the October Revolution proved the truth of the Communist Manifesto, and hoped that the proletarian revolution and the national liberation movement of all countries saw hope. After the end of the Second World War, a group of countries successively embarked on the socialist road. From the development of one country to many countries, the world socialist forces were greatly enhanced.

The older generation of revolutionaries of our party were all on the path of revolution under the influence of the Communist Manifesto. The first party program of our party was formulated in accordance with the spirit of the Communist Manifesto. The new democratic revolutionary road, the socialist revolutionary road, the socialist construction road, and the socialist road with Chinese characteristics opened up by our party are all great creations that combine the basic principles of Marxism with China's concrete realities. The Communist Party of China is a faithful successor to the spirit of the Communist Manifesto.

The Communist Manifesto is the most influential book in modern times. For 170 years, the Communist Manifesto has been translated into more than 200 languages ​​and published in thousands of editions, making it one of the largest circulation books in the world. In the past 20 years, various Western institutions have selected "millennial thinkers" and "most influential scholars", and Marx has been ranked first and even topped the list. Since the international financial crisis in 2008, the world has once again raised the "Marx fever", and research on the "Communist Manifesto" and "Capital" has once again become popular. Facts have proved that the power of truth in the Communist Manifesto is eternal and has and will continue to profoundly influence the course of world history.



3. Adhere to the scientific principles and scientific spirit of the Communist Manifesto


When Marx and Engels were alive, they said that some parts of the Communist Manifesto could "make some modifications" or "have different ways of writing", but it "the general principles explained are completely correct until now." Although the Communist Manifesto was born 170 years ago, the basic principles of its formulation are not outdated and will not be outdated. I said, "If you feel that you are not practical, go to delve into the classics. The Communist Manifesto is read several times." It is about the truth of the new knowledge. Today, we revisit the "Communist Manifesto", that is, to apply the scientific principles and scientific spirit contained in the "Communist Manifesto" to the practice of uniting great struggles, great works, great undertakings, and great dreams, and constantly compose a new era of persistence and Develop a new chapter in socialism with Chinese characteristics.


First, we are determined to fight for the common ideal of communism and the common ideal of socialism with Chinese characteristics. The inevitable trend of the human society finally leading to communism revealed in the Communist Manifesto laid the theoretical foundation for the Communists to strengthen their ideals and convictions and adhere to the spiritual homeland. The establishment of ideals and beliefs is a rational choice, not a temporary impulse. It is far from enough to have simple feelings. It must also be supported by profound theoretical beliefs. Otherwise, it will be shaken when there is a storm. As long as we master the basic principles of Marxism, we can profoundly realize that the realization of communism is a long historical process that is gradually achieved by a phased goal. It requires several generations to continue to struggle, struggle hard and struggle unswervingly; Characteristic socialism is the only way to realize the great rejuvenation of the Chinese nation, and it is also the road to success for the Chinese Communists to lead the people in pursuing lofty ideals and opening up a bright future. At the beginning of this year, I said at the special seminars of the new leaders of the two ministries and provincial and ministerial level leaders: "If socialism does not achieve today's success in China, if the leadership of the Communist Party of China and the socialist system of our country are also disintegrated in the Soviet Union, the Soviet Communist Party When the domino-style changes in the ups and downs of Eastern Europe and Eastern Europe collapsed, or failed for other reasons, the socialist practice may have to linger in the dark for a long time, and as a ghost in the world as Marx said. Captain." Because of the continuous success of socialism with Chinese characteristics, the situation of world socialism after the end of the Cold War has been greatly reversed, and the passive situation of socialism in the competition with capitalism has been greatly reversed. Sex is greatly demonstrated. We must unite the great ideals of communism with the common ideals of socialism with Chinese characteristics, unite with what we are doing, and strengthen road self-confidence, theoretical self-confidence, institutional self-confidence, cultural self-confidence, not afraid of any risks, and not for any interference. Bewildered, always adhere to the ideals and beliefs of the Communists, and live up to the glorious title of the Communists.


Second, loyalty to the people-centered development thinking. To learn to use the "Communist Manifesto", we must not forget the initial heart, keep in mind the mission, always put the people in the highest position in the heart, better enhance the people's well-being, and promote the all-round development of people and overall social progress. To plan and develop, we must focus on meeting the people's growing needs for a better life, implementing new development concepts, focusing on solving the problem of inadequate development imbalance, improving the quality of development, and constantly improving people's quality of life and quality of life. To deepen reform, we must take care of the major issues involving reform from the standpoint of the people, resolutely remove all institutional and institutional obstacles that hinder the development of productive forces, resolutely break all ideological concepts that constrain the progress of social civilization, and bring more sense of acquisition and happiness to the people. And a sense of security. To protect and improve people's livelihood, we must focus on making development results more fair and fair to the whole people. We will do our best and do our best to promote social fairness and justice, and have a young age, education, education, income, and illness. With the doctors, the old people, the living, the weak, and the support, they have made new progress and are constantly moving towards the common prosperity of all the people.






On May 9th, 2018, a foreign audience was attracted by the book wall of more than 500 "Communist Manifesto" published by different countries in Beijing's "The Power of Truth - The Theme Exhibition of Commemorating the 200th Anniversary of Marx's Birth". China News Agency reporter Jia Tianyong / photo


Third, in line with the general trend of world development, promote the building of a community of human destiny. At present, the world's multi-polarization, economic globalization, social information, and cultural diversity have developed in depth. The degree of interdependence and interdependence among countries has never been seen before, which fully confirms the scientific foresight made by Marx and Engels in the Communist Manifesto. Every country has the right to development, and at the same time should consider its own interests at a broader level, not at the expense of the interests of other countries. The implementation of unilateralism and protectionism is inconsistent with the laws governing the development of human society. We must unswervingly safeguard and develop China's development interests. At the same time, we must unswervingly expand opening up to the outside world, promote the international community to share the responsibility of the times, cooperate to cope with the challenges brought about by economic globalization, and promote economic globalization toward more open and inclusive. The development of inclusive, balanced and win-win direction allows different countries, different strata and different groups to share the opportunities brought about by economic globalization.


Fourth, strengthen party building in accordance with the new requirements of the new era. The Communist Manifesto laid a theoretical foundation for Marxist party building theory. Since the 18th National Congress of the Communist Party of China, we have not only had a new understanding of the party’s leadership but also a new exploration in practice, and improved the party’s institutional mechanism for all work leadership. We must implement and embody the party's leadership in all aspects of reform, development, stability, internal affairs, foreign affairs, national defense, and governance of the country and the country, and ensure that the party always takes the overall situation and coordinates all parties. If the party wants to lead the people in advancing the great social revolution and realizing the great rejuvenation of the nation, it must carry forward the spirit of self-revolution. The determination to thoroughly and comprehensively and strictly manage the party cannot be shaken, demands cannot be reduced, and strength cannot be weakened. We must conscientiously implement the general requirements and major arrangements for the party's construction in the new era put forward by the 19th National Congress of the Communist Party of China, and at the same time promote the construction of the party as a whole, focus on solving new problems arising within the party, and focus on solving the strong reaction of the people. The problems of formalism and bureaucracy, the problems that some cadres are afraid to do, are unwilling to do, will not be, the problems of weakening, falsifying, and marginalizing the construction of some grassroots parties, etc., to ensure that our party will always be the true color of Marxist political parties. Always walk in the forefront of the times and always be the backbone of the Chinese people and the Chinese nation.


Fifth, we will continue to open up a new realm of Marxism in China. Synchronizing with the times, sharing the fate with the people, paying attention to and answering the major issues raised by the times and practices is the mystery of Marxism's vitality forever. The general principles elaborated in the Communist Manifesto are correct in the whole, but they cannot be used to provide the ready-made answer to all the specific questions raised by the Communist Manifesto for the development of human society 170 years later. We must treat science with a scientific attitude, pursue the truth with the spirit of truth, and constantly endow Marxism with a new era. We must understand the times and grasp the trend of the times, stand at the forefront of human development, actively explore major issues concerning the future and destiny of mankind, and contribute to China's wisdom and China's programs in response to the global challenges facing the world today and to solve common problems facing humanity. It is necessary to closely link the creative practices of hundreds of millions of people, respect the subjective status and pioneering spirit of the people, make new summaries, gain new understanding, and form new achievements. We must adhere to the issue orientation, focus on the major practical problems, overall strategic issues, and the hot and difficult issues that the people are concerned about in China's reform, opening up, and socialist modernization, and provide new ideas, new ideas, and new methods for solving problems. It is necessary to absorb all outstanding cultural achievements created by mankind, continuously deepen the understanding of the laws governing the Communist Party, the law of socialist construction, and the laws governing the development of human society, develop Marxism in the 21st century, and Marxism in contemporary China, and continue to write a new chapter in the sinicization of Marxism.


Sixth, strengthen the study of Marxist classics. The majority of party members, cadres, and especially senior cadres must learn to use the Marxist classics such as the Communist Manifesto, adhere to the principles of learning, use them to promote learning, original originals, familiarize themselves with the classics, learn deeply, and master Marxism. Standpoints, viewpoints, and methods to continuously improve the theoretical quality of Marxism. It is necessary to intensify the compilation of classic works, adhere to the achievements and talents, and cultivate a core team of Marxist classics in the new era. It is necessary to deepen the study and interpretation of classic works, promote the popularization of classic works, and constantly introduce various forms of theoretical propaganda works that the masses like to hear and enjoy, and close to the public life, so that the theory is accepted by hundreds of millions of people and draw the greatest ideological concentricity.


In another 30 years, that is, at the 200th anniversary of the publication of the Communist Manifesto in 2048, it is precisely when we comprehensively build a socialist modernization power and realize the great rejuvenation of the Chinese nation. By then, the Chinese Communists and the Chinese people will further prove the scientific, truthful, and predictive nature of Marxism with their own feats, let us welcome this great moment with practical action!


(This is the speech of General Secretary Xi Jinping at the fifth collective study of the 19th Central Political Bureau on April 23, 2018.)

Full Text of Remarks delivered at the 8th United Nations Forum for Business and Human Rights, 26 November 2019: “Peaches and Plums do not Speak, but they are so Attractive that a Path is Formed Below the trees” [桃李不言,下自成蹊]: China’s Belt and Road Initiative and the United Nations Guiding Principles for Business and Human Rights

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(Pix: The Lady and the Unicorn: À mon seul désir (Musée national du Moyen Âge, Paris))

The UN Working Group on Business and Human Rights has organized a session that may be of interest to some readers.  The Session, Building sustainable infrastructure: Lessons from the Belt and Road Initiative and other similar multi-state initiatives, will be chaired by Surya Deva, a Member, UN Working Group on Business and Human Rights.  Session participants include Mohamed Athman (Save Lamu); Larry Catá Backer (Penn State University); Flora Sapio (Università degli Studi di Napoli “L'Orientale”); and Wawa Wang (Sustainable Energy). The Session will take place Tuesday, November 26 (16:40 - 18:00).  We hope to see many of you there. The Session Concept Note may be accessed HERE

I have taken the opportunity here to post the full text of the remarks I prepared for the session.  The remarks are entitled: “Peaches and Plums do not Speak, but they are so Attractive that a Path is Formed Below the trees” [桃李不言,下自成蹊]: China’s Belt and Road Initiative and the United Nations Guiding Principles for Business and Human Rights.  As its title suggests, the remarks consider the points of necessary convergence between the emerging and robust system of global trade being developed by China through its Belt and Road Initiative and the normative framework of the UN Guiding Principle.  I suggest points of convergence as well as challenges to both systems for the necessary task of building a win-win common future.

Given the limited time available for presentation, I will only be able to deliver a much shortened version orally.  But I thought some might find it useful to consider the full text.  It follows below and may be accessed HERE, and may be downloaded HERE: Peaches and Plums do not Speak

(Bottom Pix: The Hunt of the Unicorn; Cloisters Museum, New York)

Larry Catá Backer
Remarks delivered at the 8th United Nations Forum for Business and Human Rights, 26 November 2019, Palais des Nations, Geneva Switzerland.

Distinguished members of governments, of the Office of the High Commissioner for Human Rights, and of pubic international organizations; Esteemed members of the UN Working Group for Business and Human Rights; Valued representatives of economic enterprises, and of non-governmental organizations whose respective service to the world order is acknowledged with deep appreciation; Colleagues from academic institutions worldwide; Ladies and Gentlemen; Dear Friends:
At the opening ceremony of the Belt and Road Forum for International Cooperation, held in Beijing May 2017, Chinese President Xi Jinping described China’s Belt and Road Initiative and the international community’s subsequent support and involvement with a most astute reference to the well-known Chinese saying: “peaches and plums do not speak, but they are so attractive that a path is created below the trees” [桃李不言,下自成蹊]. President Xi might have meant to suggest that there is no need to argue about the abstract merits of BRI; rather China’s positive role in developing this new era global trade framework will naturally lead other states to participate. And, indeed, since 2013 the world has been eager to construct a path to China as a new global trading center and has enthusiastically tasted the peaches and plums in China’s orchard. Yet President Xi was wise enough in using that ancient expression to note that it speaks not merely to peaches but also to plums, that is to the combination of good moral merits and character. It is the combination of peaches and plums that together produce an orchard rich enough to draw and sustain the world. 
At the same time, one of the ancient thirty-six stratagemsreminds us, in its section on enemy dealing strategies, that one should be prepared to “sacrifice the plum tree to preserve the peach tree.” Here the garden of peaches and plums takes on a different character—both are necessary but now distinct and complementary, and where both are attacked it may be necessary to sacrifice one to preserve the garden. And yet, while the peaches survive, the garden itself becomes far poorer, and the path built to it may ultimately be abandoned. 
And that insight nicely describes the essence of my task here today: For in the global garden of productive interaction, it is possible to suggest that the peach orchard of the Chinese Belt and Road is made infinitely more productive, and the path beaten to its precincts made substantially more sustainable, where the peach trees of the Chinese Belt and Road Initiative are planted firmly and resolutely beside the great plums trees of the United Nations Guiding Principles for Human Rights. Sacrificing plums to preserve peaches may be a useful stratagem in some instances, it will threaten the success of a garden dependent on both. 
To that end I take as inspiration President Xi’s reference, made during the course of his speech at the 2nd Belt and Road Forum for International Cooperation in April 2019, to the Chinese saying: “The ceaseless inflow of rivers makes the ocean deep.” In that context he noted that “were such inflow to be cut, the ocean, however big, would eventually dry up.” We can only agree. The rivers of international trade flowing into China are fed by the great sources of its international normative and human rights structures. Were these cut off, there would be little left to feed an ocean with many inlets and no outlets. 
In this global garden of peaches and plums let us first consider our peach tree–the Belt and Road Initiative. 
BRI represents the framework through which China and its vanguard, the Chinese Communist Party, rationalizes its trade, security, cultural, and political policies. That rationalization seeks a framework for the seamless and coherent connection between China’s internal and external relations. It serves both as the outward expression of the core of the Basic Line of the Chinese Communist Party as the leadership collective of the nation, as well as the current manifestation of that Basic Line as the principles of the “New Era” theory developed by the current leadership core of the Chinese State and its Communist Party collective, which along with the elements of the United Front, represents the collective of the Chinese nation. 

That representation extends beyond economics to politics, culture, and societal cohesion. It represents the outward expression of the Twelve Core Socialist Values and its implementation through the five principles of Peaceful Coexistence: mutual respect for sovereignty and territorial integrity, mutual non-aggression, non-interference in each other's internal affairs, equality and mutual benefit, and peaceful coexistence. To understand the BRI, it is first necessary to understand the central role of Marxism in the construction of Chinese political-economy. 

It is then necessary, as Xi Jinping stated in a speech given at the fifth collective study of the 19th Central Political Bureau on April 23, 2018, to situate Marxism with Chinese characteristics at the core of China’s global collective leadership. This is a moral-political, as well as an economic project. As President Xi also noted: The Communist Manifesto, with Chinese characteristics, “pointed out that communism is not a narrow regional movement, the proletariat. To achieve complete liberation, it is necessary to liberate all mankind and call on the proletarians of the world to unite. This provides a scientific and theoretical basis for Marxist parties to embrace the world, benefit mankind, and jointly create a better world.”

Within this broader foundational outlook, BRI is meant to be the manifestation of outbound cooperation in a number of key areas. These areas have included, since 2015: policy coordination, facilities connectivity, integrated transport infrastructure construction, connectivity in energy infrastructure, communication infrastructure, investment and trade cooperation, enhanced customs cooperation, and mutual recognition and coordination of standard setting, the development of a united front in the context of developing policy within the global trade community, coordinated trade innovation, investment facilitation, cooperation in agriculture, forestry and animal husbandry, and in the exploration of coal, oil, gas, metal minerals and other conventional energy sources; as well as emerging renewable sources.  

With this in mind it is possible to turn to the legal, security, cultural, and infrastructure development aspects of the formation of BRI.

The legal and operational characteristics of BRI are then easy to describe. 

As a legal construct, BRI can be understood as the aggregation of an increasing number of bi-lateral and multi-lateral trade, friendship, and cooperation agreements between foreign states and China. BRI does not yet embrace such formal arrangements between foreign states without China at the center. These formal arrangements are meant to make it possible to manifest and work toward the fulfillment of the key aspirational policies of BRI drawn from a 2015 National Development and Reform Commission White Paper:  “They should promote policy coordination, facilities connectivity, unimpeded trade, financial integration and people-to-people bonds as their five major goals.”

At the same time, these formal instruments are augmented by a growing set of informal mechanisms.  Prominent among them are Memoranda of Understanding among China and her BRI partners. Lamentably, most are not transparent. These contain, it is mostly surmised, a set of more specific country to country framework arrangements for the operationalization of BRI principles within a more specific context. 

Internally, BRI is overseen in China by the Leading Group for advancing the Development of One Belt One Road, formed in 2014. Its steering committee reports directly into the State Council of the People's Republic of China. Externally, China’s BRI partners have under the leadership of China, undertaken a set of informal structures aimed at coordination. Beyond that, little is known, though each individual state, in their relations with China, is free to undertake its own approach to the internationalization of BRI within their national territory. 

As a set of security arrangements, BRI is connected to the Shanghai Cooperation Organization.  But the Shanghai Cooperation Organization is merely meant to be one of many mechanisms that enhance multilateral cooperation. These entities tend to layer the policies, principles and objectives more broadly conceived in BRI but targeted to the specific context for which they were created.

As a mechanism for bringing people closer together, BRI is also understood to be the framework within which China and her partners develop closer ties. It is understood to fall within several distinct categories. 

The first includes people to people exchanges with the objective of enhancing BRI economic and political cooperation.  These have included since 2015“cultural and academic exchanges, personnel exchanges and cooperation, media cooperation, youth and women exchanges and volunteer services, so as to win public support for deepening bilateral and multilateral cooperation.”

The second includes a series of measures designed to enhance intra-BRI tourism

The third includes scientific and technical cooperation.  These include the development of joint research centers. It also includes integration of programs in aid of economic development, including entrepreneurship and the like.

The fourth includes broad array of mechanisms for enhanced political communication.  The objects of these projects include political parties, legislative bodies sister city programs and the like. 

Finally, and most importantly, BRI serves as the conceptual framework around which the core objective of enhancing regional connectivity and development may be furthered. It consists of a series of evolving mechanisms for developing and financing infrastructure projects. But infrastructure projects are merely to be understood as the necessary first stage of the larger project of bringing like-minded groups of states together by solving the world’s infrastructure gap. The elimination of those gaps forms the heart of the infrastructure-centered development of what are popularly called the Silk Roads from and through China. These include the Land Silk Road connecting China through Asia to Europe; the Maritime Silk Road that connects states along ancient sea routes between Asia, Africa and Europe—along with the Americas.  An ice silk road anticipated over the North Pole region, and perhaps even a space and internet road also may be included within the BRI’s goals.

These projects, then, serve as the physical manifestation of the Silk Road envisioned by President Xi publicly since 2013.  They are manifested by a series of development and financing arrangements between China and its BRI partners.  But such activity is also internationalized within the Asia Investment and Infrastructure Bank (AIIB). The initial focus has been infrastructure investment, education, construction materials, railway and highway, automobile, real estate, power grid, and iron and steel. Some already estimate that total Belt and Road Initiative projects are among the largest infrastructure and investment projects in history.

And now we add the plum trees.

Just as the BRI has been intended to help bridge a critical infrastructure gap, the U.N. Guiding Principles for Business and Human Rights represents a concrete and globally embraced effort to bridge an equally important gap—a governance gap between national and international regulatory structures, between public and private law systems; and within increasingly unified chains of production and supply that themselves manifest the global regulatory silk roads. 

The UN Guiding Principles are well known enough to spare me the need for more careful description.  However, it is worth remembering a number of key points.

First, the UN Guiding Principles were endorsed unanimously in 2011.  That endorsement included China and the United States. It must be acknowledged that the UN Guiding Principle are not strictly speaking international law, nor have their principles been mandated under international law mechanisms, nor, indeed, have they been involuntarily transposed into the domestic legal orders of states. All the same, the UN Guiding Principles themselves were consciously crafted, and thus endorsed, to reflect the key operational doctrines essential and universally embraced for framing issues of duty, responsibility and obligation of all actors touched by economic activity.

Second, the UN Guiding Principles have developed two principal framing strategies for the key actors in economic activities—states and economic organizations. 

With respect to states, the UN Guiding Principles reaffirm the essence of State sovereignty within the global order. States acknowledge their already existing duties to protect human rights within the letter and spirit of their own engagement in international law and norms.

With respect to enterprises, including instrumentalities of state engaged in economic activities, the UN Guiding Principles described a private law based and coordinated system of responsibility unified both by a core set of norms, the International Bill of Human Rights and certain ILO Conventions, as well as by the mechanisms of human rights due diligence. These apply with equal vigor to all enterprises anywhere in the world and are either tied to or restricted by the choices made in the construction of the domestic legal orders of the states in which they may operate.

With respect to individuals, the UN Guiding Principles have taken a great step toward the development of a global system of liability for harm designed to protect individuals and vulnerable communities from the effects of economic activity.  This harm principle is framed in the Western language of human rights but of its essence is aligned strongly with Marxist principles of the fundamental obligation of the vanguard party in asserting its leadership role. 

Third, as a consequence, it is useful to understand the UN Guiding Principles as the first truly global Belt and Road Initiative.  Its silk road is paved with the principles developed by the community of nations in its multilateral organizations reflecting their mutually advantageous vision of win-win cooperation.  It is paved with the blood and sacrifice of the global working class, with respect to whom both free market and Marxist political systems have long recognized obligations.

Fourth, the UN Guiding Principles have developed a set of key markers that are implicitly embedded into the principles of BRI, whose development ought to be welcomed in the spirit of BRI win-win cooperation and respect for the five principles of Peaceful Coexistence.   In this context it is important to underline that the relationship between the substantive norms of BRI and the UN Guiding Principles are not constructed as a one-way street.  It is as important for the Guiding Principles to embed within its interpretive scope the important cultural and moral framework of socialist values, as it is for BRI frameworks to be sensitive to the role of the UNGP in the legal and economic organization of its partners.  For China and BRI, it is error to conceive of the UN Guiding Principles as a species of “unequal treaties.” At the same time, it is error for those who have responsibility for the UNGP to view them as a means of for excuse for orcing the transformation of Marxist Leninist political-economic systems and their forms of governance.  

Fifth, the necessary alignments between the BRI and UN Guiding Principles are easy to identify.  These extend beyond the First Pillar principles applicable to states. Let me highlight a few:

· Guiding Principle 4 (the State-Business Nexus) provides a strong foundation for developing the moral and normative framework for the operation of BRI state owned enterprises especially when they engage in economic activity outside of their home state;

 · Guiding Principle 4 also serves as the foundation for incorporating appropriately framed human rights obligations of states into the working style of the great financial institutions that help drive BRI, including but not limited to the AIIB;

· Guiding Principle 6 (Public Commercial Transactions) serves as a foundation for the transposition of UN Guiding Principles sensibilities in developing relationships of integrity between the State and its enterprises. In this way China might demonstrate the way that its advanced elements of core socialist principles are compatible with the Guiding Principles. In consciously leading by doing, China can both embrace the UN Guiding Principles but help shape its meaning.

· Guiding Principle 7 (Conflict Zones) may serve as an essential template for enhancing rights based BRI activities in conflict areas.  These exist within the overland and maritime Silk Roads.  Again, this is an area in which BRI can by fusing its approach with the UN GP principles, can lead in the further development of both.   

· Guiding Principle 8 (Ensuring Policy Coherence) can serve as the foundation for BRI development by ensuring that its core principles conform internally to the great Chinese principles and obligations to protect from harm and at the same time respect the rights based structure of such harm protections within the systems of most of its BRI partners.  As the Commentary to Principle 8 suggests, “To achieve the appropriate balance, States need to take a broad approach to managing the business and human rights agenda, aimed at ensuring both vertical and horizontal domestic policy coherence.”

· And perhaps most importantly, Guiding Principle 10 which reminds states, including BRI states, that “when acting as members of multilateral institutions that deal with business related issues, they should ensure the embedding of the great principles of the UNGP throughout the scope of the work of those institutions.  There is no better place to affirm the close connection between the principles of BRI and UNGP than through the elaboration of UNGP sensitive BRI policy, and practice.  As Principle 10(c) instructs: states should draw on these Guiding Principles to promote shared understanding and advance international cooperation in the management of business and human rights challenges.” BRI provides a great opportunity for capacity building of the conjunction of human rights principles with Chinese characteristics alongside those embraced in the UNGP, respectful of the sensitivities of all BRI states within BRI production chains.

Beyond these, BRI serves as an excellent workshop for the development of socialist human rights due diligence systems.  These might combine the core socialist values developed by a Chinese core with the collective premises of due diligence and its sensitives derived from the Guiding Principles’ 2ndPillar.

There is much more, of course.  But even this small listing provides substantial evidence of the rich possibilities when the Chinese peach tree is grown alongside the UN Guiding Principles plums.

Sixth, these alignments between BRI and the UN Guiding Principles present for China and the BRI community the same challenges that the BRI presents for non-BRI trading and cooperation systems.  And yet, the challenges are made easier to meet through a process of contextual embedding.  This involves the translation of the UN Guiding Principles into the language of the political principles of adhering states and its firm and resolute adoption both by BRI states and by those enterprises operating within it. 

Seventh, it is then possible to conceive of a Marxist-Leninist context for the elaboration of the principles of the UN Guiding Principles.  It is also possible to align the effects and practices in ways that make such transition compatible with the application by the global community of states and enterprises as a whole.   For China, the project might well start with the alignment of BRI with the principles already announced by the Central Committee of the Communist Party of China in October 2019 in its Outline of the Implementation of the Construction of the Moral Citizen in the New Era.

Eighth, the opportunity to carefully and consciously align BRI with the UN Guiding principles presents China and the BRI community the opportunity to lead by example.  The natural connection between the high principles of BRI and the framing principles of the UNGP can produce a model for multi-lateral activity that substantially advances the great objectives of both. Together, each is stronger than apart. 

And ninth, my last and perhaps most important point. The development of BRI is at a crucial stage of development. It finds itself at the point where its expression of scientific Marxist universalism, as Xi Jinping noted, as a “theoretical basis for Marxist parties to embrace the world, benefit mankind, and jointly create a better world.”  (Xi, Learning the basic theory of Marxism is a compulsory course for communists) must be aligned with the Enlightenment rational scientific development of law expressed in international human rights instruments.  That alignment is essential where BRI operates in the world and in the territories of others. This presents an important opportunity for China to practice its high ideals proactively in its development of Marxist universalism compatible with the deeply held norms of the people with which it interacts. And that alignment will come willingly or not. Cases such as Chandler v Cape plc [2012] EWCA Civ 525 and Lungowe v Vedanta Resources plc[2019] UKSC 20 already suggest the emerging framework through which the activities of BRI enterprises might well be reached, eventually perhaps into the Chinese heartland.  The better strategy might be to cultivate these within BRI rather than to be engulfed by them, or worse, to try to root them out through oppositional political action.   

Dear Friends

China is leading the way in advancing a set of the normative principles of respect, cooperation, win-win result and sustainability through which to engage in activities of global concern.  The 2018 Chinese BRI Statement on China’s Artic Policy, issued January 2018 nicely frames them in terms of respect:

Respect should be reciprocal. It means all States should abide by international treaties . . . as well as general international law. They should respect the sovereignty, sovereign rights, and jurisdiction enjoyed by the Arctic States in this region, respect the tradition and culture of the indigenous peoples, as well as respect the rights and freedom of non-Arctic States to carry out activities in this region in accordance with the law, and respect the overall interests of the international community in the Arctic.

These principles of respect, cooperation, win-win result and sustainability are also at the heart of the UN Guiding Principles. 

Like the peach and plum trees in our global garden, BRI and UNGP must be planted together, grow together, and lean on each other to ensure that the global community will find them so attractive, in a sustained and sustainable state of reciprocal and respectful win-win cooperation, that they will together help form the path beneath these trees. To that end it is necessary both to avoid the stratagem of sacrificing the plum to save the peach, and to be mindful that such sacrifice might well cut the ocean from the many streams from which it feeds.  It is in that spirit that both BRI and the UNGP will grow together to forge the sort of socialist win-win respectful alternative to which President Xi, and the friends of the UNGP, have both embraced.

Thank you.



Sun Ping on “Beyond Security: What Kind of Data Protection Law Should China Make?” Paper and Presentation at the 8th Asian Constitutional Law Forum, “Asian Constitutional Law: Recent Developments and Trends” Hanoi, Vietnam

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In the 1970s Michel Foucault oracularly suggested that contemporary politics and society would be transformed in a peculiar way. He predicted the end of the individual and of the effective approach to individual autonomy in liberal democratic societies. In its place, political societies would aggregate the individual into masses—what he called “population.” These aggregations of individuals would be incarnated through the process of transforming them from abstractions to “statistics.” Statistics was understood as the rationalization of masses of data produced by the components of population to produce from out of its organization, the body of the masses. Population, then, through statistics, could reduce the individual to a subcomponent of the only politically potent stakeholder in political society—the mass.

Foucault anticipated much of what a generation later emerged as the development of data drive governance in the West and social credit regimes in Marxist-Leninist societies. I have suggested the effects of this trajectory on the individual—as the opposite side of the effects predicted by Foucault in his consideration of bio-politics. Here the individual is at the center of “statistics.” (“Next Generation Law, accessed here). He and she are stripped of their autonomy and corporeality and become nothing more than the generator of a lifetime stream of data. This stream of data is then the means through which the once autonomous individual is reconstituted as the aggregation of the stream of data they produced—judged in relation to the streams of data produced in the network of interrelated data streams of those with whom they interact. 

Sun Ping, Associate Researching Professor at the School of Law, East China University of Political Science and Law, has been producing some important and insightful work in this area. He has been focusing research on the consequences for law and society bent on the construction of this sort of “data” person. While is specific focus is China, the insights are quite compelling for the parallel developments of data society elsewhere. He recently presented his current research, “Beyond Security: What Kind of Data Protection Law Should China Make?” at the 8th Asian Constitutional Law Forum, “Asian Constitutional Law: Recent Developments and Trends” 6th and 7th December 2019, La Thanh hotel, Hanoi, Vietnam.

The paper is well worth reading. The Abstract and introduction follow along with information about the 8th ASLF. Please contact Professor Sun for a full copy of the paper.




Beyond Security: What Kind of Data Protection Law Should China Make?

Sun Ping is an Associate Researching Professor at the School of Law, East China University of Political Science and Law. Mr. Sun’s research focuses on constitutional law, fundamental rights, right to privacy, data protection, and freedom of expression. His current research focuses on social credits and data protection, defamation law and free speech, human dignity and person in the constitutional law. He has published two books and dozens of articles. He was invited to have lectures about China’s constitutional law at Columbia Law School, Penn State Law, Pontificia Universidad Católica de Chile and Shanghai-NYU. From Oct. 2018 to July 2019, he was a U.S.-China Fulbright Visiting Scholar at the US-Asia Law Institute, NYU Law School.


Abstract: Currently, in data protection legislation of China, there is a legislative mode, the security-driven mode, that appears through the articles and chapters scattered in criminal law, civil law and administrative law. However, the legislation under the security-driven mode only covers limited private sector, highly values security without proper balance with other values, targets merely on data breach and illegal obtainment, and lacks non-partial enforcing mechanism. Meanwhile, with incredible technology development and application, the initiatives of personal data collecting and using in public and private sectors, such as the social credit system, have become more and more ambitious without sufficient data protection legal frame. More importantly, because China is still struggling in transition, the current data protection laws have no roots in constitutional values, and hence, no compatible and profound theory. Therefore, China should re-comprehend the practice (Datalization, Centralization, Informatization and Preconditionalization), structure their own theory (Marxism and informational person(human)), draw on experiences and lessons from Europe (fundamental rights) and the U.S. (privacy in context), and make a Personal Information Protection Law based on fundamental rights and constitutional law. 

Keywords: Data Protection Law, Security-driven Model, Social Credit System, Informational Person
Beyond Security: What Kind of Data Protection Law Should China Make? *

Sun Ping**


Introduction

In September 2018, Personal Information Protection Law was first listed as one of the first-class drafts in the 5-year Legislative Plan of Standing Committee of the National People’s Congress (NPCSC), which means China might finally make a data protection law soon.[1] As early as 2003, with the rapid construction of E-government, the Chinese government has begun to try to make a data protection law, but 5 years later, the attempt was failed. Except for an expert’s proposal draft with EU style, there is no other result. It is from 2008 that security in cyberspace gradually became the dominant concern in public and political opinions which provided the new incentives for data protection legislative attempts. From then on, a whole new legislative mode, the security-driven mode, appears through the articles and chapters scattered in criminal law, civil law and administrative law.

In English academia, on the one hand, data protection legislation in China hasn’t drawn lots of attention. Most chapters and articles only focused on the text of all kinds of laws and regulations.[2] There hasn’t been any work that tried to, from the perspective of constitutional law, put those laws and regulations back to the political, legal and social context of China and discover the mode behind them. On the other hand, some topics related to data protection in China, such as cybersecurity and social credit system, have been talked about too much. However, without understanding the legislative attempts on data protection and the practice of collecting and using personal data, it’s impossible to comprehend the Cybersecurity Law, Social Credit System all the other topics and fields which are based on personal data collecting and using, and thus impossible to understand modern China.

For China’s respect, the Personal Information Protection Law is also of great significance. Chinese people are quite aware that data is the new oil, data is security, data is privacy, but we haven’t figure out what’s the role of constitutional law in a data-driven society.[3] However, the current practice of data collecting and using in China has caused a series of complex social changes, among which the most profound is the being of human. In daily life, what matters is not the nature person anymore, but the informational person in a remote database or platform. Therefore, what kind of data protection law should china make? should it be a law following the security-driven mode? Or should it be a law of fundamental rights based on constitutional law? These questions are not only concern about how to understand modern China better, but also how to be preparing for the coming new world. 



NOTES

* this draft is only for the 8th ASIAN CONSTITUTIONAL LAW FORUM.

** Assistant Research Professor, School of Law, East China University of Political Science and Law.

[1] The Standing Committee of the National People’s Congress, The Legislative Plan of the 13th Standing Committee of the National People’s Congress, September 7th, 2018. Usually, the Legislative Plan of NPCSC is not a solid promise. Even the first-class drafts are still full of uncertainties. See Liu Songshan, Dilution and Reflection on Legislative Planning (立法规划之淡化与反思), Political Science and Law (《政治与法律》), Vol. 12, 2014, pp. 91-93.

[2] See Graham Greenleaf, Asian Data Privacy Laws: Trade and Human Rights Perspectives, Oxford University Press (Oxford 2017), pp. 191-226. Scott Livingston & Graham Greenleaf, PRC’s New Data Export Rules: ‘Adequacy with Chinese Characteristics’?, 147 Privacy Laws & Business International Report 9, [2017] UNSWLRS 69; Scott Livingston & Graham Greenleaf, China's New Cybersecurity Law – Also a Data Privacy Law?, (2016) 144 Privacy Laws & Business International Report 1-7, [2017] UNSWLRS 19; Yang Feng (2019): The Future of China’s Personal Data Protection Law: Challenges and Prospects, Asia Pacific Law Review, DOI: 10.1080/10192557.2019.1646015; Bo Zhao and G.P. (Jeanne) Mifsud Bonnici, Protecting EU Citizens’ Personal Data in China: a Reality or a Fantasy?, International Journal of Law and Information Technology, 2016, 24, 128–150.

[3] In China, there are several professors think that it is not necessary to protect right to data protection based on constitutional law. See Wang Liming, On the Position of Right to Personal Information in the Law of Right to Personality (论个人信息权在人格权法中的地位), Journal of Suzhou University (Philosophy and Social Sciences Edition) (《苏州大学学报(哲学社会科学版)》), Vol. 6, 2012; Wang Liming, On the Legal Protection of Right to Personal Information (论个人信息权的法律保护), Modern Law Science (《现代法学》), Vol. 4, 2013; Gao Fuping, Personal Information Protection: From Individual Control to Social Control (个人信息保护:从个人控制到社会控制), Chinese Journal of Law (《法学研究》), Vol. 3, 2018.

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